Latest Institutional Transactions on Allspring Multi Sector Income Fund (ERC)
This table provides information on the latest institutional transactions involving Allspring Multi Sector Income Fund (ERC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 31, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
3New |
$25.8 - $31.7
|
3
$26.5
|
|
Oct 20, 2022
Q3 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
53+ 2.8% |
$456 - $560
|
1.95K
$17.2K
|
|
Q2 2022 | |||||||
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
86New |
$773 - $912
|
86
$760
|
|
Aug 16, 2022
Q2 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
SELL
|
- |
-4.13KClosed |
$37.1K - $43.8K
|
0
$0
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
466New |
$4.19K - $4.94K
|
466
$4.12K
|
|
Aug 15, 2022
Q2 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-260KClosed |
$2.34M - $2.76M
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
24New |
$216 - $254
|
24
$212
|
|
Aug 10, 2022
Q2 2022
|
High Net Worth Advisory Group LLC
Naples, FL |
SELL
|
- |
-12K- 61.62% |
$108K - $127K
|
7.47K
$66.1K
|
|
Aug 09, 2022
Q2 2022
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-21.8KClosed |
$196K - $231K
|
0
$0
|
|
Jul 28, 2022
Q2 2022
|
Matisse Capital
|
SELL
|
- |
-25KClosed |
$225K - $265K
|
0
$0
|
|
Jul 28, 2022
Q2 2022
|
Cwm, LLC
|
SELL
|
- |
-90- 90.91% |
$809 - $954
|
9
$79.6
|
|
Jul 26, 2022
Q2 2022
|
Venture Visionary Partners LLC
|
BUY
|
- |
1.38KNew |
$12.4K - $14.6K
|
1.38K
$12.2K
|
|
Jul 22, 2022
Q2 2022
|
Prairie View Partners, LLC
|
BUY
|
- |
400New |
$3.6K - $4.24K
|
400
$3.54K
|
|
Q1 2022 | |||||||
May 26, 2022
Q1 2022
|
Gradient Investments LLC
|
SELL
|
- |
-150Closed |
$1.46K - $1.96K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-155K- 51.81% |
$1.5M - $2.02M
|
144K
$1.27M
|
|
May 05, 2022
Q1 2022
|
Washington Trust CO
|
SELL
|
- |
-462Closed |
$4.5K - $6.05K
|
0
$0
|
|
Apr 26, 2022
Q1 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-4.86KClosed |
$47.3K - $63.7K
|
0
$0
|
|
Apr 21, 2022
Q1 2022
|
David J Yvars Group
|
SELL
|
- |
-13.4KClosed |
$130K - $175K
|
0
$0
|
|
Q4 2021 | |||||||
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-3.5KClosed |
$45K - $48.1K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-14.4KClosed |
$185K - $198K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.51KClosed |
$19.4K - $20.8K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
586New |
$7.54K - $8.06K
|
586
$5.18K
|
|
Jan 28, 2022
Q4 2021
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-1.63KClosed |
$20.9K - $22.3K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11KClosed |
$139K - $154K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Legacy Wealth Planning, LLC
|
SELL
|
- |
-1.5K- 5.56% |
$18.9K - $20.9K
|
25.5K
$225K
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-18Closed |
$227 - $251
|
0
$0
|
|
Q2 2021 | |||||||
Aug 16, 2021
Q2 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-610Closed |
$7.57K - $7.95K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-18KClosed |
$223K - $234K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.06KClosed |
$13.2K - $13.8K
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-189Closed |
$2.35K - $2.46K
|
0
$0
|
|
Q1 2021 | |||||||
Apr 30, 2021
Q1 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-833Closed |
$10.1K - $10.6K
|
0
$0
|
|
Apr 29, 2021
Q1 2021
|
Merrion Investment Management Co, LLC
|
SELL
|
- |
-5KClosed |
$60.5K - $63.4K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Core First Bank & Trust
Topeka, KS |
BUY
|
- |
2.57KNew |
$27.7K - $31.3K
|
2.57K
$22.7K
|
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-887Closed |
$9.58K - $10.8K
|
0
$0
|
|
Feb 05, 2021
Q4 2020
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-2KClosed |
$21.6K - $24.4K
|
0
$0
|
|
Q3 2020 | |||||||
Oct 29, 2020
Q3 2020
|
Lvw Advisors, LLC
|
SELL
|
- |
-26.3KClosed |
$283K - $309K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 13, 2020
Q2 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-500Closed |
$4.34K - $5.67K
|
0
$0
|
|
Aug 12, 2020
Q2 2020
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-800Closed |
$6.94K - $9.06K
|
0
$0
|
|
Aug 12, 2020
Q2 2020
|
Sandy Spring Bank
|
SELL
|
- |
-1.69KClosed |
$14.6K - $19.1K
|
0
$0
|
|
Aug 05, 2020
Q2 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-59.8KClosed |
$519K - $678K
|
0
$0
|
|
Aug 04, 2020
Q2 2020
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-343Closed |
$2.97K - $3.89K
|
0
$0
|
|
Q1 2020 | |||||||
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.83KNew |
$21.9K - $37.7K
|
2.83K
$25K
|
|
May 14, 2020
Q1 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
-3.25KClosed |
$25.2K - $43.4K
|
0
$0
|
|
May 08, 2020
Q1 2020
|
Quadrant Private Wealth Management, LLC
Bethlehem, PA |
SELL
|
- |
-10.4KClosed |
$80.3K - $138K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-20.9KClosed |
$256K - $269K
|
0
$0
|
|
Feb 03, 2020
Q4 2019
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-10.8KClosed |
$132K - $139K
|
0
$0
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.49KClosed |
$30.6K - $32.1K
|
0
$0
|
|
Jan 24, 2020
Q4 2019
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-42Closed |
$516 - $541
|
0
$0
|
|
Jan 13, 2020
Q4 2019
|
Allred Capital Management, LLC
Dallas, TX |
BUY
|
- |
2.1KNew |
$25.8K - $27K
|
2.1K
$18.6K
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-61.7KClosed |
$751K - $782K
|
0
$0
|