Latest Institutional Transactions on First Trust Emerging Markets A (FEM)
This table provides information on the latest institutional transactions involving First Trust Emerging Markets A (FEM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-811Closed |
$20.1K - $22.2K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
397New |
$9.84K - $10.8K
|
397
$8.88K
|
|
Feb 14, 2022
Q4 2021
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-250Closed |
$6.2K - $6.83K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-7.72KClosed |
$191K - $211K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-12.7KClosed |
$316K - $348K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-2.57KClosed |
$63.7K - $70.3K
|
0
$0
|
|
Feb 04, 2022
Q4 2021
|
Crumly & Associates Inc.
|
SELL
|
- |
-33.5KClosed |
$831K - $916K
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.78KClosed |
$44.1K - $48.7K
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-7.49KClosed |
$186K - $205K
|
0
$0
|
|
Q3 2021 | |||||||
Jan 25, 2022
Q3 2021
|
Fulcrum Equity Management
|
SELL
|
- |
-11.4KClosed |
$298K - $333K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
400New |
$10.5K - $11.7K
|
400
$8.95K
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-7.34KClosed |
$192K - $214K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-2.9KClosed |
$75.8K - $84.8K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-24.4KClosed |
$637K - $712K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-540Closed |
$14.1K - $15.8K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-1.26KClosed |
$32.8K - $36.7K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-700Closed |
$18.3K - $20.4K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
25.4KNew |
$664K - $742K
|
25.4K
$568K
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-11.4KClosed |
$299K - $334K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-9.22KClosed |
$241K - $269K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-4.36KClosed |
$114K - $127K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
1900 Wealth Management LLC
|
SELL
|
- |
-15KClosed |
$392K - $438K
|
0
$0
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-151Closed |
$3.95K - $4.41K
|
0
$0
|
|
Oct 13, 2021
Q3 2021
|
Choice Wealth Advisors, LLC
Waterville, ME |
SELL
|
- |
-9.29KClosed |
$243K - $271K
|
0
$0
|
|
Q2 2021 | |||||||
Sep 01, 2021
Q2 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-10.3KClosed |
$274K - $297K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-4.62KClosed |
$123K - $133K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-791Closed |
$21.1K - $22.8K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-67.4KClosed |
$1.8M - $1.95M
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Acg Wealth
|
SELL
|
- |
-24.5KClosed |
$652K - $707K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-6.58KClosed |
$175K - $190K
|
0
$0
|
|
Jul 28, 2021
Q2 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-8.05KClosed |
$215K - $232K
|
0
$0
|
|
Jul 20, 2021
Q2 2021
|
Concorde Asset Management, LLC
|
SELL
|
- |
-10.3KClosed |
$275K - $298K
|
0
$0
|
|
Jul 16, 2021
Q2 2021
|
Lvz, Inc.
|
SELL
|
- |
-16.1KClosed |
$428K - $464K
|
0
$0
|
|
Q1 2021 | |||||||
May 20, 2021
Q1 2021
|
Tru Independence LLC
|
SELL
|
- |
-919Closed |
$23.1K - $25.6K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-8.02KClosed |
$201K - $224K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-481Closed |
$12.1K - $13.4K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-7Closed |
$176 - $195
|
0
$0
|
|
Apr 30, 2021
Q1 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-67Closed |
$1.68K - $1.87K
|
0
$0
|
|
Apr 22, 2021
Q1 2021
|
Destiny Wealth Partners, LLC
|
SELL
|
- |
-801Closed |
$20.1K - $22.4K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 12, 2021
Q4 2020
|
1776 Wealth LLC
|
SELL
|
- |
-3.47KClosed |
$73.1K - $87.6K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Mcf Advisors LLC
Covington, KY |
SELL
|
- |
-108Closed |
$2.28K - $2.73K
|
0
$0
|
|
Jan 27, 2021
Q4 2020
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
540New |
$11.4K - $13.7K
|
540
$12.1K
|
|
Jan 12, 2021
Q4 2020
|
Mcia Inc
|
BUY
|
- |
16.2KNew |
$343K - $410K
|
16.2K
$363K
|
|
Q3 2020 | |||||||
Nov 30, 2020
Q3 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-70.5KClosed |
$1.5M - $1.67M
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-11.9KClosed |
$252K - $281K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-10.3KClosed |
$218K - $244K
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-1.66KClosed |
$35.3K - $39.4K
|
0
$0
|
|
Nov 06, 2020
Q3 2020
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-400- 76.19% |
$8.48K - $9.46K
|
125
$2.8K
|
|
Oct 28, 2020
Q3 2020
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-10.2KClosed |
$216K - $241K
|
0
$0
|
|
Oct 09, 2020
Q3 2020
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
SELL
|
- |
-384Closed |
$8.14K - $9.08K
|
0
$0
|