Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
BUY
|
- |
326+ 1.7% |
$5.03K - $5.35K
|
19.5K
$311K
|
|
|
Jan 24, 2025
Q4 2024
|
Calamos Advisors LLC
|
BUY
|
- |
4.56K+ 23.81% |
$70.3K - $74.8K
|
23.7K
$377K
|
|
|
Jan 24, 2025
Q4 2024
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
67+ 1.31% |
$1.03K - $1.1K
|
5.16K
$82.3K
|
|
|
Jan 21, 2025
Q4 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
9+ 0.71% |
$139 - $148
|
1.27K
$20.2K
|
|
|
Jan 21, 2025
Q4 2024
|
Sound Income Strategies, LLC
|
BUY
|
- |
36+ 1.29% |
$555 - $591
|
2.84K
$45.2K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
15.8KNew |
$244K - $260K
|
15.8K
$252K
|
|
|
Jan 16, 2025
Q4 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
38.1K+ 136.65% |
$588K - $626K
|
66K
$1.05M
|
|
|
Jan 15, 2025
Q4 2024
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
400+ 1.61% |
$6.17K - $6.57K
|
25.2K
$401K
|
|
|
Jan 14, 2025
Q4 2024
|
Park Avenue Securities LLC
|
BUY
|
- |
4.02K+ 4.68% |
$62.1K - $66K
|
90K
$1.43M
|
|
|
Jan 14, 2025
Q4 2024
|
Pines Wealth Management, LLC
Southern Pines, NC |
BUY
|
- |
14KNew |
$216K - $230K
|
14K
$223K
|
|
|
Jan 14, 2025
Q4 2024
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
63.9K+ 53.06% |
$985K - $1.05M
|
184K
$2.93M
|
|
|
Jan 13, 2025
Q4 2024
|
Integrated Capital Management, Inc.
|
BUY
|
- |
322+ 1.81% |
$4.97K - $5.29K
|
18.1K
$288K
|
|
|
Jan 13, 2025
Q4 2024
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-1.7K- 24.82% |
$26.2K - $27.9K
|
5.15K
$82K
|
|
|
Jan 13, 2025
Q4 2024
|
Eastern Bank
|
BUY
|
- |
800New |
$12.3K - $13.1K
|
800
$12.7K
|
|
|
Jan 13, 2025
Q4 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-1.89K- 1.39% |
$29.2K - $31K
|
134K
$2.13M
|
|
|
Jan 10, 2025
Q4 2024
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-3.87K- 14.23% |
$59.7K - $63.5K
|
23.3K
$371K
|
|
|
Jan 10, 2025
Q4 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-5K- 7.16% |
$77.2K - $82.1K
|
64.8K
$1.03M
|
|
|
Jan 08, 2025
Q4 2024
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-277K- 95.08% |
$4.28M - $4.55M
|
14.3K
$228K
|
|
| Q3 2024 | |||||||
|
Nov 25, 2024
Q3 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
29KNew |
$417K - $484K
|
29K
$462K
|
|
|
Nov 15, 2024
Q3 2024
|
Mcia Inc
|
BUY
|
- |
22.2K+ 33.31% |
$320K - $371K
|
89K
$1.42M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
64.6K+ 7.2% |
$928K - $1.08M
|
961K
$15.3M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
BUY
|
- |
248+ 4.47% |
$3.57K - $4.14K
|
5.79K
$92.3K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
112K+ 461.2% |
$1.62M - $1.88M
|
137K
$2.18M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.42K- 0.76% |
$49.2K - $57.1K
|
448K
$7.14M
|
|
|
Nov 14, 2024
Q3 2024
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
BUY
|
- |
171+ 1.12% |
$2.46K - $2.85K
|
15.4K
$245K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
15.5K+ 10.73% |
$223K - $259K
|
160K
$2.55M
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
272+ 1.39% |
$3.91K - $4.54K
|
19.8K
$316K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
5.44K+ 1.99% |
$78.2K - $90.8K
|
279K
$4.45M
|
|
|
Nov 14, 2024
Q3 2024
|
Mangrove Partners
New York, NY |
SELL
|
- |
-158K- 23.97% |
$2.28M - $2.64M
|
502K
$8M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-481- 0.46% |
$6.92K - $8.03K
|
104K
$1.66M
|
|
|
Nov 14, 2024
Q3 2024
|
Jacobi Capital Management LLC
|
BUY
|
- |
3.54K+ 20.98% |
$50.9K - $59.1K
|
20.4K
$325K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
55.2K+ 238.3% |
$794K - $921K
|
78.3K
$1.25M
|
|
|
Nov 14, 2024
Q3 2024
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
33.4K+ 70.22% |
$480K - $557K
|
81K
$1.29M
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.5KNew |
$151K - $176K
|
10.5K
$168K
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-62.6K- 11.45% |
$901K - $1.05M
|
484K
$7.72M
|
|
|
Nov 14, 2024
Q3 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
62.7K+ 260.09% |
$902K - $1.05M
|
86.8K
$1.38M
|
|
|
Nov 14, 2024
Q3 2024
|
Df Dent & CO Inc
Baltimore, MD |
SELL
|
- |
-1.84K- 12.98% |
$26.4K - $30.6K
|
12.3K
$196K
|
|
|
Nov 14, 2024
Q3 2024
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
87.1K+ 21.18% |
$1.25M - $1.45M
|
498K
$7.94M
|
|
|
Nov 13, 2024
Q3 2024
|
Csenge Advisory Group
|
SELL
|
- |
-10.7K- 4.15% |
$154K - $179K
|
248K
$3.95M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
236+ 0.91% |
$3.39K - $3.94K
|
26.3K
$418K
|
|
|
Nov 13, 2024
Q3 2024
|
Guyasuta Investment Advisors Inc
|
BUY
|
- |
15.7KNew |
$225K - $261K
|
15.7K
$249K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-185- 1.57% |
$2.66K - $3.09K
|
11.6K
$185K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
732+ 4.94% |
$10.5K - $12.2K
|
15.6K
$248K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
57.2K+ 101.1% |
$822K - $955K
|
114K
$1.81M
|
|
|
Nov 13, 2024
Q3 2024
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-6.3K- 71.35% |
$90.6K - $105K
|
2.53K
$40.3K
|
|
|
Nov 13, 2024
Q3 2024
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
964+ 1.09% |
$13.9K - $16.1K
|
89.5K
$1.43M
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11.4K+ 30.21% |
$164K - $190K
|
49.1K
$782K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
32.4K+ 11.82% |
$466K - $540K
|
306K
$4.88M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.72K- 5.86% |
$111K - $129K
|
124K
$1.97M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.63K- 6.22% |
$81K - $94K
|
84.9K
$1.35M
|
|