Latest Institutional Transactions on First Trust Emerging Markets A (FEM)
This table provides information on the latest institutional transactions involving First Trust Emerging Markets A (FEM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 09, 2020
Q3 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-20.3KClosed |
$430K - $480K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 17, 2020
Q2 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-102KClosed |
$1.73M - $2.22M
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-8.21KClosed |
$139K - $179K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-16.7KClosed |
$284K - $365K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.93K+ 2171.91% |
$30.4K - $53.3K
|
2.02K
$45.2K
|
|
|
Jul 01, 2020
Q1 2020
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-500Closed |
$7.86K - $13.8K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-102KClosed |
$1.6M - $2.8M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-14.1KClosed |
$221K - $388K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-7.64KClosed |
$120K - $211K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-35.6KClosed |
$560K - $983K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-15.5KClosed |
$244K - $427K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-10.2KClosed |
$160K - $281K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Mattern Capital Management, LLC
Lakewood, CO |
SELL
|
- |
-103KClosed |
$1.61M - $2.83M
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-85.2KClosed |
$1.34M - $2.35M
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-40Closed |
$629 - $1.1K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-72Closed |
$1.13K - $1.99K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-384Closed |
$6.04K - $10.6K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Cambridge Advisors Inc.
|
SELL
|
- |
-8.1KClosed |
$127K - $223K
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Manchester Financial Inc
|
SELL
|
- |
-2KClosed |
$31.4K - $55.2K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2020
Q4 2019
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-25.6KClosed |
$596K - $679K
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-140Closed |
$3.26K - $3.72K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Keystone Financial Group
|
SELL
|
- |
-14.4K- 58.88% |
$336K - $383K
|
10.1K
$226K
|
|
|
Feb 05, 2020
Q4 2019
|
Private Ocean, LLC
|
SELL
|
- |
-86Closed |
$2K - $2.28K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-49Closed |
$1.14K - $1.3K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-8.48KClosed |
$190K - $217K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Zurich Insurance Group LTD
Zurich, V8 |
SELL
|
- |
-17.1KClosed |
$385K - $438K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-9.2KClosed |
$207K - $235K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 23, 2019
Q3 2019
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-2.42KClosed |
$54.2K - $61.8K
|
0
$0
|
|
|
Oct 22, 2019
Q3 2019
|
Beacon Capital Management, Inc.
|
SELL
|
- |
-20Closed |
$449 - $512
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.1KClosed |
$24.8K - $28.2K
|
0
$0
|
|
|
Oct 10, 2019
Q3 2019
|
Baldwin Brothers LLC
|
SELL
|
- |
-720Closed |
$16.2K - $18.4K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 12, 2019
Q2 2019
|
Prw Wealth Management LLC
|
SELL
|
- |
-511Closed |
$11.5K - $13.2K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-164Closed |
$3.71K - $4.23K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-8.71KClosed |
$197K - $225K
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-10.4KClosed |
$234K - $267K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-424Closed |
$9.58K - $10.9K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-850Closed |
$19.2K - $21.9K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 16, 2019
Q1 2019
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-57Closed |
$1.28K - $1.47K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-2KClosed |
$44.9K - $51.4K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-5.07KClosed |
$114K - $130K
|
0
$0
|
|
|
Apr 26, 2019
Q1 2019
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-421Closed |
$9.46K - $10.8K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-366Closed |
$8.22K - $9.41K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-21.4KClosed |
$478K - $537K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-317- 9.32% |
$7.09K - $7.96K
|
3.09K
$69K
|
|
|
Feb 14, 2019
Q4 2018
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-10.8KClosed |
$242K - $271K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-800Closed |
$17.9K - $20.1K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-414- 99.76% |
$9.26K - $10.4K
|
1
$22.4
|
|
|
Feb 08, 2019
Q4 2018
|
Burt Wealth Advisors
|
SELL
|
- |
-1.2KClosed |
$26.8K - $30K
|
0
$0
|
|
|
Jan 16, 2019
Q4 2018
|
Legacy Private Trust Co.
|
SELL
|
- |
-14.1KClosed |
$315K - $354K
|
0
$0
|
|