Purchases and Sales Made in Q1 2023 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q1 2023. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 08, 2023
Q1 2023
|
Tfc Financial Management
|
BUY
|
- |
7+ 1.65% |
$91.7 - $123
|
432
$6.8K
|
|
|
Apr 18, 2023
Q1 2023
|
Allworth Financial LP
|
BUY
|
- |
2+ 0.05% |
$26.2 - $35.2
|
4.42K
$69.7K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8- 0.03% |
$105 - $141
|
24K
$378K
|
|
|
May 09, 2023
Q1 2023
|
Ceera Investments, LLC
Bellaire, TX |
SELL
|
- |
-30- 0.23% |
$393 - $527
|
13.1K
$206K
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-290- 0.25% |
$3.8K - $5.1K
|
117K
$1.84M
|
|
|
Aug 14, 2024
Q1 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-351- 0.53% |
$4.6K - $6.17K
|
65.5K
$1.03M
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-400- 2.95% |
$5.24K - $7.03K
|
13.2K
$208K
|
|
|
Apr 27, 2023
Q1 2023
|
Davenport & CO LLC
|
SELL
|
- |
-500- 3.04% |
$6.55K - $8.79K
|
15.9K
$251K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-516- 20.59% |
$6.76K - $9.07K
|
1.99K
$31.3K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
SELL
|
- |
-590- 4.07% |
$7.73K - $10.4K
|
13.9K
$219K
|
|
|
May 01, 2023
Q1 2023
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-664- 4.09% |
$8.7K - $11.7K
|
15.6K
$246K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-813- 5.8% |
$10.7K - $14.3K
|
13.2K
$208K
|
|
|
May 15, 2023
Q1 2023
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-1.16K- 9.45% |
$15.1K - $20.3K
|
11.1K
$174K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.4K- 0.94% |
$18.4K - $24.6K
|
148K
$2.33M
|
|
|
May 11, 2023
Q1 2023
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-1.8K- 7.46% |
$23.6K - $31.7K
|
22.3K
$352K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.86K- 6.23% |
$24.4K - $32.7K
|
28K
$441K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.08K- 6.98% |
$27.2K - $36.5K
|
27.7K
$436K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.99K- 7.7% |
$39.1K - $52.5K
|
35.8K
$564K
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-4.33K- 11.48% |
$56.7K - $76.1K
|
33.4K
$526K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-4.35K- 10.62% |
$57K - $76.5K
|
36.6K
$577K
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-5.01K- 23.18% |
$65.7K - $88.1K
|
16.6K
$262K
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-7.67K- 41.91% |
$101K - $135K
|
10.6K
$168K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-10.4K- 42.59% |
$137K - $183K
|
14.1K
$221K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-12.1K- 60.41% |
$159K - $213K
|
7.96K
$125K
|
|
|
May 15, 2023
Q1 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-18.6K- 57.61% |
$244K - $328K
|
13.7K
$216K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-22.7K- 95.1% |
$297K - $398K
|
1.17K
$18.4K
|
|
|
May 15, 2023
Q1 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-24.8K- 8.53% |
$325K - $436K
|
266K
$4.19M
|
|
|
Apr 10, 2023
Q1 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-35.3K- 98.49% |
$462K - $620K
|
542
$8.54K
|
|
|
Apr 24, 2023
Q1 2023
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-62.3K- 37.43% |
$816K - $1.1M
|
104K
$1.64M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-72.9K- 14.29% |
$955K - $1.28M
|
437K
$6.88M
|
|
|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-151K- 43.08% |
$1.97M - $2.65M
|
199K
$3.13M
|