Purchases and Sales Made in Q3 2021 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q3 2021. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
666KNew |
$14.7M - $15.5M
|
666K
$10.5M
|
|
|
Oct 08, 2021
Q3 2021
|
Golden Green, Inc.
|
BUY
|
- |
157KNew |
$3.46M - $3.66M
|
157K
$2.47M
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
129KNew |
$2.85M - $3.02M
|
129K
$2.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
111KNew |
$2.45M - $2.59M
|
111K
$1.75M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
44.9K+ 17.24% |
$989K - $1.05M
|
305K
$4.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
32.8K+ 423.91% |
$723K - $764K
|
40.5K
$638K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
28.4K+ 15.83% |
$627K - $663K
|
208K
$3.28M
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
16.8KNew |
$372K - $393K
|
16.8K
$265K
|
|
|
Nov 16, 2021
Q3 2021
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
10.9KNew |
$240K - $254K
|
10.9K
$172K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
10.4K+ 63.15% |
$229K - $242K
|
26.8K
$422K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
10.1K+ 3.07% |
$223K - $235K
|
339K
$5.33M
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
9.94K+ 9.23% |
$219K - $232K
|
118K
$1.85M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
9.76KNew |
$215K - $227K
|
9.76K
$154K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
9.33KNew |
$206K - $217K
|
9.33K
$147K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
8.09K+ 10.47% |
$178K - $189K
|
85.3K
$1.34M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
8.07K+ 8.88% |
$178K - $188K
|
98.9K
$1.56M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
7.62K+ 1.94% |
$168K - $178K
|
400K
$6.31M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.67K+ 23.0% |
$147K - $155K
|
35.7K
$562K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.99K+ 44.65% |
$132K - $140K
|
19.4K
$306K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
5.89K+ 61.88% |
$130K - $137K
|
15.4K
$243K
|
|
|
Nov 15, 2021
Q3 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
5.77K+ 26.81% |
$127K - $135K
|
27.3K
$430K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
5.51K+ 85.41% |
$122K - $129K
|
12K
$188K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.2K+ 0.64% |
$115K - $121K
|
815K
$12.8M
|
|
|
Oct 22, 2021
Q3 2021
|
Family Firm, Inc.
|
BUY
|
- |
4.87K+ 7.86% |
$107K - $113K
|
66.8K
$1.05M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
4.83K+ 6.57% |
$106K - $112K
|
78.2K
$1.23M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.74K+ 38.38% |
$82.5K - $87.2K
|
13.5K
$212K
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
2.75KNew |
$60.7K - $64.1K
|
2.75K
$43.3K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.17K+ 5.43% |
$47.9K - $50.6K
|
42.1K
$664K
|
|
|
Jun 02, 2022
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1.93K+ 16.04% |
$42.5K - $44.9K
|
13.9K
$219K
|
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
BUY
|
- |
1.82K+ 1.31% |
$40.2K - $42.5K
|
141K
$2.21M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.81KNew |
$39.8K - $42.1K
|
1.81K
$28.4K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.8KNew |
$39.7K - $42K
|
1.8K
$28.4K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.74K+ 4.93% |
$38.4K - $40.6K
|
37.1K
$584K
|
|
|
Nov 12, 2021
Q3 2021
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
1.73K+ 4.02% |
$38.1K - $40.2K
|
44.6K
$703K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
1.7K+ 6.23% |
$37.6K - $39.7K
|
29K
$457K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1.65K+ 16.7% |
$36.4K - $38.5K
|
11.5K
$182K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.51K+ 5.29% |
$33.4K - $35.2K
|
30.1K
$474K
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
400+ 1.95% |
$8.82K - $9.32K
|
20.9K
$329K
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
352New |
$7.77K - $8.21K
|
352
$5.54K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
301+ 1.44% |
$6.64K - $7.02K
|
21.2K
$334K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
191+ 1.38% |
$4.21K - $4.45K
|
14K
$221K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
140+ 0.82% |
$3.09K - $3.26K
|
17.2K
$271K
|
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
129+ 0.43% |
$2.85K - $3.01K
|
30.2K
$476K
|
|
|
Aug 30, 2024
Q3 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
105+ 0.25% |
$2.32K - $2.45K
|
42.5K
$670K
|
|
|
Oct 26, 2021
Q3 2021
|
Sage Capital Advisors,Llc
|
BUY
|
- |
71+ 0.6% |
$1.57K - $1.66K
|
12K
$189K
|
|
|
Nov 01, 2021
Q3 2021
|
Danda Trouve Investment Management, Inc.
|
BUY
|
- |
39+ 1.47% |
$860 - $909
|
2.69K
$42.4K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
19+ 0.12% |
$419 - $443
|
15.6K
$245K
|
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
16+ 1.61% |
$353 - $373
|
1.01K
$15.9K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
8+ 0.08% |
$176 - $186
|
10K
$158K
|
|
|
Nov 02, 2021
Q3 2021
|
Tfc Financial Management
|
BUY
|
- |
6+ 1.58% |
$132 - $140
|
386
$6.08K
|