Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 24, 2025
Q3 2025
|
Chelsea Counsel CO
|
SELL
|
- |
-2.7K- 89.7% |
$43.7K - $45.7K
|
310
$5.15K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
7.08KNew |
$114K - $120K
|
7.08K
$118K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.1KNew |
$163K - $171K
|
10.1K
$167K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
536+ 0.13% |
$8.67K - $9.08K
|
401K
$6.67M
|
|
|
Nov 14, 2025
Q3 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-11.7K- 28.05% |
$190K - $199K
|
30.1K
$501K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.89K- 8.89% |
$30.5K - $32K
|
19.4K
$322K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-18.6K- 6.52% |
$301K - $315K
|
267K
$4.43M
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2New |
$32.3 - $33.9
|
2
$33.2
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-10K- 21.32% |
$162K - $169K
|
36.9K
$613K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.02K+ 8.77% |
$16.5K - $17.3K
|
12.7K
$211K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1K+ 0.82% |
$16.2K - $17K
|
124K
$2.06M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
2.58K+ 7.82% |
$41.7K - $43.7K
|
35.6K
$592K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.82K+ 0.32% |
$29.5K - $30.9K
|
576K
$9.57M
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
5.5KNew |
$88.9K - $93.2K
|
5.5K
$91.4K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-560- 3.33% |
$9.06K - $9.49K
|
16.3K
$270K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-783- 4.74% |
$12.7K - $13.3K
|
15.8K
$262K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
22.5K+ 10.86% |
$364K - $382K
|
230K
$3.82M
|
|
|
Nov 14, 2025
Q3 2025
|
Prairie Wealth Advisors, Inc.
Omaha, NE |
BUY
|
- |
200+ 1.56% |
$3.23K - $3.39K
|
13.1K
$217K
|
|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
13.7KNew |
$222K - $232K
|
13.7K
$228K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-123K- 87.64% |
$1.98M - $2.08M
|
17.3K
$288K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-11- 0.01% |
$178 - $186
|
119K
$1.99M
|
|
|
Nov 14, 2025
Q3 2025
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
409K+ 91.82% |
$6.62M - $6.93M
|
855K
$14.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
10.2KNew |
$166K - $174K
|
10.2K
$170K
|
|
|
Nov 13, 2025
Q3 2025
|
Rmb Capital Management, LLC
|
BUY
|
- |
25.2KNew |
$407K - $426K
|
25.2K
$418K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-3.96K- 4.87% |
$64K - $67K
|
77.3K
$1.28M
|
|
|
Nov 13, 2025
Q3 2025
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-5.74K- 4.7% |
$92.8K - $97.3K
|
117K
$1.94M
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
170K+ 40.63% |
$2.75M - $2.88M
|
588K
$9.77M
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.26K+ 1.42% |
$36.6K - $38.3K
|
161K
$2.68M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
27.1K+ 2.99% |
$439K - $459K
|
936K
$15.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-9.33K- 9.03% |
$151K - $158K
|
94K
$1.56M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-23K- 3.01% |
$372K - $389K
|
740K
$12.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-2- 0.03% |
$32.3 - $33.9
|
7.54K
$125K
|
|
|
Nov 12, 2025
Q3 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-3.4K- 0.88% |
$54.9K - $57.6K
|
383K
$6.36M
|
|
|
Nov 12, 2025
Q3 2025
|
Mcia Inc
|
BUY
|
- |
468+ 0.74% |
$7.57K - $7.93K
|
63.4K
$1.05M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
342+ 1.55% |
$5.53K - $5.79K
|
22.5K
$373K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.11K+ 1221.0% |
$98.7K - $103K
|
6.61K
$110K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.5K+ 4.34% |
$203K - $212K
|
301K
$5.01M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14.5K+ 11.59% |
$235K - $246K
|
140K
$2.33M
|
|
|
Nov 12, 2025
Q3 2025
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-5.49K- 13.87% |
$88.8K - $93.1K
|
34.1K
$567K
|
|
|
Nov 10, 2025
Q3 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-1.25K- 1.91% |
$20.2K - $21.2K
|
64.3K
$1.07M
|
|
|
Nov 10, 2025
Q3 2025
|
First Heartland Consultants, Inc.
|
BUY
|
- |
3.83K+ 32.98% |
$62K - $64.9K
|
15.5K
$257K
|
|
|
Nov 10, 2025
Q3 2025
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-203- 0.68% |
$3.28K - $3.44K
|
29.5K
$490K
|
|
|
Nov 07, 2025
Q3 2025
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
99KNew |
$1.6M - $1.68M
|
99K
$1.65M
|
|
|
Nov 07, 2025
Q3 2025
|
Jacobi Capital Management LLC
|
BUY
|
- |
1.16K+ 4.37% |
$18.7K - $19.6K
|
27.6K
$458K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
91+ 0.34% |
$1.47K - $1.54K
|
26.7K
$444K
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-6.06K- 20.64% |
$97.9K - $103K
|
23.3K
$387K
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-55- 3.27% |
$889 - $932
|
1.63K
$27K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
32.8K+ 210.99% |
$531K - $556K
|
48.4K
$804K
|
|
|
Nov 05, 2025
Q3 2025
|
Western Wealth Management, LLC
|
SELL
|
- |
-615- 1.73% |
$9.94K - $10.4K
|
35K
$581K
|
|
|
Nov 05, 2025
Q3 2025
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
7.11K+ 29.42% |
$115K - $120K
|
31.3K
$520K
|
|