Purchases and Sales Made in Q3 2024 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q3 2024. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
BUY
|
- |
248+ 4.47% |
$3.57K - $4.14K
|
5.79K
$91.2K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
236+ 0.91% |
$3.39K - $3.94K
|
26.3K
$414K
|
|
|
Oct 07, 2024
Q3 2024
|
Integrated Capital Management, Inc.
|
BUY
|
- |
231+ 1.32% |
$3.32K - $3.86K
|
17.8K
$280K
|
|
|
Oct 18, 2024
Q3 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
205+ 3.03% |
$2.95K - $3.42K
|
6.96K
$110K
|
|
|
Nov 14, 2024
Q3 2024
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
BUY
|
- |
171+ 1.12% |
$2.46K - $2.85K
|
15.4K
$242K
|
|
|
Oct 15, 2024
Q3 2024
|
Spire Wealth Management
|
BUY
|
- |
75+ 0.39% |
$1.08K - $1.25K
|
19.2K
$303K
|
|
|
Oct 29, 2024
Q3 2024
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
67+ 1.33% |
$963 - $1.12K
|
5.1K
$80.3K
|
|
|
Oct 18, 2024
Q3 2024
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
59New |
$848 - $985
|
59
$929
|
|
|
Oct 10, 2024
Q3 2024
|
Sound Income Strategies, LLC
|
BUY
|
- |
35+ 1.27% |
$503 - $584
|
2.8K
$44.1K
|
|
|
Oct 08, 2024
Q3 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
15+ 1.72% |
$216 - $250
|
887
$14K
|
|
|
Oct 24, 2024
Q3 2024
|
Tfc Financial Management
|
BUY
|
- |
9+ 1.89% |
$129 - $150
|
485
$7.64K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-88- 0.52% |
$1.27K - $1.47K
|
16.7K
$263K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
SELL
|
- |
-102- 6.14% |
$1.47K - $1.7K
|
1.56K
$24.5K
|
|
|
Oct 17, 2024
Q3 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
SELL
|
- |
-105- 1.53% |
$1.51K - $1.75K
|
6.76K
$106K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-185- 1.57% |
$2.66K - $3.09K
|
11.6K
$182K
|
|
|
Oct 16, 2024
Q3 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-190- 13.09% |
$2.73K - $3.17K
|
1.26K
$19.9K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-481- 0.46% |
$6.92K - $8.03K
|
104K
$1.64M
|
|
|
Oct 18, 2024
Q3 2024
|
Seamount Financial Group Inc
Colorado Springs, CO |
SELL
|
- |
-598- 1.65% |
$8.6K - $9.98K
|
35.7K
$562K
|
|
|
Oct 07, 2024
Q3 2024
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-886- 19.37% |
$12.7K - $14.8K
|
3.69K
$58.1K
|
|
|
Oct 22, 2024
Q3 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-1.56K- 1.14% |
$22.5K - $26.1K
|
136K
$2.14M
|
|
|
Nov 14, 2024
Q3 2024
|
Df Dent & CO Inc
Baltimore, MD |
SELL
|
- |
-1.84K- 12.98% |
$26.4K - $30.6K
|
12.3K
$194K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.42K- 0.76% |
$49.2K - $57.1K
|
448K
$7.06M
|
|
|
Oct 04, 2024
Q3 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.84K- 3.03% |
$55.2K - $64.1K
|
123K
$1.93M
|
|
|
Oct 03, 2024
Q3 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-4.99K- 5.48% |
$71.7K - $83.3K
|
86K
$1.35M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.63K- 6.22% |
$81K - $94K
|
84.9K
$1.34M
|
|
|
Nov 13, 2024
Q3 2024
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-6.3K- 71.35% |
$90.6K - $105K
|
2.53K
$39.9K
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-7.12K- 27.66% |
$102K - $119K
|
18.6K
$293K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.72K- 5.86% |
$111K - $129K
|
124K
$1.95M
|
|
|
Nov 12, 2024
Q3 2024
|
Western Wealth Management, LLC
|
SELL
|
- |
-8.19K- 16.63% |
$118K - $137K
|
41.1K
$647K
|
|
|
Nov 13, 2024
Q3 2024
|
Csenge Advisory Group
|
SELL
|
- |
-10.7K- 4.15% |
$154K - $179K
|
248K
$3.91M
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-13.1K- 2.01% |
$189K - $219K
|
639K
$10.1M
|
|
|
Oct 23, 2024
Q3 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-15.5K- 24.74% |
$222K - $258K
|
47K
$741K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-27.5K- 10.68% |
$396K - $460K
|
230K
$3.63M
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-62.6K- 11.45% |
$901K - $1.05M
|
484K
$7.63M
|
|
|
Nov 14, 2024
Q3 2024
|
Mangrove Partners
New York, NY |
SELL
|
- |
-158K- 23.97% |
$2.28M - $2.64M
|
502K
$7.91M
|