Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 22, 2025
Q2 2025
|
Seamount Financial Group Inc
Colorado Springs, CO |
BUY
|
- |
255+ 0.76% |
$3.66K - $4.15K
|
34K
$553K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.68KNew |
$24.2K - $27.4K
|
1.68K
$27.4K
|
|
|
Jul 18, 2025
Q2 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
16+ 1.74% |
$230 - $261
|
934
$15.2K
|
|
|
Jul 18, 2025
Q2 2025
|
Chelsea Counsel CO
|
SELL
|
- |
-100- 3.22% |
$1.44K - $1.63K
|
3.01K
$49.1K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
SELL
|
- |
-422- 3.61% |
$6.06K - $6.87K
|
11.3K
$184K
|
|
|
Jul 17, 2025
Q2 2025
|
Sound Income Strategies, LLC
|
SELL
|
- |
-1.23K- 41.94% |
$17.7K - $20.1K
|
1.7K
$27.8K
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.61K- 9.13% |
$23.1K - $26.2K
|
16K
$261K
|
|
|
Jul 17, 2025
Q2 2025
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
429+ 1.1% |
$6.16K - $6.99K
|
39.6K
$645K
|
|
|
Jul 14, 2025
Q2 2025
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
1.95K+ 8.91% |
$27.9K - $31.7K
|
23.8K
$388K
|
|
|
Jul 14, 2025
Q2 2025
|
Maryland Capital Advisors Inc.
|
BUY
|
- |
5.6KNew |
$80.5K - $91.2K
|
5.6K
$91.3K
|
|
|
Jul 14, 2025
Q2 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.03K- 2.31% |
$29.2K - $33.1K
|
85.9K
$1.4M
|
|
|
Jul 11, 2025
Q2 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.3K- 2.59% |
$47.4K - $53.7K
|
124K
$2.02M
|
|
|
Jul 11, 2025
Q2 2025
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
12.4KNew |
$179K - $203K
|
12.4K
$203K
|
|
|
Jul 10, 2025
Q2 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-1.17K- 2.28% |
$16.9K - $19.1K
|
50.2K
$819K
|
|
|
Jul 08, 2025
Q2 2025
|
Massmutual Trust CO Fsb
|
BUY
|
- |
3.55KNew |
$51K - $57.8K
|
3.55K
$57.8K
|
|
|
Jul 03, 2025
Q2 2025
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-1.93K- 9.1% |
$27.7K - $31.4K
|
19.2K
$314K
|
|
| Q1 2025 | |||||||
|
May 28, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-4.36K- 86.16% |
$68.1K - $70.7K
|
700
$11.4K
|
|
|
May 28, 2025
Q1 2025
|
Anderson Financial Strategies, LLC
Dayton, OH |
BUY
|
- |
943New |
$14.7K - $15.3K
|
943
$15.4K
|
|
|
May 27, 2025
Q1 2025
|
Jacobi Capital Management LLC
|
BUY
|
- |
1.2K+ 5.16% |
$18.8K - $19.5K
|
24.5K
$399K
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.9K- 33.22% |
$29.6K - $30.8K
|
3.81K
$62.1K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.12K+ 4.54% |
$111K - $116K
|
164K
$2.67M
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.1K+ 2.93% |
$64.1K - $66.6K
|
144K
$2.35M
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
SELL
|
- |
-47- 1.92% |
$735 - $763
|
2.4K
$39.1K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-84.4K- 12.83% |
$1.32M - $1.37M
|
573K
$9.34M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-324- 1.86% |
$5.06K - $5.26K
|
17.1K
$279K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.85K+ 0.69% |
$44.5K - $46.2K
|
414K
$6.75M
|
|
|
May 15, 2025
Q1 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-946- 6.05% |
$14.8K - $15.4K
|
14.7K
$239K
|
|
|
May 15, 2025
Q1 2025
|
Titleist Asset Management, LLC
San Antonio, TX |
BUY
|
- |
1.81K+ 7.71% |
$28.3K - $29.4K
|
25.3K
$412K
|
|
|
May 15, 2025
Q1 2025
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
56.3K+ 18.15% |
$880K - $914K
|
367K
$5.97M
|
|
|
May 15, 2025
Q1 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-49.3K- 69.53% |
$771K - $801K
|
21.6K
$352K
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-117K- 34.41% |
$1.83M - $1.91M
|
224K
$3.65M
|
|
|
May 15, 2025
Q1 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-27.3K- 69.61% |
$426K - $443K
|
11.9K
$194K
|
|
|
May 15, 2025
Q1 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-21.3K- 24.18% |
$333K - $346K
|
66.9K
$1.09M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
BUY
|
- |
3.55K+ 70.02% |
$55.5K - $57.6K
|
8.62K
$140K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-18.5K- 46.49% |
$290K - $301K
|
21.3K
$348K
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.2K+ 3.71% |
$160K - $166K
|
286K
$4.66M
|
|
|
May 14, 2025
Q1 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-12.5K- 3.39% |
$195K - $203K
|
356K
$5.8M
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11.3K+ 17.86% |
$177K - $184K
|
74.8K
$1.22M
|
|
|
May 14, 2025
Q1 2025
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
2.38K+ 13.92% |
$37.1K - $38.5K
|
19.4K
$317K
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
15.5KNew |
$242K - $251K
|
15.5K
$252K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
4.58K+ 2.28% |
$71.6K - $74.3K
|
205K
$3.34M
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
155K+ 17.74% |
$2.42M - $2.51M
|
1.03M
$16.7M
|
|
|
May 13, 2025
Q1 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
3.56K+ 6.51% |
$55.6K - $57.8K
|
58.2K
$949K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
24.3K+ 23.16% |
$379K - $394K
|
129K
$2.1M
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
389New |
$6.08K - $6.31K
|
389
$6.34K
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
30.3K+ 18.65% |
$473K - $491K
|
193K
$3.14M
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-55.7K- 77.08% |
$870K - $904K
|
16.6K
$270K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-29.8K- 4.2% |
$466K - $484K
|
681K
$11.1M
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.57K- 1.35% |
$40.2K - $41.7K
|
188K
$3.06M
|
|