Purchases and Sales Made in Q3 2021 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.28MNew |
$15.3M - $16.2M
|
1.28M
$13.3M
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
130KNew |
$1.56M - $1.65M
|
130K
$1.36M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
65.7K+ 166.53% |
$785K - $832K
|
105K
$1.1M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
60.6K+ 11.25% |
$724K - $767K
|
599K
$6.25M
|
|
Oct 25, 2021
Q3 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
49KNew |
$585K - $620K
|
49K
$511K
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
48K+ 141.25% |
$574K - $609K
|
82K
$856K
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
BUY
|
- |
40.3K+ 4.42% |
$482K - $511K
|
953K
$9.95M
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
39.1K+ 18.12% |
$467K - $495K
|
255K
$2.66M
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
38.1KNew |
$456K - $483K
|
38.1K
$398K
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
36.3K+ 29.92% |
$434K - $460K
|
158K
$1.65M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
35.5K+ 77.14% |
$424K - $450K
|
81.5K
$851K
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
24KNew |
$287K - $305K
|
24K
$251K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
23.9K+ 119.94% |
$286K - $303K
|
43.9K
$458K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
15.8K+ 5.7% |
$189K - $201K
|
294K
$3.07M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.1K+ 28.66% |
$168K - $179K
|
63.3K
$661K
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
11.1KNew |
$133K - $141K
|
11.1K
$116K
|
|
Nov 12, 2021
Q3 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
8.45K+ 44.59% |
$101K - $107K
|
27.4K
$286K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
8.03K+ 32.76% |
$96K - $102K
|
32.5K
$340K
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
7.34K+ 52.71% |
$87.7K - $93K
|
21.3K
$222K
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
5KNew |
$59.8K - $63.4K
|
5K
$52.2K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
4.13K+ 26.91% |
$49.3K - $52.3K
|
19.5K
$203K
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
4.1K+ 9.5% |
$49K - $52K
|
47.3K
$494K
|
|
Nov 12, 2021
Q3 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
3.4K+ 22.4% |
$40.6K - $43K
|
18.6K
$194K
|
|
Oct 21, 2021
Q3 2021
|
Tfg Advisers LLC
|
BUY
|
- |
2.82K+ 1.7% |
$33.7K - $35.7K
|
169K
$1.76M
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.29K+ 3.32% |
$27.4K - $29K
|
71.3K
$744K
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.7KNew |
$20.3K - $21.6K
|
1.7K
$17.8K
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.63K+ 325.6% |
$19.5K - $20.6K
|
2.13K
$22.2K
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
504+ 0.68% |
$6.02K - $6.39K
|
74.8K
$781K
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
395+ 7900.0% |
$4.72K - $5K
|
400
$4.18K
|
|
Oct 20, 2021
Q3 2021
|
Sentinel Pension Advisors Inc
Wakefield, MA |
BUY
|
- |
250+ 2.17% |
$2.99K - $3.17K
|
11.7K
$123K
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
227New |
$2.71K - $2.88K
|
227
$2.37K
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 2.44% |
$12 - $12.7
|
42
$438
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-40Closed |
$478 - $507
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-303- 1.08% |
$3.62K - $3.84K
|
27.7K
$289K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-320- 21.49% |
$3.82K - $4.05K
|
1.17K
$12.2K
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-395- 98.75% |
$4.72K - $5K
|
5
$52.2
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.52KClosed |
$18.1K - $19.2K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.89K- 16.43% |
$34.6K - $36.7K
|
14.7K
$154K
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.84K- 9.07% |
$45.9K - $48.7K
|
38.5K
$402K
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-5.85K- 21.64% |
$69.9K - $74.1K
|
21.2K
$221K
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.94K- 19.11% |
$71K - $75.2K
|
25.1K
$262K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6.66K- 25.1% |
$79.6K - $84.4K
|
19.9K
$207K
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-10.2K- 7.27% |
$122K - $129K
|
130K
$1.35M
|
|
Nov 15, 2021
Q3 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-23K- 69.57% |
$275K - $292K
|
10.1K
$105K
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-56.7K- 8.68% |
$677K - $718K
|
596K
$6.22M
|
|
Nov 02, 2021
Q3 2021
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-74.5K- 8.47% |
$890K - $944K
|
805K
$8.4M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-96K- 6.62% |
$1.15M - $1.22M
|
1.35M
$14.1M
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-132K- 76.1% |
$1.58M - $1.68M
|
41.6K
$434K
|