Purchases and Sales Made in Q4 2021 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2022
Q4 2021
|
Granite Shares Advisors LLC
|
BUY
|
- |
217KNew |
$2.54M - $2.66M
|
217K
$2.24M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
137K+ 22.92% |
$1.61M - $1.68M
|
736K
$7.59M
|
|
|
Mar 09, 2022
Q4 2021
|
Glassy Mountain Advisors, Inc.
|
BUY
|
- |
120KNew |
$1.41M - $1.47M
|
120K
$1.24M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
90.9K+ 238.36% |
$1.06M - $1.11M
|
129K
$1.33M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
87.3KNew |
$1.02M - $1.07M
|
87.3K
$900K
|
|
|
Feb 09, 2022
Q4 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
65K+ 350.25% |
$761K - $796K
|
83.6K
$862K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
63.4K+ 40.18% |
$741K - $776K
|
221K
$2.28M
|
|
|
Feb 14, 2022
Q4 2021
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
46.4KNew |
$543K - $568K
|
46.4K
$479K
|
|
|
Feb 09, 2022
Q4 2021
|
Edgemoor Investment Advisors, Inc.
|
BUY
|
- |
44.3K+ 5.51% |
$519K - $543K
|
849K
$8.76M
|
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
42.7KNew |
$500K - $523K
|
42.7K
$441K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
36.6KNew |
$428K - $448K
|
36.6K
$377K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
36.1K+ 34.3% |
$422K - $441K
|
141K
$1.46M
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
30.2K+ 23.18% |
$353K - $369K
|
160K
$1.65M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
23.4KNew |
$274K - $287K
|
23.4K
$242K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
22.8K+ 114.83% |
$267K - $279K
|
42.7K
$440K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
22.6KNew |
$265K - $277K
|
22.6K
$234K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
20.9KNew |
$245K - $256K
|
20.9K
$216K
|
|
|
Feb 01, 2022
Q4 2021
|
Tfg Advisers LLC
|
BUY
|
- |
19K+ 11.29% |
$223K - $233K
|
188K
$1.94M
|
|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
16.7KNew |
$196K - $205K
|
16.7K
$172K
|
|
|
Jan 12, 2022
Q4 2021
|
Gradient Investments LLC
|
BUY
|
- |
14.3K+ 1.5% |
$168K - $175K
|
968K
$9.98M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
14K+ 43.01% |
$164K - $171K
|
46.5K
$480K
|
|
|
Feb 14, 2022
Q4 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
14KNew |
$163K - $171K
|
14K
$144K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
13.3K+ 4.52% |
$155K - $163K
|
307K
$3.17M
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
7.39KNew |
$86.5K - $90.4K
|
7.39K
$76.2K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
4.94K+ 23.2% |
$57.8K - $60.4K
|
26.2K
$270K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.75K+ 3.66% |
$55.6K - $58.2K
|
135K
$1.39M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.78K+ 8.63% |
$44.3K - $46.3K
|
47.6K
$491K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.32K+ 17.03% |
$38.8K - $40.6K
|
22.8K
$235K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.01K+ 7.82% |
$35.2K - $36.9K
|
41.6K
$428K
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
2.22KNew |
$26K - $27.2K
|
2.22K
$22.9K
|
|
|
Feb 11, 2022
Q4 2021
|
Sandy Spring Bank
|
BUY
|
- |
2KNew |
$23.4K - $24.5K
|
2K
$20.6K
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
1.62K+ 1.98% |
$19K - $19.8K
|
83.7K
$863K
|
|
|
Feb 09, 2022
Q4 2021
|
Apriem Advisors
Irvine, CA |
BUY
|
- |
1.5K+ 6.52% |
$17.6K - $18.4K
|
24.5K
$253K
|
|
|
Jan 26, 2022
Q4 2021
|
Narwhal Capital Management
|
BUY
|
- |
1.35K+ 8.9% |
$15.8K - $16.5K
|
16.5K
$170K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.1KNew |
$12.9K - $13.5K
|
1.1K
$11.3K
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
945New |
$11.1K - $11.6K
|
945
$9.74K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
639+ 4.34% |
$7.48K - $7.82K
|
15.4K
$158K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
273+ 120.26% |
$3.19K - $3.34K
|
500
$5.16K
|
|
|
Feb 08, 2022
Q4 2021
|
Sentinel Pension Advisors Inc
Wakefield, MA |
BUY
|
- |
232+ 1.97% |
$2.71K - $2.84K
|
12K
$124K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
212+ 1.91% |
$2.48K - $2.59K
|
11.3K
$117K
|
|
|
Jan 27, 2022
Q4 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
5+ 0.16% |
$58.5 - $61.2
|
3.19K
$32.8K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-42Closed |
$491 - $514
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-496- 1.05% |
$5.8K - $6.07K
|
46.8K
$482K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-995- 0.39% |
$11.6K - $12.2K
|
254K
$2.62M
|
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-1KClosed |
$11.7K - $12.2K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-1K- 77.6% |
$11.7K - $12.3K
|
289
$2.98K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.17KClosed |
$13.7K - $14.3K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.35K- 4.86% |
$15.7K - $16.5K
|
26.3K
$272K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.7KClosed |
$19.9K - $20.8K
|
0
$0
|