Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-399Closed |
$8.59K - $9.35K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
BUY
|
- |
3.96KNew |
$85.2K - $92.7K
|
3.96K
$64.5K
|
|
|
May 06, 2021
Q1 2021
|
Spectrum Management Group, LLC
|
SELL
|
- |
-1.56KClosed |
$33.6K - $36.6K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Diversified, LLC
|
SELL
|
- |
-2.49KClosed |
$53.5K - $58.3K
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
5.16KNew |
$111K - $121K
|
5.16K
$84.1K
|
|
|
Apr 22, 2021
Q1 2021
|
Destiny Wealth Partners, LLC
|
SELL
|
- |
-878Closed |
$18.9K - $20.6K
|
0
$0
|
|
|
Apr 06, 2021
Q1 2021
|
Spence Asset Management
|
SELL
|
- |
-280Closed |
$6.03K - $6.56K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Nov 12, 2021
Q4 2020
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
300New |
$6.23K - $7.13K
|
300
$4.89K
|
|
|
Mar 05, 2021
Q4 2020
|
Catalyst Private Wealth, LLC
|
SELL
|
- |
-388Closed |
$8.06K - $9.22K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-73.2KClosed |
$1.52M - $1.74M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Maple Capital Management, Inc.
|
SELL
|
- |
-14.4KClosed |
$299K - $343K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-306Closed |
$6.36K - $7.27K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-475Closed |
$9.87K - $11.3K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
North Rock Partners, LLC
|
SELL
|
- |
-13.8KClosed |
$286K - $327K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-2.39KClosed |
$49.7K - $56.9K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
343New |
$6.93K - $7.69K
|
343
$5.59K
|
|
|
Nov 13, 2020
Q3 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-69.4KClosed |
$1.4M - $1.56M
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
SELL
|
- |
-4KClosed |
$80.8K - $89.7K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-60.1KClosed |
$1.21M - $1.35M
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-45KClosed |
$908K - $1.01M
|
0
$0
|
|
|
Oct 08, 2020
Q3 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-28Closed |
$565 - $628
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
514+ 8.45% |
$7.67K - $10.9K
|
6.6K
$108K
|
|
|
Dec 01, 2022
Q2 2020
|
Mufg Americas Holdings Corp
|
BUY
|
- |
4.86KNew |
$72.5K - $103K
|
4.86K
$79.2K
|
|
|
Aug 19, 2020
Q2 2020
|
Advisory Resource Group
|
SELL
|
- |
-52KClosed |
$775K - $1.1M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-277Closed |
$4.13K - $5.86K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-190KClosed |
$2.83M - $4.02M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-10.8KClosed |
$161K - $228K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-23.7KClosed |
$354K - $503K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-1.71KClosed |
$25.5K - $36.2K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-910Closed |
$13.6K - $19.3K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Gradient Investments LLC
|
SELL
|
- |
-1.1KClosed |
$16.4K - $23.3K
|
0
$0
|
|
|
Jul 08, 2020
Q2 2020
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-33.4KClosed |
$498K - $706K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 09, 2023
Q1 2020
|
Mc Carthy Grittinger Financial Group, LLC
Milwaukee, WI |
SELL
|
- |
-1KClosed |
$10.6K - $23.1K
|
0
$0
|
|
|
Sep 07, 2021
Q1 2020
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-6.11KClosed |
$64.5K - $141K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Old North State Trust, LLC
Greensboro, NC |
SELL
|
- |
-500Closed |
$5.28K - $11.6K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-26KClosed |
$274K - $600K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Psi Advisors, LLC
|
SELL
|
- |
-1.2KClosed |
$12.7K - $27.7K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-12.4KClosed |
$131K - $286K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-39.7KClosed |
$419K - $917K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-20KClosed |
$211K - $462K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-16.1KClosed |
$171K - $373K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2020
Q4 2019
|
First Manhattan CO
New York, NY |
SELL
|
- |
-180Closed |
$3.75K - $3.93K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-10.2KClosed |
$213K - $223K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
642New |
$13.4K - $14K
|
642
$10.5K
|
|
|
Jan 27, 2020
Q4 2019
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2.6KClosed |
$54.2K - $56.8K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-10.2KClosed |
$203K - $214K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-1.04KClosed |
$20.8K - $21.9K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-15.9KClosed |
$316K - $333K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-18.5KClosed |
$368K - $388K
|
0
$0
|
|