Purchases and Sales Made in Q1 2022 in First Trust Dow Jones Select M (FDM)
This table provides information about the institutional ownership of First Trust Dow Jones Select M (FDM) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST DOW JONES SELECT M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2022
Q1 2022
|
Wealthsource Partners, LLC
|
BUY
|
- |
17.6KNew |
$1.03M - $1.14M
|
17.6K
$1.28M
|
|
|
May 11, 2022
Q1 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
14K+ 37.1% |
$819K - $911K
|
51.8K
$3.76M
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
13.1K+ 638.66% |
$766K - $852K
|
15.2K
$1.1M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
11.4K+ 9.33% |
$667K - $742K
|
134K
$9.72M
|
|
|
May 11, 2022
Q1 2022
|
Wescap Management Group, Inc.
Glendale, CA |
BUY
|
- |
10.5K+ 27.33% |
$613K - $682K
|
48.9K
$3.55M
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.4K+ 193.05% |
$608K - $677K
|
15.8K
$1.15M
|
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
8.31KNew |
$485K - $540K
|
8.31K
$603K
|
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.53K+ 2.81% |
$264K - $294K
|
166K
$12M
|
|
|
May 06, 2022
Q1 2022
|
Aire Advisors, LLC
Beverly Hills, CA |
BUY
|
- |
4.45KNew |
$260K - $289K
|
4.45K
$323K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.48K+ 19.14% |
$203K - $226K
|
21.7K
$1.57M
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.34K+ 2.66% |
$195K - $217K
|
129K
$9.34M
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
2.75KNew |
$160K - $178K
|
2.75K
$199K
|
|
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
1.77K+ 24.93% |
$103K - $115K
|
8.85K
$642K
|
|
|
Apr 26, 2022
Q1 2022
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
1.59K+ 29.45% |
$92.9K - $103K
|
7K
$508K
|
|
|
May 03, 2022
Q1 2022
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
768+ 24.14% |
$44.8K - $49.9K
|
3.95K
$286K
|
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
522New |
$30.5K - $33.9K
|
522
$37.9K
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
408New |
$23.8K - $26.5K
|
408
$29.6K
|
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
325+ 8.82% |
$19K - $21.1K
|
4.01K
$291K
|
|
|
May 05, 2022
Q1 2022
|
Pacific Sun Financial Corp
|
BUY
|
- |
310+ 3.89% |
$18.1K - $20.1K
|
8.27K
$600K
|
|
|
May 10, 2022
Q1 2022
|
Meeder Asset Management Inc
|
BUY
|
- |
300New |
$17.5K - $19.5K
|
300
$21.8K
|
|
|
Apr 21, 2022
Q1 2022
|
Cwm, LLC
|
BUY
|
- |
151+ 50.33% |
$8.82K - $9.81K
|
451
$32.7K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
150New |
$8.76K - $9.74K
|
150
$10.9K
|
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
BUY
|
- |
87+ 0.74% |
$5.08K - $5.65K
|
11.8K
$859K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
69+ 1.49% |
$4.03K - $4.48K
|
4.7K
$341K
|
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
64+ 0.71% |
$3.74K - $4.16K
|
9.13K
$662K
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
61New |
$3.56K - $3.96K
|
61
$4.43K
|
|
|
May 04, 2022
Q1 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
50+ 0.48% |
$2.92K - $3.25K
|
10.4K
$755K
|
|
|
May 16, 2022
Q1 2022
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
BUY
|
- |
16+ 0.16% |
$934 - $1.04K
|
10.1K
$731K
|
|
|
May 11, 2022
Q1 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
15New |
$876 - $974
|
15
$1.09K
|
|
|
May 05, 2022
Q1 2022
|
Larson Financial Group LLC
|
BUY
|
- |
1+ 0.05% |
$58.4 - $64.9
|
1.91K
$138K
|
|
|
May 02, 2022
Q1 2022
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
1New |
$58.4 - $64.9
|
1
$72.6
|
|
|
May 03, 2022
Q1 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
1+ 0.26% |
$58.4 - $64.9
|
393
$28.5K
|
|
|
Apr 26, 2022
Q1 2022
|
Marquette Asset Management, LLC
|
SELL
|
- |
-6Closed |
$350 - $390
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-7Closed |
$409 - $455
|
0
$0
|
|
|
Apr 28, 2022
Q1 2022
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-33- 0.37% |
$1.93K - $2.14K
|
8.79K
$638K
|
|
|
Apr 28, 2022
Q1 2022
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-100- 2.35% |
$5.84K - $6.49K
|
4.16K
$302K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-123Closed |
$7.18K - $7.99K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-200Closed |
$11.7K - $13K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-221Closed |
$12.9K - $14.4K
|
0
$0
|
|
|
Apr 19, 2022
Q1 2022
|
Secure Asset Management, LLC
|
SELL
|
- |
-250- 5.63% |
$14.6K - $16.2K
|
4.19K
$304K
|
|
|
May 12, 2022
Q1 2022
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-300Closed |
$17.5K - $19.5K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-306- 6.48% |
$17.9K - $19.9K
|
4.41K
$320K
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-317- 0.24% |
$18.5K - $20.6K
|
134K
$9.72M
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-330- 1.96% |
$19.3K - $21.4K
|
16.5K
$1.2M
|
|
|
May 10, 2022
Q1 2022
|
Marshall Financial Group LLC
|
SELL
|
- |
-603- 13.9% |
$35.2K - $39.2K
|
3.74K
$271K
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-730Closed |
$42.6K - $47.4K
|
0
$0
|
|
|
Apr 18, 2022
Q1 2022
|
Elk River Wealth Management, LLC
|
SELL
|
- |
-900Closed |
$52.5K - $58.4K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.49K- 17.5% |
$87.2K - $97K
|
7.04K
$511K
|
|
|
May 13, 2022
Q1 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.64K- 3.55% |
$95.6K - $106K
|
44.4K
$3.22M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.85K- 2.77% |
$108K - $120K
|
65.1K
$4.72M
|