Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 01, 2022
Q2 2020
|
Mufg Americas Holdings Corp
|
BUY
|
- |
4.86KNew |
$72.5K - $103K
|
4.86K
$76.5K
|
|
|
Aug 19, 2020
Q2 2020
|
Advisory Resource Group
|
SELL
|
- |
-52KClosed |
$775K - $1.1M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-190KClosed |
$2.83M - $4.02M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-277Closed |
$4.13K - $5.86K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-23.7KClosed |
$354K - $503K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-10.8KClosed |
$161K - $228K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-1.71KClosed |
$25.5K - $36.2K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-910Closed |
$13.6K - $19.3K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Gradient Investments LLC
|
SELL
|
- |
-1.1KClosed |
$16.4K - $23.3K
|
0
$0
|
|
|
Jul 08, 2020
Q2 2020
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-33.4KClosed |
$498K - $706K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 09, 2023
Q1 2020
|
Mc Carthy Grittinger Financial Group, LLC
Milwaukee, WI |
SELL
|
- |
-1KClosed |
$10.6K - $23.1K
|
0
$0
|
|
|
Sep 07, 2021
Q1 2020
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-6.11KClosed |
$64.5K - $141K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-26KClosed |
$274K - $600K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Psi Advisors, LLC
|
SELL
|
- |
-1.2KClosed |
$12.7K - $27.7K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Old North State Trust, LLC
Greensboro, NC |
SELL
|
- |
-500Closed |
$5.28K - $11.6K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-22.1KClosed |
$233K - $510K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-12.4KClosed |
$131K - $286K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-39.7KClosed |
$419K - $917K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-20KClosed |
$211K - $462K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-16.1KClosed |
$171K - $373K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2020
Q4 2019
|
First Manhattan CO
New York, NY |
SELL
|
- |
-180Closed |
$3.75K - $3.93K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-10.2KClosed |
$213K - $223K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
642New |
$13.4K - $14K
|
642
$10.1K
|
|
|
Jan 27, 2020
Q4 2019
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2.6KClosed |
$54.2K - $56.8K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-10.2KClosed |
$203K - $214K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-1.04KClosed |
$20.8K - $21.9K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-15.9KClosed |
$316K - $333K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-18.5KClosed |
$368K - $388K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.04KClosed |
$100K - $106K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-790Closed |
$15.7K - $16.6K
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-500Closed |
$9.95K - $10.5K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-9.82KClosed |
$195K - $206K
|
0
$0
|
|
|
Oct 10, 2019
Q3 2019
|
Legacy Advisors, LLC
|
SELL
|
- |
-700Closed |
$13.9K - $14.7K
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 03, 2019
Q3 2019
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
2.1KNew |
$41.8K - $44K
|
2.1K
$33K
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-1KClosed |
$19K - $20.2K
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Gables Capital Management Inc.
|
SELL
|
- |
-600Closed |
$11.4K - $12.1K
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-1.12KClosed |
$21.2K - $22.5K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-2.52KClosed |
$47.8K - $50.7K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Sun Life Financial Inc
Toronto, A6 |
SELL
|
- |
-11.5KClosed |
$196K - $219K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Clear Street Markets LLC
|
SELL
|
- |
-10KClosed |
$171K - $191K
|
0
$0
|
|
|
Apr 25, 2019
Q1 2019
|
Old Second National Bank Of Aurora
|
SELL
|
- |
-150Closed |
$2.56K - $2.86K
|
0
$0
|
|
|
Apr 19, 2019
Q1 2019
|
Regions Financial Corp
|
SELL
|
- |
-2KClosed |
$34.1K - $38.2K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-65.5KClosed |
$1.05M - $1.19M
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-3.5KClosed |
$56K - $63.8K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Townsend & Associates, Inc
|
SELL
|
- |
-2KClosed |
$32K - $36.4K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Landaas & CO
Milwaukee, WI |
SELL
|
- |
-116Closed |
$2.1K - $2.25K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-500Closed |
$9.07K - $9.7K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
1.8KNew |
$32.7K - $34.9K
|
1.8K
$28.4K
|
|