Latest Institutional Purchases of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This list provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
409K+ 91.82% |
$6.62M - $6.93M
|
855K
$14.2M
|
|
|
Oct 14, 2025
Q3 2025
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
339K+ 229.12% |
$5.48M - $5.74M
|
487K
$8.09M
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
170K+ 40.63% |
$2.75M - $2.88M
|
588K
$9.77M
|
|
|
Nov 07, 2025
Q3 2025
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
99KNew |
$1.6M - $1.68M
|
99K
$1.65M
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
46.9K+ 16.03% |
$758K - $794K
|
339K
$5.64M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
32.8K+ 210.99% |
$531K - $556K
|
48.4K
$804K
|
|
|
Oct 10, 2025
Q3 2025
|
Stolper CO
|
BUY
|
- |
32.3KNew |
$523K - $548K
|
32.3K
$537K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
30.7K+ 6.27% |
$496K - $520K
|
520K
$8.64M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
27.1K+ 2.99% |
$439K - $459K
|
936K
$15.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Rmb Capital Management, LLC
|
BUY
|
- |
25.2KNew |
$407K - $426K
|
25.2K
$418K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
22.5K+ 10.86% |
$364K - $382K
|
230K
$3.82M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14.5K+ 11.59% |
$235K - $246K
|
140K
$2.33M
|
|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
13.7KNew |
$222K - $232K
|
13.7K
$228K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.5K+ 4.34% |
$203K - $212K
|
301K
$5.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
10.2KNew |
$166K - $174K
|
10.2K
$170K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.1KNew |
$163K - $171K
|
10.1K
$167K
|
|
|
Nov 03, 2025
Q3 2025
|
Pines Wealth Management, LLC
Southern Pines, NC |
BUY
|
- |
8.58K+ 47.98% |
$139K - $145K
|
26.5K
$440K
|
|
|
Nov 05, 2025
Q3 2025
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
7.11K+ 29.42% |
$115K - $120K
|
31.3K
$520K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
7.08KNew |
$114K - $120K
|
7.08K
$118K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.05K+ 2.94% |
$114K - $119K
|
247K
$4.11M
|
|
|
Oct 20, 2025
Q3 2025
|
Financial Consulate, Inc
|
BUY
|
- |
6.15KNew |
$99.4K - $104K
|
6.15K
$102K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.11K+ 1221.0% |
$98.7K - $103K
|
6.61K
$110K
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
5.5KNew |
$88.9K - $93.2K
|
5.5K
$91.4K
|
|
|
Oct 20, 2025
Q3 2025
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
4.68KNew |
$75.7K - $79.3K
|
4.68K
$77.8K
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
4.56K+ 21.74% |
$73.7K - $77.2K
|
25.5K
$424K
|
|
|
Nov 10, 2025
Q3 2025
|
First Heartland Consultants, Inc.
|
BUY
|
- |
3.83K+ 32.98% |
$62K - $64.9K
|
15.5K
$257K
|
|
|
Oct 28, 2025
Q3 2025
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
2.8K+ 22.31% |
$45.3K - $47.4K
|
15.4K
$255K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
2.58K+ 7.82% |
$41.7K - $43.7K
|
35.6K
$592K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.26K+ 1.42% |
$36.6K - $38.3K
|
161K
$2.68M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
1.84K+ 3.66% |
$29.8K - $31.2K
|
52.1K
$866K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.82K+ 0.32% |
$29.5K - $30.9K
|
576K
$9.57M
|
|
|
Oct 21, 2025
Q3 2025
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
1.65K+ 13.24% |
$26.6K - $27.9K
|
14.1K
$234K
|
|
|
Nov 03, 2025
Q3 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
1.61K+ 2.26% |
$26.1K - $27.3K
|
73K
$1.21M
|
|
|
Nov 07, 2025
Q3 2025
|
Jacobi Capital Management LLC
|
BUY
|
- |
1.16K+ 4.37% |
$18.7K - $19.6K
|
27.6K
$458K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.02K+ 8.77% |
$16.5K - $17.3K
|
12.7K
$211K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1K+ 0.82% |
$16.2K - $17K
|
124K
$2.06M
|
|
|
Oct 07, 2025
Q3 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
596+ 3.21% |
$9.64K - $10.1K
|
19.2K
$319K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
536+ 0.13% |
$8.67K - $9.08K
|
401K
$6.67M
|
|
|
Nov 12, 2025
Q3 2025
|
Mcia Inc
|
BUY
|
- |
468+ 0.74% |
$7.57K - $7.93K
|
63.4K
$1.05M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
342+ 1.55% |
$5.53K - $5.79K
|
22.5K
$373K
|
|
|
Nov 14, 2025
Q3 2025
|
Prairie Wealth Advisors, Inc.
Omaha, NE |
BUY
|
- |
200+ 1.56% |
$3.23K - $3.39K
|
13.1K
$217K
|
|
|
Oct 17, 2025
Q3 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
146+ 0.12% |
$2.36K - $2.47K
|
124K
$2.07M
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
91+ 0.34% |
$1.47K - $1.54K
|
26.7K
$444K
|
|
|
Nov 03, 2025
Q3 2025
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
34+ 0.63% |
$550 - $576
|
5.44K
$90.4K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
19+ 1.12% |
$307 - $322
|
1.72K
$28.6K
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
16+ 1.71% |
$259 - $271
|
950
$15.8K
|
|
|
Oct 14, 2025
Q3 2025
|
Bernard Wealth Management Corp.
Royal Oak, MI |
BUY
|
- |
3+ 1.35% |
$48.5 - $50.8
|
225
$3.74K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2New |
$32.3 - $33.9
|
2
$33.2
|
|
| Q2 2025 | |||||||
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13KNew |
$187K - $212K
|
13K
$216K
|
|
|
Aug 14, 2025
Q2 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
11KNew |
$159K - $180K
|
11K
$184K
|
|