Purchases and Sales Made in Q2 2023 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
186K+ 17.9% |
$1.76M - $1.84M
|
1.22M
$12.8M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
137K+ 8.99% |
$1.3M - $1.36M
|
1.66M
$17.3M
|
|
|
Aug 11, 2023
Q2 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
92.9K+ 27.23% |
$879K - $919K
|
434K
$4.53M
|
|
|
Aug 14, 2023
Q2 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
66.2KNew |
$627K - $655K
|
66.2K
$691K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
63K+ 400.2% |
$597K - $624K
|
78.8K
$823K
|
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
60K+ 27.32% |
$568K - $594K
|
279K
$2.92M
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
38.4K+ 35.32% |
$363K - $380K
|
147K
$1.54M
|
|
|
Aug 15, 2023
Q2 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
28.6KNew |
$271K - $283K
|
28.6K
$299K
|
|
|
Jul 06, 2023
Q2 2023
|
Glassy Mountain Advisors, Inc.
|
BUY
|
- |
16.3KNew |
$154K - $161K
|
16.3K
$170K
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
15.9KNew |
$150K - $157K
|
15.9K
$166K
|
|
|
Aug 14, 2023
Q2 2023
|
Quarry LP
New York, NY |
BUY
|
- |
13.9KNew |
$132K - $138K
|
13.9K
$145K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
11.9K+ 18.65% |
$113K - $118K
|
75.7K
$790K
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.5K+ 11.82% |
$99.5K - $104K
|
99.4K
$1.04M
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.71K+ 34.8% |
$82.5K - $86.2K
|
33.7K
$352K
|
|
|
Aug 04, 2023
Q2 2023
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
7KNew |
$66.3K - $69.3K
|
7K
$73.1K
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.33K+ 10.52% |
$31.5K - $32.9K
|
35K
$365K
|
|
|
Aug 18, 2023
Q2 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
1.1K+ 9.54% |
$10.4K - $10.9K
|
12.6K
$132K
|
|
|
May 14, 2024
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
1K+ 5.08% |
$9.47K - $9.9K
|
20.7K
$216K
|
|
|
Aug 14, 2023
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
1K+ 5.08% |
$9.47K - $9.9K
|
20.7K
$216K
|
|
|
Jul 26, 2023
Q2 2023
|
National Bank Of Canada
|
BUY
|
- |
1KNew |
$9.47K - $9.9K
|
1K
$10.4K
|
|
|
Aug 08, 2023
Q2 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
945+ 11.21% |
$8.95K - $9.36K
|
9.37K
$97.9K
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
166New |
$1.57K - $1.64K
|
166
$1.73K
|
|
|
Jul 17, 2023
Q2 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
150New |
$1.42K - $1.49K
|
150
$1.57K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
43+ 0.37% |
$407 - $426
|
11.8K
$123K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
33+ 0.04% |
$313 - $327
|
88.7K
$926K
|
|
|
Jul 24, 2023
Q2 2023
|
Hexagon Capital Partners LLC
|
BUY
|
- |
11+ 0.33% |
$104 - $109
|
3.39K
$35.3K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-51- 0.03% |
$483 - $505
|
175K
$1.83M
|
|
|
Aug 08, 2023
Q2 2023
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-103- 0.88% |
$975 - $1.02K
|
11.7K
$122K
|
|
|
Jul 11, 2023
Q2 2023
|
Gradient Investments LLC
|
SELL
|
- |
-236- 6.02% |
$2.23K - $2.34K
|
3.68K
$38.4K
|
|
|
Jul 13, 2023
Q2 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-400- 2.63% |
$3.79K - $3.96K
|
14.8K
$155K
|
|
|
Jul 19, 2023
Q2 2023
|
Tfg Advisers LLC
|
SELL
|
- |
-888- 0.47% |
$8.41K - $8.79K
|
187K
$1.95M
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-970- 2.11% |
$9.19K - $9.6K
|
44.9K
$469K
|
|
|
Aug 09, 2023
Q2 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.12K- 8.63% |
$10.6K - $11.1K
|
11.9K
$124K
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.29K- 0.47% |
$12.2K - $12.7K
|
273K
$2.85M
|
|
|
Aug 02, 2023
Q2 2023
|
Shufro Rose & CO LLC
|
SELL
|
- |
-1.5K- 2.82% |
$14.2K - $14.9K
|
51.6K
$539K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.22K- 15.64% |
$21.1K - $22K
|
12K
$125K
|
|
|
Aug 14, 2023
Q2 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-2.9K- 5.01% |
$27.5K - $28.7K
|
55K
$574K
|
|
|
Aug 14, 2023
Q2 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-3.9K- 29.24% |
$37K - $38.6K
|
9.45K
$98.6K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.06K- 3.52% |
$38.4K - $40.2K
|
111K
$1.16M
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.97K- 7.99% |
$47K - $49.2K
|
57.2K
$597K
|
|
|
Aug 26, 2024
Q2 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-5.71KClosed |
$54.1K - $56.6K
|
0
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-6.15K- 14.27% |
$58.2K - $60.9K
|
36.9K
$386K
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-6.4K- 85.16% |
$60.6K - $63.4K
|
1.12K
$11.6K
|
|
|
Jul 28, 2023
Q2 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-9.38K- 4.85% |
$88.9K - $92.9K
|
184K
$1.92M
|
|
|
Aug 09, 2023
Q2 2023
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-12.7K- 1.58% |
$121K - $126K
|
792K
$8.27M
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-18.3K- 1.64% |
$174K - $182K
|
1.1M
$11.5M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-22K- 9.23% |
$208K - $218K
|
216K
$2.26M
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-29.2K- 4.87% |
$276K - $289K
|
571K
$5.96M
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-34.8K- 24.61% |
$330K - $345K
|
107K
$1.11M
|