Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2025
Q2 2025
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
4.85K+ 24.95% |
$69.7K - $79K
|
24.3K
$408K
|
|
|
Aug 13, 2025
Q2 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
SELL
|
- |
-4.8K- 9.11% |
$69K - $78.2K
|
47.9K
$804K
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
82.5K+ 12.12% |
$1.19M - $1.34M
|
763K
$12.8M
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
6.46K+ 8.64% |
$92.8K - $105K
|
81.2K
$1.36M
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
14.4K+ 10.0% |
$207K - $235K
|
159K
$2.66M
|
|
|
Aug 13, 2025
Q2 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
30.4K+ 8.56% |
$437K - $496K
|
386K
$6.48M
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
SELL
|
- |
-1.08K- 12.5% |
$15.5K - $17.5K
|
7.54K
$126K
|
|
|
Aug 12, 2025
Q2 2025
|
Jacobi Capital Management LLC
|
BUY
|
- |
1.95K+ 7.97% |
$28K - $31.8K
|
26.4K
$443K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-16.3K- 5.35% |
$235K - $266K
|
289K
$4.85M
|
|
|
Aug 12, 2025
Q2 2025
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-21.5K- 41.99% |
$308K - $350K
|
29.7K
$498K
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1K- 6.04% |
$14.4K - $16.3K
|
15.6K
$261K
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.61K- 16.55% |
$37.6K - $42.6K
|
13.2K
$221K
|
|
|
Aug 08, 2025
Q2 2025
|
Western Wealth Management, LLC
|
SELL
|
- |
-3.28K- 8.43% |
$47.1K - $53.4K
|
35.6K
$597K
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
3.15K+ 5.64% |
$45.3K - $51.3K
|
59K
$991K
|
|
|
Aug 08, 2025
Q2 2025
|
Family Firm, Inc.
|
BUY
|
- |
4.71K+ 3.73% |
$67.6K - $76.7K
|
131K
$2.19M
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.17K+ 1.85% |
$31.2K - $35.3K
|
120K
$2.01M
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
SELL
|
- |
-1K- 23.71% |
$14.4K - $16.3K
|
3.22K
$54K
|
|
|
Aug 07, 2025
Q2 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
241+ 1.48% |
$3.46K - $3.93K
|
16.5K
$277K
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
BUY
|
- |
6+ 0.02% |
$86.2 - $97.7
|
26.7K
$447K
|
|
|
Aug 05, 2025
Q2 2025
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
382K+ 598.02% |
$5.49M - $6.22M
|
446K
$7.48M
|
|
|
Aug 05, 2025
Q2 2025
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
24.2KNew |
$347K - $394K
|
24.2K
$406K
|
|
|
Aug 05, 2025
Q2 2025
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
55+ 1.03% |
$790 - $896
|
5.41K
$90.7K
|
|
|
Aug 04, 2025
Q2 2025
|
Prairie Wealth Advisors, Inc.
Omaha, NE |
BUY
|
- |
50+ 0.39% |
$719 - $815
|
12.9K
$216K
|
|
|
Aug 04, 2025
Q2 2025
|
Assetmark, Inc
|
SELL
|
- |
-302- 57.85% |
$4.34K - $4.92K
|
220
$3.69K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
57.5K+ 13.31% |
$826K - $936K
|
489K
$8.21M
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-17.3K- 43.82% |
$248K - $281K
|
22.1K
$371K
|
|
|
Jul 29, 2025
Q2 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
29.4KNew |
$422K - $478K
|
29.4K
$493K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
218+ 1.52% |
$3.13K - $3.55K
|
14.6K
$244K
|
|
|
Jul 29, 2025
Q2 2025
|
Mcia Inc
|
SELL
|
- |
-34- 0.05% |
$489 - $554
|
62.9K
$1.06M
|
|
|
Jul 23, 2025
Q2 2025
|
Us Bancorp \De\
|
SELL
|
- |
-945- 10.05% |
$13.6K - $15.4K
|
8.46K
$142K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.68KNew |
$24.2K - $27.4K
|
1.68K
$28.2K
|
|
|
Jul 18, 2025
Q2 2025
|
Chelsea Counsel CO
|
SELL
|
- |
-100- 3.22% |
$1.44K - $1.63K
|
3.01K
$50.5K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
SELL
|
- |
-422- 3.61% |
$6.06K - $6.87K
|
11.3K
$189K
|
|
|
Jul 17, 2025
Q2 2025
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
429+ 1.1% |
$6.16K - $6.99K
|
39.6K
$664K
|
|
|
Jul 14, 2025
Q2 2025
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
1.95K+ 8.91% |
$27.9K - $31.7K
|
23.8K
$399K
|
|
|
Jul 14, 2025
Q2 2025
|
Maryland Capital Advisors Inc.
|
BUY
|
- |
5.6KNew |
$80.5K - $91.2K
|
5.6K
$94K
|
|
|
Jul 08, 2025
Q2 2025
|
Massmutual Trust CO Fsb
|
BUY
|
- |
3.55KNew |
$51K - $57.8K
|
3.55K
$59.5K
|
|
| Q1 2025 | |||||||
|
May 28, 2025
Q1 2025
|
Anderson Financial Strategies, LLC
Dayton, OH |
BUY
|
- |
943New |
$14.7K - $15.3K
|
943
$15.8K
|
|
|
May 28, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-4.36K- 86.16% |
$68.1K - $70.7K
|
700
$11.7K
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
SELL
|
- |
-47- 1.92% |
$735 - $763
|
2.4K
$40.3K
|
|
|
May 15, 2025
Q1 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-27.3K- 69.61% |
$426K - $443K
|
11.9K
$200K
|
|
|
May 15, 2025
Q1 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-49.3K- 69.53% |
$771K - $801K
|
21.6K
$363K
|
|
|
May 15, 2025
Q1 2025
|
Titleist Asset Management, LLC
San Antonio, TX |
BUY
|
- |
1.81K+ 7.71% |
$28.3K - $29.4K
|
25.3K
$424K
|
|
|
May 15, 2025
Q1 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-946- 6.05% |
$14.8K - $15.4K
|
14.7K
$246K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
389New |
$6.08K - $6.31K
|
389
$6.53K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.08K- 10.76% |
$32.4K - $33.7K
|
17.2K
$289K
|
|
|
Apr 28, 2025
Q1 2025
|
Private Trust CO Na
|
SELL
|
- |
-8.35K- 79.89% |
$130K - $135K
|
2.1K
$35.2K
|
|
|
Apr 24, 2025
Q1 2025
|
Tfc Financial Management
|
SELL
|
- |
-242- 49.09% |
$3.78K - $3.93K
|
251
$4.21K
|
|
|
Apr 24, 2025
Q1 2025
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-11.7K- 8.72% |
$182K - $190K
|
122K
$2.05M
|
|