Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2024
Q3 2024
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
9.83K+ 18.19% |
$141K - $164K
|
63.8K
$1.01M
|
|
|
Oct 29, 2024
Q3 2024
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
67+ 1.33% |
$963 - $1.12K
|
5.1K
$80.3K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
38.2K+ 95.7% |
$549K - $638K
|
78.1K
$1.23M
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
BUY
|
- |
1.5K+ 10.79% |
$21.6K - $25K
|
15.4K
$243K
|
|
|
Oct 24, 2024
Q3 2024
|
Tfc Financial Management
|
BUY
|
- |
9+ 1.89% |
$129 - $150
|
485
$7.64K
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
BUY
|
- |
10.3KNew |
$148K - $171K
|
10.3K
$162K
|
|
|
Oct 23, 2024
Q3 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-15.5K- 24.74% |
$222K - $258K
|
47K
$741K
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
13.6K+ 24.28% |
$196K - $228K
|
69.8K
$1.1M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-88- 0.52% |
$1.27K - $1.47K
|
16.7K
$263K
|
|
|
Oct 22, 2024
Q3 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-1.56K- 1.14% |
$22.5K - $26.1K
|
136K
$2.14M
|
|
|
Oct 22, 2024
Q3 2024
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
30.7K+ 34.28% |
$442K - $513K
|
120K
$1.9M
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
275K+ 1646.71% |
$3.95M - $4.59M
|
292K
$4.59M
|
|
|
Oct 18, 2024
Q3 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
205+ 3.03% |
$2.95K - $3.42K
|
6.96K
$110K
|
|
|
Oct 18, 2024
Q3 2024
|
Seamount Financial Group Inc
Colorado Springs, CO |
SELL
|
- |
-598- 1.65% |
$8.6K - $9.98K
|
35.7K
$562K
|
|
|
Oct 18, 2024
Q3 2024
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
59New |
$848 - $985
|
59
$929
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.54K+ 32.99% |
$108K - $126K
|
30.4K
$479K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
12.1K+ 7.83% |
$173K - $201K
|
166K
$2.62M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-27.5K- 10.68% |
$396K - $460K
|
230K
$3.63M
|
|
|
Oct 17, 2024
Q3 2024
|
Family Firm, Inc.
|
BUY
|
- |
600+ 0.48% |
$8.63K - $10K
|
127K
$2M
|
|
|
Oct 17, 2024
Q3 2024
|
Matisse Capital
|
BUY
|
- |
23.9KNew |
$344K - $399K
|
23.9K
$377K
|
|
|
Oct 16, 2024
Q3 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-190- 13.09% |
$2.73K - $3.17K
|
1.26K
$19.9K
|
|
|
Oct 15, 2024
Q3 2024
|
Spire Wealth Management
|
BUY
|
- |
75+ 0.39% |
$1.08K - $1.25K
|
19.2K
$303K
|
|
|
Oct 11, 2024
Q3 2024
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
3.94KNew |
$56.7K - $65.8K
|
3.94K
$62.1K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 10, 2024
Q3 2024
|
Sound Income Strategies, LLC
|
BUY
|
- |
35+ 1.27% |
$503 - $584
|
2.8K
$44.1K
|
|
|
Oct 08, 2024
Q3 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
2.5K+ 9.84% |
$36K - $41.7K
|
27.9K
$439K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
SELL
|
- |
-102- 6.14% |
$1.47K - $1.7K
|
1.56K
$24.5K
|
|
|
Oct 08, 2024
Q3 2024
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
6.85KNew |
$98.5K - $114K
|
6.85K
$108K
|
|
|
Oct 08, 2024
Q3 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
15+ 1.72% |
$216 - $250
|
887
$14K
|
|
|
Oct 08, 2024
Q3 2024
|
Sage Capital Advisors,Llc
|
BUY
|
- |
1.03K+ 3.92% |
$14.7K - $17.1K
|
27.2K
$428K
|
|
|
Oct 07, 2024
Q3 2024
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-886- 19.37% |
$12.7K - $14.8K
|
3.69K
$58.1K
|
|
|
Oct 07, 2024
Q3 2024
|
Integrated Capital Management, Inc.
|
BUY
|
- |
231+ 1.32% |
$3.32K - $3.86K
|
17.8K
$280K
|
|
|
Oct 07, 2024
Q3 2024
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
59.3KNew |
$853K - $989K
|
59.3K
$934K
|
|
|
Oct 04, 2024
Q3 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.84K- 3.03% |
$55.2K - $64.1K
|
123K
$1.93M
|
|
|
Oct 03, 2024
Q3 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-4.99K- 5.48% |
$71.7K - $83.3K
|
86K
$1.35M
|
|
| Q2 2024 | |||||||
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.17K- 4.61% |
$16.1K - $17.2K
|
24.1K
$380K
|
|
|
Aug 15, 2024
Q2 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
12.7KNew |
$176K - $188K
|
12.7K
$200K
|
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-529- 69.06% |
$7.32K - $7.82K
|
237
$3.73K
|
|
|
Aug 14, 2024
Q2 2024
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-600- 1.26% |
$8.3K - $8.87K
|
46.9K
$739K
|
|
|
Aug 14, 2024
Q2 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
31.2KNew |
$432K - $462K
|
31.2K
$492K
|
|
|
Aug 14, 2024
Q2 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
192+ 1.61% |
$2.66K - $2.84K
|
12.1K
$191K
|
|
|
Aug 14, 2024
Q2 2024
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
25.1KNew |
$347K - $371K
|
25.1K
$395K
|
|
|
Aug 14, 2024
Q2 2024
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
4.29K+ 13.11% |
$59.3K - $63.4K
|
37K
$583K
|
|
|
Aug 13, 2024
Q2 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
17K+ 2.27% |
$235K - $251K
|
764K
$12M
|
|
|
Aug 13, 2024
Q2 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
13.7KNew |
$189K - $203K
|
13.7K
$216K
|
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
150+ 21.13% |
$2.07K - $2.22K
|
860
$13.5K
|
|
|
Aug 12, 2024
Q2 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-13K- 7.43% |
$180K - $193K
|
162K
$2.56M
|
|
|
Aug 09, 2024
Q2 2024
|
Rpo LLC
Stamford, CT |
SELL
|
- |
-35K- 75.85% |
$484K - $518K
|
11.1K
$176K
|
|
|
Aug 07, 2024
Q2 2024
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-12.6K- 38.84% |
$175K - $187K
|
19.9K
$313K
|
|
|
Aug 06, 2024
Q2 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
29.7KNew |
$411K - $440K
|
29.7K
$468K
|
|