Latest Institutional Transactions on Allspring Multi Sector Income Fund (ERC)
This table provides information on the latest institutional transactions involving Allspring Multi Sector Income Fund (ERC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2019
Q2 2019
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-70.8KClosed |
$862K - $898K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-12.7KClosed |
$155K - $162K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-14.1KClosed |
$172K - $179K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
124KNew |
$1.51M - $1.57M
|
124K
$1.1M
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-2.95KClosed |
$33K - $36.1K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-8Closed |
$89.4 - $97.8
|
0
$0
|
|
|
Apr 24, 2019
Q1 2019
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-13KClosed |
$145K - $159K
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-101KClosed |
$1.06M - $1.24M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-8.98KClosed |
$94.4K - $110K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-390Closed |
$4.1K - $4.79K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-30.8KClosed |
$324K - $378K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-39.5KClosed |
$480K - $502K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.53KClosed |
$18.5K - $19.4K
|
0
$0
|
|
|
Oct 09, 2018
Q3 2018
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-990Closed |
$12K - $12.6K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 10, 2018
Q2 2018
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-32.4KClosed |
$404K - $427K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-39.5KClosed |
$493K - $521K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-484KClosed |
$6.21M - $6.41M
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-10.8KClosed |
$138K - $143K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-282Closed |
$3.62K - $3.73K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-456Closed |
$5.78K - $6.11K
|
0
$0
|
|