Purchases and Sales Made in Q2 2023 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q2 2023. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 10, 2023
Q2 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-525- 96.86% |
$6.65K - $7.69K
|
17
$278
|
|
|
Aug 14, 2023
Q2 2023
|
Df Dent & CO Inc
Baltimore, MD |
SELL
|
- |
-850- 5.69% |
$10.8K - $12.4K
|
14.1K
$231K
|
|
|
Jul 20, 2023
Q2 2023
|
Davenport & CO LLC
|
SELL
|
- |
-1K- 6.28% |
$12.7K - $14.6K
|
14.9K
$244K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
SELL
|
- |
-1K- 86.96% |
$12.7K - $14.6K
|
150
$2.45K
|
|
|
Aug 14, 2023
Q2 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.29K- 9.37% |
$16.3K - $18.8K
|
12.4K
$203K
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.64K- 82.51% |
$20.8K - $24K
|
348
$5.69K
|
|
|
Aug 03, 2023
Q2 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-2.39K- 4.83% |
$30.2K - $34.9K
|
47K
$769K
|
|
|
Jul 21, 2023
Q2 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-4.87K- 29.3% |
$61.7K - $71.3K
|
11.7K
$192K
|
|
|
Aug 11, 2023
Q2 2023
|
Titleist Asset Management, LLC
San Antonio, TX |
SELL
|
- |
-5.15K- 17.98% |
$65.2K - $75.3K
|
23.5K
$384K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.64K- 0.83% |
$71.4K - $82.5K
|
672K
$11M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.33K- 30.54% |
$92.9K - $107K
|
16.7K
$273K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-10.1K- 8.2% |
$128K - $147K
|
113K
$1.84M
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-11.9K- 28.99% |
$151K - $174K
|
29.1K
$476K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-14.4K- 2.71% |
$182K - $210K
|
515K
$8.42M
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-19.5K- 5.76% |
$246K - $285K
|
318K
$5.2M
|
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
SELL
|
- |
-20.8K- 18.38% |
$264K - $305K
|
92.4K
$1.51M
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-34.6K- 11.83% |
$438K - $506K
|
258K
$4.21M
|
|
|
Aug 18, 2023
Q2 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-39.5K- 23.68% |
$500K - $578K
|
127K
$2.08M
|
|
|
Aug 14, 2023
Q2 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-53.1K- 26.68% |
$672K - $777K
|
146K
$2.38M
|