Latest Institutional Purchases of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This list provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
BUY
|
- |
248+ 4.47% |
$3.57K - $4.14K
|
5.79K
$91.2K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
236+ 0.91% |
$3.39K - $3.94K
|
26.3K
$414K
|
|
|
Oct 07, 2024
Q3 2024
|
Integrated Capital Management, Inc.
|
BUY
|
- |
231+ 1.32% |
$3.32K - $3.86K
|
17.8K
$280K
|
|
|
Oct 18, 2024
Q3 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
205+ 3.03% |
$2.95K - $3.42K
|
6.96K
$110K
|
|
|
Nov 14, 2024
Q3 2024
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
BUY
|
- |
171+ 1.12% |
$2.46K - $2.85K
|
15.4K
$242K
|
|
|
Oct 15, 2024
Q3 2024
|
Spire Wealth Management
|
BUY
|
- |
75+ 0.39% |
$1.08K - $1.25K
|
19.2K
$303K
|
|
|
Oct 29, 2024
Q3 2024
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
67+ 1.33% |
$963 - $1.12K
|
5.1K
$80.3K
|
|
|
Oct 18, 2024
Q3 2024
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
59New |
$848 - $985
|
59
$929
|
|
|
Oct 10, 2024
Q3 2024
|
Sound Income Strategies, LLC
|
BUY
|
- |
35+ 1.27% |
$503 - $584
|
2.8K
$44.1K
|
|
|
Oct 08, 2024
Q3 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
15+ 1.72% |
$216 - $250
|
887
$14K
|
|
|
Oct 24, 2024
Q3 2024
|
Tfc Financial Management
|
BUY
|
- |
9+ 1.89% |
$129 - $150
|
485
$7.64K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
31.2KNew |
$432K - $462K
|
31.2K
$492K
|
|
|
Aug 06, 2024
Q2 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
29.7KNew |
$411K - $440K
|
29.7K
$468K
|
|
|
Aug 14, 2024
Q2 2024
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
25.1KNew |
$347K - $371K
|
25.1K
$395K
|
|
|
Aug 01, 2024
Q2 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
18.2KNew |
$252K - $269K
|
18.2K
$287K
|
|
|
Aug 13, 2024
Q2 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
17K+ 2.27% |
$235K - $251K
|
764K
$12M
|
|
|
Aug 13, 2024
Q2 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
13.7KNew |
$189K - $203K
|
13.7K
$216K
|
|
|
Aug 15, 2024
Q2 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
12.7KNew |
$176K - $188K
|
12.7K
$200K
|
|
|
Jul 17, 2024
Q2 2024
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
5.4K+ 27.86% |
$74.7K - $79.9K
|
24.8K
$390K
|
|
|
Aug 14, 2024
Q2 2024
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
4.29K+ 13.11% |
$59.3K - $63.4K
|
37K
$583K
|
|
|
Jul 23, 2024
Q2 2024
|
Allworth Financial LP
|
BUY
|
- |
1.5K+ 55.19% |
$20.7K - $22.2K
|
4.22K
$66.4K
|
|
|
Aug 14, 2024
Q2 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
192+ 1.61% |
$2.66K - $2.84K
|
12.1K
$191K
|
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
150+ 21.13% |
$2.07K - $2.22K
|
860
$13.5K
|
|
| Q1 2024 | |||||||
|
Apr 22, 2024
Q1 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
161KNew |
$2.25M - $2.39M
|
161K
$2.53M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
16.6KNew |
$232K - $246K
|
16.6K
$261K
|
|
|
May 13, 2024
Q1 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
14.6KNew |
$204K - $218K
|
14.6K
$231K
|
|
|
May 15, 2024
Q1 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10.4KNew |
$145K - $155K
|
10.4K
$164K
|
|
|
May 15, 2024
Q1 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
10.2KNew |
$142K - $151K
|
10.2K
$160K
|
|
|
Jul 30, 2024
Q1 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
3.5KNew |
$48.9K - $52K
|
3.5K
$55.1K
|
|
|
Apr 24, 2024
Q1 2024
|
Private Trust CO Na
|
BUY
|
- |
3.35K+ 47.11% |
$46.7K - $49.7K
|
10.4K
$165K
|
|
|
May 13, 2024
Q1 2024
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
2.41K+ 1.65% |
$33.6K - $35.8K
|
148K
$2.33M
|
|
|
May 15, 2024
Q1 2024
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
1K+ 8.66% |
$14K - $14.9K
|
12.6K
$198K
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
500New |
$6.99K - $7.43K
|
500
$7.88K
|
|
|
Apr 26, 2024
Q1 2024
|
Life Steps Financial, Inc.
|
BUY
|
- |
300New |
$4.19K - $4.46K
|
300
$4.73K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
88.6K+ 557.4% |
$1.06M - $1.25M
|
105K
$1.65M
|
|
|
Feb 14, 2024
Q4 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
74.6KNew |
$890K - $1.05M
|
74.6K
$1.18M
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
21.4KNew |
$255K - $300K
|
21.4K
$336K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
13.5K+ 670.75% |
$161K - $190K
|
15.5K
$245K
|
|
|
Jan 30, 2024
Q4 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
BUY
|
- |
10.7KNew |
$128K - $150K
|
10.7K
$169K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
10.1KNew |
$121K - $142K
|
10.1K
$159K
|
|
|
Feb 13, 2024
Q4 2023
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
9.33K+ 44.63% |
$111K - $131K
|
30.2K
$476K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
2.5KNew |
$29.8K - $35.2K
|
2.5K
$39.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Lm Advisors LLC
San Diego, CA |
BUY
|
- |
900New |
$10.7K - $12.7K
|
900
$14.2K
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
403+ 2.5% |
$4.81K - $5.67K
|
16.5K
$260K
|
|
|
Feb 13, 2024
Q4 2023
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
61New |
$728 - $858
|
61
$961
|
|
|
Feb 20, 2024
Q4 2023
|
Able Wealth Management LLC
Lakewood, NJ |
BUY
|
- |
11New |
$131 - $155
|
11
$173
|
|
| Q3 2023 | |||||||
|
Oct 24, 2023
Q3 2023
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
35.4KNew |
$451K - $494K
|
35.4K
$557K
|
|
|
Oct 25, 2023
Q3 2023
|
Fortune Financial Advisors, LLC
Overland Park, KS |
BUY
|
- |
10KNew |
$128K - $140K
|
10K
$158K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
315New |
$4.01K - $4.39K
|
315
$4.96K
|
|