Latest Institutional Transactions on First Trust Emerging Markets A (FEM)
This table provides information on the latest institutional transactions involving First Trust Emerging Markets A (FEM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2018
Q3 2018
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
102KNew |
$2.46M - $2.74M
|
102K
$2.29M
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
86.9KNew |
$2.08M - $2.33M
|
86.9K
$1.94M
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-341Closed |
$8.17K - $9.13K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-714Closed |
$17.1K - $19.1K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-511Closed |
$12.2K - $13.7K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 15, 2018
Q2 2018
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-16.2KClosed |
$408K - $475K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-15.9KClosed |
$400K - $465K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-55.8KClosed |
$1.41M - $1.64M
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Sws Partners
|
SELL
|
- |
-449Closed |
$11.3K - $13.2K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-1.03KClosed |
$26K - $30.3K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
M&T Bank Corp
|
SELL
|
- |
-16.4KClosed |
$414K - $482K
|
0
$0
|
|
|
Aug 06, 2018
Q2 2018
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-20.4KClosed |
$515K - $599K
|
0
$0
|
|
|
Jul 30, 2018
Q2 2018
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-276Closed |
$6.96K - $8.1K
|
0
$0
|
|
|
Jul 09, 2018
Q2 2018
|
Davenport & CO LLC
|
SELL
|
- |
-16KClosed |
$404K - $470K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-12.2KClosed |
$337K - $382K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-312Closed |
$8.62K - $9.77K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 09, 2018
Q4 2017
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|