Purchases and Sales Made in Q3 2023 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
195K+ 11.74% |
$1.9M - $2M
|
1.86M
$19.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
147K+ 12.0% |
$1.43M - $1.5M
|
1.37M
$14.1M
|
|
|
Oct 18, 2023
Q3 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
123K+ 66.83% |
$1.2M - $1.26M
|
307K
$3.16M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
89K+ 112.94% |
$868K - $911K
|
168K
$1.73M
|
|
|
Nov 14, 2023
Q3 2023
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
70K+ 42.42% |
$683K - $717K
|
235K
$2.42M
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
31.2K+ 84.36% |
$304K - $319K
|
68.1K
$702K
|
|
|
Nov 08, 2023
Q3 2023
|
Westchester Capital Management, LLC
Valhalla, NY |
BUY
|
- |
19.7K+ 83.4% |
$192K - $201K
|
43.3K
$446K
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
14.2KNew |
$139K - $146K
|
14.2K
$147K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.1K+ 15.85% |
$137K - $144K
|
103K
$1.06M
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
12.6KNew |
$123K - $129K
|
12.6K
$130K
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
9.79KNew |
$95.4K - $100K
|
9.79K
$101K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.23K+ 4.7% |
$51K - $53.6K
|
116K
$1.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.86K+ 2.77% |
$47.4K - $49.8K
|
180K
$1.86M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
4.38K+ 2.03% |
$42.7K - $44.9K
|
221K
$2.27M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
4.2K+ 12.0% |
$40.9K - $43K
|
39.2K
$404K
|
|
|
Nov 15, 2023
Q3 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
3.18KNew |
$31K - $32.6K
|
3.18K
$32.8K
|
|
|
Nov 02, 2023
Q3 2023
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
3K+ 42.86% |
$29.3K - $30.7K
|
10K
$103K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2.84KNew |
$27.7K - $29.1K
|
2.84K
$29.3K
|
|
|
Oct 19, 2023
Q3 2023
|
Tfg Advisers LLC
|
BUY
|
- |
1.71K+ 0.92% |
$16.7K - $17.5K
|
189K
$1.94M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.1K+ 4.56% |
$10.7K - $11.3K
|
25.2K
$260K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
1.03KNew |
$10K - $10.5K
|
1.03K
$10.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
893+ 0.9% |
$8.71K - $9.14K
|
100K
$1.03M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
70+ 0.16% |
$683 - $717
|
45K
$464K
|
|
|
Oct 23, 2023
Q3 2023
|
Hexagon Capital Partners LLC
|
BUY
|
- |
13+ 0.38% |
$127 - $133
|
3.4K
$35K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
2+ 0.16% |
$19.5 - $20.5
|
1.28K
$13.1K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 02, 2023
Q3 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-130- 0.88% |
$1.27K - $1.33K
|
14.7K
$151K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
SELL
|
- |
-173- 4.7% |
$1.69K - $1.77K
|
3.51K
$36.2K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-923- 7.84% |
$9K - $9.45K
|
10.8K
$112K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.77K- 14.72% |
$17.2K - $18.1K
|
10.2K
$105K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.16K- 6.4% |
$21.1K - $22.1K
|
31.6K
$326K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-5K- 1.07% |
$48.8K - $51.2K
|
462K
$4.77M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.29K- 9.63% |
$71.1K - $74.6K
|
68.4K
$705K
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
SELL
|
- |
-8.24K- 59.25% |
$80.3K - $84.3K
|
5.66K
$58.4K
|
|
|
Nov 09, 2023
Q3 2023
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-13.4K- 1.69% |
$131K - $137K
|
779K
$8.03M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-13.6K- 24.72% |
$133K - $139K
|
41.4K
$427K
|
|
|
Nov 13, 2023
Q3 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-13.8K- 3.19% |
$135K - $142K
|
420K
$4.33M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-20.5K- 13.92% |
$200K - $210K
|
127K
$1.3M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-21.5K- 37.55% |
$209K - $220K
|
35.7K
$368K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-37K- 13.55% |
$360K - $378K
|
236K
$2.43M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-41.6K- 7.3% |
$406K - $426K
|
529K
$5.45M
|
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-49.6K- 74.95% |
$484K - $508K
|
16.6K
$171K
|
|
|
Oct 13, 2023
Q3 2023
|
Matisse Capital
|
SELL
|
- |
-67.2K- 49.06% |
$655K - $688K
|
69.7K
$719K
|
|
|
Nov 09, 2023
Q3 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-81K- 16.3% |
$790K - $829K
|
416K
$4.29M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-82K- 76.87% |
$800K - $840K
|
24.7K
$254K
|