Purchases and Sales Made in Q4 2021 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q4 2021. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
88.9K+ 34.86% |
$1.05M - $1.31M
|
344K
$3.29M
|
|
|
Jan 18, 2022
Q4 2021
|
David J Yvars Group
|
BUY
|
- |
82.3K+ 466.41% |
$973K - $1.21M
|
100K
$956K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
67.8KNew |
$802K - $999K
|
67.8K
$649K
|
|
|
Feb 17, 2022
Q4 2021
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
27.3KNew |
$323K - $402K
|
27.3K
$261K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
25.4K+ 5.48% |
$300K - $374K
|
489K
$4.67M
|
|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
15.4KNew |
$183K - $227K
|
15.4K
$148K
|
|
|
Feb 14, 2022
Q4 2021
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
15.3KNew |
$180K - $225K
|
15.3K
$146K
|
|
|
Feb 24, 2022
Q4 2021
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
14.1KNew |
$166K - $207K
|
14.1K
$134K
|
|
|
Feb 07, 2022
Q4 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
13.7KNew |
$162K - $202K
|
13.7K
$131K
|
|
|
Jan 14, 2022
Q4 2021
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
11.9K+ 27.23% |
$140K - $175K
|
55.4K
$530K
|
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
7.36K+ 9.21% |
$87K - $108K
|
87.3K
$834K
|
|
|
Jan 21, 2022
Q4 2021
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
7.15K+ 45.31% |
$84.5K - $105K
|
22.9K
$219K
|
|
|
Jan 12, 2022
Q4 2021
|
Old Port Advisors
|
BUY
|
- |
4.17K+ 5.82% |
$49.2K - $61.3K
|
75.7K
$724K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.47K+ 18.23% |
$41K - $51K
|
22.5K
$215K
|
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
2KNew |
$23.6K - $29.4K
|
2K
$19.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
1.44K+ 5.92% |
$17K - $21.2K
|
25.7K
$246K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.19K+ 2.55% |
$14.1K - $17.5K
|
47.9K
$458K
|
|
|
Feb 07, 2022
Q4 2021
|
Doliver Advisors, LP
Houston, TX |
BUY
|
- |
1.11K+ 9.5% |
$13.2K - $16.4K
|
12.8K
$123K
|
|
|
Jan 24, 2022
Q4 2021
|
Altfest L J & CO Inc
|
BUY
|
- |
898+ 5.38% |
$10.6K - $13.2K
|
17.6K
$168K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
297New |
$3.51K - $4.37K
|
297
$2.84K
|
|
|
Jan 19, 2022
Q4 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
35+ 9.38% |
$414 - $515
|
408
$3.9K
|
|
|
Feb 04, 2022
Q4 2021
|
First Personal Financial Services
|
BUY
|
- |
33New |
$390 - $486
|
33
$315
|
|
|
Feb 11, 2022
Q4 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
31+ 9.23% |
$366 - $456
|
367
$3.51K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-70- 0.11% |
$827 - $1.03K
|
65.6K
$627K
|
|
|
Feb 14, 2022
Q4 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-130Closed |
$1.54K - $1.91K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-859- 7.1% |
$10.2K - $12.6K
|
11.2K
$107K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-990- 1.14% |
$11.7K - $14.6K
|
86.2K
$824K
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.06K- 1.16% |
$12.5K - $15.5K
|
90.1K
$861K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.37K- 5.97% |
$28.1K - $34.9K
|
37.4K
$357K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.5KClosed |
$29.6K - $36.8K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.97K- 8.78% |
$46.9K - $58.4K
|
41.3K
$394K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10K- 86.42% |
$119K - $148K
|
1.58K
$15.1K
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-11.6KClosed |
$137K - $170K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-12K- 35.04% |
$142K - $177K
|
22.2K
$213K
|
|
|
Feb 07, 2022
Q4 2021
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-12.9K- 9.17% |
$153K - $190K
|
128K
$1.22M
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-17.7KClosed |
$209K - $260K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-18.5K- 29.2% |
$218K - $272K
|
44.8K
$428K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-20.4K- 24.51% |
$241K - $300K
|
62.9K
$601K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-25.6K- 43.15% |
$303K - $378K
|
33.8K
$323K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-27.9K- 2.35% |
$330K - $411K
|
1.16M
$11.1M
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-33.2K- 31.76% |
$392K - $488K
|
71.3K
$682K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-38.6K- 38.3% |
$456K - $568K
|
62.2K
$594K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-86.8K- 57.85% |
$1.03M - $1.28M
|
63.2K
$605K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-160K- 22.95% |
$1.89M - $2.35M
|
536K
$5.12M
|