Purchases and Sales Made in Q3 2021 in First Trust China Alphadex Fun (FCA)
This table provides information about the institutional ownership of First Trust China Alphadex Fun (FCA) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST CHINA ALPHADEX FUN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
18.9KNew |
$541K - $635K
|
18.9K
$384K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.12K+ 18.54% |
$147K - $172K
|
32.7K
$665K
|
|
|
Oct 18, 2021
Q3 2021
|
Waverton Investment Management LTD
|
BUY
|
- |
1.24K+ 2.37% |
$35.5K - $41.7K
|
53.5K
$1.09M
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
44+ 0.58% |
$1.26K - $1.48K
|
7.66K
$156K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
21+ 2.26% |
$602 - $706
|
952
$19.4K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-298- 24.57% |
$8.54K - $10K
|
915
$18.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-4.94K- 15.24% |
$142K - $166K
|
27.5K
$559K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.36KClosed |
$240K - $281K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-8.81K- 19.01% |
$252K - $296K
|
37.5K
$763K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-10.3K- 25.55% |
$295K - $346K
|
30K
$611K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-16K- 98.28% |
$457K - $536K
|
280
$5.69K
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-20.2K- 59.81% |
$578K - $678K
|
13.6K
$276K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-23.1KClosed |
$662K - $777K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-76.4K- 93.1% |
$2.19M - $2.57M
|
5.66K
$115K
|