Purchases and Sales Made in Q4 2022 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
465KNew |
$4.43M - $4.74M
|
465K
$4.86M
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
253K+ 885.83% |
$2.41M - $2.57M
|
281K
$2.94M
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
197K+ 970.74% |
$1.88M - $2.01M
|
217K
$2.27M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
175K+ 38.32% |
$1.67M - $1.78M
|
632K
$6.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
123KNew |
$1.17M - $1.26M
|
123K
$1.29M
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
66.9K+ 98.68% |
$637K - $681K
|
135K
$1.41M
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
63.3KNew |
$603K - $644K
|
63.3K
$661K
|
|
|
Feb 10, 2023
Q4 2022
|
Stone X Group Inc.
|
BUY
|
- |
61KNew |
$581K - $621K
|
61K
$636K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
58.2K+ 63.41% |
$554K - $592K
|
150K
$1.57M
|
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
40.4KNew |
$385K - $411K
|
40.4K
$421K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
38.7KNew |
$369K - $394K
|
38.7K
$404K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
33.4K+ 19.85% |
$318K - $340K
|
202K
$2.1M
|
|
|
Jan 25, 2023
Q4 2022
|
Shufro Rose & CO LLC
|
BUY
|
- |
29.5K+ 125.0% |
$281K - $300K
|
53.1K
$554K
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
19.9KNew |
$190K - $203K
|
19.9K
$208K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
19.7KNew |
$188K - $200K
|
19.7K
$206K
|
|
|
Feb 14, 2023
Q4 2022
|
Tfb Advisors LLC
Overland Park, KS |
BUY
|
- |
18.1KNew |
$172K - $184K
|
18.1K
$188K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
16.2K+ 46.68% |
$155K - $165K
|
51K
$532K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
15.3K+ 9.76% |
$146K - $156K
|
172K
$1.8M
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
14.7KNew |
$140K - $150K
|
14.7K
$153K
|
|
|
Mar 01, 2023
Q4 2022
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
13.3KNew |
$127K - $136K
|
13.3K
$139K
|
|
|
Feb 14, 2023
Q4 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
12.8KNew |
$122K - $130K
|
12.8K
$134K
|
|
|
Jan 19, 2023
Q4 2022
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
12.1K+ 81.46% |
$116K - $123K
|
27K
$282K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.5KNew |
$110K - $117K
|
11.5K
$120K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
11.1K+ 2.16% |
$106K - $113K
|
526K
$5.49M
|
|
|
Feb 13, 2023
Q4 2022
|
Townsquare Capital LLC
|
BUY
|
- |
11K+ 48.64% |
$105K - $112K
|
33.6K
$351K
|
|
|
Feb 02, 2023
Q4 2022
|
Wealth Effects LLC
|
BUY
|
- |
10.7KNew |
$102K - $109K
|
10.7K
$112K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7.46K+ 12.43% |
$71.1K - $75.9K
|
67.5K
$704K
|
|
|
Jan 10, 2023
Q4 2022
|
Ewg Elevate Inc.
|
BUY
|
- |
6.64K+ 5.85% |
$63.3K - $67.6K
|
120K
$1.25M
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
BUY
|
- |
6.4K+ 1.52% |
$61K - $65.2K
|
428K
$4.47M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
4.59KNew |
$43.7K - $46.7K
|
4.59K
$47.9K
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
3.58K+ 10.8% |
$34.1K - $36.4K
|
36.7K
$383K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.07K+ 9.38% |
$19.7K - $21.1K
|
24.1K
$252K
|
|
|
Feb 13, 2023
Q4 2022
|
Apriem Advisors
Irvine, CA |
BUY
|
- |
2K+ 8.16% |
$19.1K - $20.4K
|
26.5K
$277K
|
|
|
Feb 14, 2023
Q4 2022
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
1.1KNew |
$10.5K - $11.2K
|
1.1K
$11.5K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
509New |
$4.85K - $5.18K
|
509
$5.31K
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
300New |
$2.86K - $3.05K
|
300
$3.13K
|
|
|
Feb 03, 2023
Q4 2022
|
Sentinel Pension Advisors Inc
Wakefield, MA |
BUY
|
- |
270+ 2.13% |
$2.57K - $2.75K
|
13K
$135K
|
|
|
Feb 10, 2023
Q4 2022
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
267+ 2.14% |
$2.54K - $2.72K
|
12.7K
$133K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
241New |
$2.3K - $2.45K
|
241
$2.52K
|
|
|
Feb 06, 2023
Q4 2022
|
New Square Capital LLC
|
BUY
|
- |
232New |
$2.21K - $2.36K
|
232
$2.42K
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
226+ 2.14% |
$2.15K - $2.3K
|
10.8K
$112K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
110New |
$1.05K - $1.12K
|
110
$1.15K
|
|
|
Jan 13, 2023
Q4 2022
|
Hexagon Capital Partners LLC
|
BUY
|
- |
8+ 0.24% |
$76.2 - $81.4
|
3.37K
$35.1K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
7+ 0.05% |
$66.7 - $71.3
|
13K
$135K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 0.08% |
$9.53 - $10.2
|
1.27K
$13.3K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-149- 1.23% |
$1.42K - $1.52K
|
11.9K
$124K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-353- 0.69% |
$3.36K - $3.59K
|
50.7K
$529K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-390- 3.02% |
$3.72K - $3.97K
|
12.5K
$131K
|
|
|
Feb 01, 2023
Q4 2022
|
Tfg Advisers LLC
|
SELL
|
- |
-2.16K- 1.12% |
$20.6K - $22K
|
190K
$1.99M
|