Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
1.84K+ 3.66% |
$29.8K - $31.2K
|
52.1K
$874K
|
|
|
Oct 28, 2025
Q3 2025
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
2.8K+ 22.31% |
$45.3K - $47.4K
|
15.4K
$258K
|
|
|
Oct 28, 2025
Q3 2025
|
Csenge Advisory Group
|
SELL
|
- |
-19.9K- 5.91% |
$323K - $338K
|
318K
$5.33M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.03K- 6.4% |
$16.6K - $17.4K
|
15K
$252K
|
|
|
Oct 23, 2025
Q3 2025
|
Seamount Financial Group Inc
Colorado Springs, CO |
SELL
|
- |
-3.62K- 10.67% |
$58.6K - $61.4K
|
30.3K
$509K
|
|
|
Oct 23, 2025
Q3 2025
|
Spire Wealth Management
|
SELL
|
- |
-511- 2.51% |
$8.26K - $8.66K
|
19.9K
$334K
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.06K- 2.4% |
$33.3K - $34.9K
|
83.9K
$1.41M
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
46.9K+ 16.03% |
$758K - $794K
|
339K
$5.69M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.05K+ 2.94% |
$114K - $119K
|
247K
$4.15M
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-265- 6.96% |
$4.29K - $4.49K
|
3.55K
$59.5K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-500- 38.46% |
$8.09K - $8.47K
|
800
$13.4K
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
16+ 1.71% |
$259 - $271
|
950
$15.9K
|
|
|
Oct 21, 2025
Q3 2025
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
1.65K+ 13.24% |
$26.6K - $27.9K
|
14.1K
$236K
|
|
|
Oct 20, 2025
Q3 2025
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
4.68KNew |
$75.7K - $79.3K
|
4.68K
$78.6K
|
|
|
Oct 20, 2025
Q3 2025
|
Financial Consulate, Inc
|
BUY
|
- |
6.15KNew |
$99.4K - $104K
|
6.15K
$103K
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
4.56K+ 21.74% |
$73.7K - $77.2K
|
25.5K
$428K
|
|
|
Oct 17, 2025
Q3 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
146+ 0.12% |
$2.36K - $2.47K
|
124K
$2.09M
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-197- 13.05% |
$3.19K - $3.34K
|
1.31K
$22K
|
|
|
Oct 14, 2025
Q3 2025
|
Bernard Wealth Management Corp.
Royal Oak, MI |
BUY
|
- |
3+ 1.35% |
$48.5 - $50.8
|
225
$3.78K
|
|
|
Oct 14, 2025
Q3 2025
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
339K+ 229.12% |
$5.48M - $5.74M
|
487K
$8.17M
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
19+ 1.12% |
$307 - $322
|
1.72K
$28.9K
|
|
|
Oct 10, 2025
Q3 2025
|
Stolper CO
|
BUY
|
- |
32.3KNew |
$523K - $548K
|
32.3K
$542K
|
|
|
Oct 07, 2025
Q3 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
596+ 3.21% |
$9.64K - $10.1K
|
19.2K
$322K
|
|
|
Oct 07, 2025
Q3 2025
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-572- 2.97% |
$9.25K - $9.69K
|
18.7K
$313K
|
|
| Q2 2025 | |||||||
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11K+ 9.86% |
$158K - $179K
|
123K
$2.06M
|
|
|
Aug 26, 2025
Q2 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
447+ 0.77% |
$6.42K - $7.28K
|
58.7K
$984K
|
|
|
Aug 15, 2025
Q2 2025
|
First Heartland Consultants, Inc.
|
BUY
|
- |
11.6KNew |
$167K - $189K
|
11.6K
$195K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.16K+ 0.2% |
$16.7K - $18.9K
|
574K
$9.63M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-13.6K- 3.27% |
$195K - $221K
|
401K
$6.72M
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-675- 0.24% |
$9.7K - $11K
|
285K
$4.79M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-72- 0.34% |
$1.03K - $1.17K
|
21.3K
$357K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-119K- 11.57% |
$1.71M - $1.94M
|
908K
$15.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-3.8K- 24.56% |
$54.6K - $61.9K
|
11.7K
$196K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-280- 1.64% |
$4.02K - $4.56K
|
16.8K
$282K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-25.7K- 19.91% |
$369K - $419K
|
103K
$1.73M
|
|
|
Aug 14, 2025
Q2 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
33KNew |
$474K - $538K
|
33K
$554K
|
|
|
Aug 14, 2025
Q2 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
144K+ 52.42% |
$2.07M - $2.34M
|
418K
$7.01M
|
|
|
Aug 14, 2025
Q2 2025
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
10.7KNew |
$154K - $174K
|
10.7K
$180K
|
|
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13KNew |
$187K - $212K
|
13K
$218K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
2.3K+ 1.12% |
$33.1K - $37.5K
|
207K
$3.48M
|
|
|
Aug 14, 2025
Q2 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-25K- 37.37% |
$359K - $407K
|
41.9K
$703K
|
|
|
Aug 14, 2025
Q2 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-500- 0.76% |
$7.19K - $8.15K
|
65.5K
$1.1M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.1KNew |
$146K - $165K
|
10.1K
$170K
|
|
|
Aug 14, 2025
Q2 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-83.7K- 37.42% |
$1.2M - $1.36M
|
140K
$2.35M
|
|
|
Aug 14, 2025
Q2 2025
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
8.8K+ 2.4% |
$126K - $143K
|
375K
$6.3M
|
|
|
Aug 14, 2025
Q2 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
11KNew |
$159K - $180K
|
11K
$185K
|
|
|
Aug 14, 2025
Q2 2025
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10KNew |
$144K - $163K
|
10K
$168K
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-67.2K- 34.9% |
$966K - $1.1M
|
125K
$2.1M
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.49K- 2.74% |
$64.4K - $73.1K
|
159K
$2.67M
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-162- 68.35% |
$2.33K - $2.64K
|
75
$1.26K
|
|