Purchases and Sales Made in Q1 2023 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.52K- 24.35% |
$32.8K - $35.5K
|
10.9K
$113K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-4.1K- 32.72% |
$38.2K - $41.4K
|
8.43K
$86.9K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.4K- 4.71% |
$41K - $44.4K
|
88.9K
$917K
|
|
|
May 09, 2023
Q1 2023
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-4.73K- 0.58% |
$44.1K - $47.8K
|
805K
$8.3M
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-4.8K- 9.46% |
$44.7K - $48.4K
|
45.9K
$473K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-5.31K- 7.88% |
$49.5K - $53.6K
|
62.2K
$641K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-5.45K- 42.02% |
$50.8K - $55K
|
7.52K
$77.5K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-9.33K- 46.78% |
$86.9K - $94.1K
|
10.6K
$109K
|
|
|
May 12, 2023
Q1 2023
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-10.3K- 38.87% |
$96K - $104K
|
16.2K
$167K
|
|
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-20.9K- 26.48% |
$194K - $211K
|
57.9K
$597K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-25.3K- 65.48% |
$236K - $256K
|
13.4K
$138K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-46.3K- 76.53% |
$432K - $468K
|
14.2K
$147K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-51.6K- 4.41% |
$480K - $520K
|
1.12M
$11.5M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-61.2K- 40.83% |
$571K - $618K
|
88.7K
$915K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-83.9K- 14.04% |
$782K - $846K
|
514K
$5.29M
|
|
|
Apr 17, 2023
Q1 2023
|
Gradient Investments LLC
|
SELL
|
- |
-424K- 99.08% |
$3.95M - $4.28M
|
3.92K
$40.4K
|