Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
500+ 21.74% |
$7.82K - $8.12K
|
2.8K
$45.6K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.08K- 10.76% |
$32.4K - $33.7K
|
17.2K
$280K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
SELL
|
- |
-7.06K- 42.87% |
$110K - $115K
|
9.4K
$153K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-18.4K- 5.69% |
$288K - $299K
|
305K
$4.97M
|
|
|
May 06, 2025
Q1 2025
|
Assetmark, Inc
|
BUY
|
- |
522New |
$8.16K - $8.47K
|
522
$8.51K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.62K- 1.36% |
$25.3K - $26.3K
|
117K
$1.91M
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-794- 2.89% |
$12.4K - $12.9K
|
26.6K
$434K
|
|
|
May 06, 2025
Q1 2025
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-89- 0.17% |
$1.39K - $1.44K
|
51.1K
$833K
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-605- 3.69% |
$9.46K - $9.82K
|
15.8K
$258K
|
|
|
May 05, 2025
Q1 2025
|
Csenge Advisory Group
|
BUY
|
- |
94.3K+ 38.3% |
$1.47M - $1.53M
|
341K
$5.55M
|
|
|
May 05, 2025
Q1 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
334+ 2.09% |
$5.22K - $5.42K
|
16.3K
$266K
|
|
|
May 01, 2025
Q1 2025
|
Family Firm, Inc.
|
BUY
|
- |
1.92K+ 1.55% |
$30K - $31.2K
|
126K
$2.06M
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
70.7K+ 19.58% |
$1.11M - $1.15M
|
432K
$7.04M
|
|
|
Apr 28, 2025
Q1 2025
|
Mcia Inc
|
SELL
|
- |
-26.2K- 29.37% |
$409K - $425K
|
63K
$1.03M
|
|
|
Apr 28, 2025
Q1 2025
|
Private Trust CO Na
|
SELL
|
- |
-8.35K- 79.89% |
$130K - $135K
|
2.1K
$34.2K
|
|
|
Apr 28, 2025
Q1 2025
|
Calamos Advisors LLC
|
SELL
|
- |
-911- 3.85% |
$14.2K - $14.8K
|
22.8K
$371K
|
|
|
Apr 25, 2025
Q1 2025
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
928+ 25.16% |
$14.5K - $15.1K
|
4.62K
$75.3K
|
|
|
Apr 24, 2025
Q1 2025
|
Tfc Financial Management
|
SELL
|
- |
-242- 49.09% |
$3.78K - $3.93K
|
251
$4.09K
|
|
|
Apr 24, 2025
Q1 2025
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-11.7K- 8.72% |
$182K - $190K
|
122K
$1.99M
|
|
|
Apr 23, 2025
Q1 2025
|
Western Wealth Management, LLC
|
SELL
|
- |
-634- 1.61% |
$9.91K - $10.3K
|
38.9K
$633K
|
|
|
Apr 23, 2025
Q1 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
13+ 0.09% |
$203 - $211
|
14.3K
$234K
|
|
|
Apr 23, 2025
Q1 2025
|
Spire Wealth Management
|
BUY
|
- |
496+ 2.54% |
$7.75K - $8.05K
|
20K
$327K
|
|
|
Apr 22, 2025
Q1 2025
|
Prairie Wealth Advisors, Inc.
Omaha, NE |
BUY
|
- |
100+ 0.79% |
$1.56K - $1.62K
|
12.8K
$209K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-17.6K- 30.94% |
$276K - $286K
|
39.4K
$642K
|
|
|
Apr 16, 2025
Q1 2025
|
Bernard Wealth Management Corp.
Royal Oak, MI |
BUY
|
- |
4+ 1.87% |
$62.5 - $64.9
|
218
$3.55K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-700- 0.99% |
$10.9K - $11.4K
|
70.2K
$1.14M
|
|
|
Apr 15, 2025
Q1 2025
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
186+ 3.6% |
$2.91K - $3.02K
|
5.35K
$87.2K
|
|
|
Apr 11, 2025
Q1 2025
|
Pines Wealth Management, LLC
Southern Pines, NC |
BUY
|
- |
3.87K+ 27.62% |
$60.5K - $62.8K
|
17.9K
$292K
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
34.4K+ 18.65% |
$537K - $558K
|
219K
$3.56M
|
|
|
Apr 10, 2025
Q1 2025
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
9.57KNew |
$150K - $155K
|
9.57K
$156K
|
|
|
Apr 09, 2025
Q1 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
118+ 0.65% |
$1.84K - $1.92K
|
18.2K
$297K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
315New |
$4.92K - $5.11K
|
315
$5.13K
|
|
|
Apr 09, 2025
Q1 2025
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-150- 2.91% |
$2.34K - $2.43K
|
5K
$81.5K
|
|
| Q4 2024 | |||||||
|
Jul 16, 2025
Q4 2024
|
Smith Asset Management Co., LLC
Chiefland, FL |
SELL
|
- |
-1.46K- 1.36% |
$22.5K - $23.9K
|
106K
$1.73M
|
|
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-15.3K- 11.95% |
$235K - $251K
|
112K
$1.83M
|
|
|
Feb 14, 2025
Q4 2024
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
9.97K+ 94.91% |
$154K - $164K
|
20.5K
$334K
|
|
|
Feb 14, 2025
Q4 2024
|
Mangrove Partners
New York, NY |
SELL
|
- |
-240K- 47.76% |
$3.7M - $3.94M
|
262K
$4.28M
|
|
|
Feb 14, 2025
Q4 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
15.1KNew |
$233K - $248K
|
15.1K
$246K
|
|
|
Feb 14, 2025
Q4 2024
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
11.8KNew |
$182K - $193K
|
11.8K
$192K
|
|
|
Feb 14, 2025
Q4 2024
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
56.6K+ 467.19% |
$873K - $929K
|
68.7K
$1.12M
|
|
|
Feb 13, 2025
Q4 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
274KNew |
$4.23M - $4.5M
|
274K
$4.47M
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
18+ 1.12% |
$278 - $296
|
1.63K
$26.5K
|
|
|
Feb 13, 2025
Q4 2024
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
42+ 0.37% |
$648 - $690
|
11.3K
$184K
|
|
|
Feb 13, 2025
Q4 2024
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
17.7KNew |
$273K - $290K
|
17.7K
$288K
|
|
|
Feb 13, 2025
Q4 2024
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
74K+ 14.85% |
$1.14M - $1.22M
|
572K
$9.33M
|
|
|
Feb 13, 2025
Q4 2024
|
Quest 10 Wealth Builders, Inc.
Fuquay Varina, VA |
BUY
|
- |
98New |
$1.51K - $1.61K
|
98
$1.6K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
12.2KNew |
$189K - $201K
|
12.2K
$199K
|
|
|
Feb 12, 2025
Q4 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
SELL
|
- |
-4.4K- 7.71% |
$67.9K - $72.2K
|
52.7K
$859K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
13.5KNew |
$208K - $222K
|
13.5K
$220K
|
|
|
Feb 06, 2025
Q4 2024
|
Washington Trust Advisors, Inc.
|
BUY
|
- |
970New |
$15K - $15.9K
|
970
$15.8K
|
|