Purchases and Sales Made in Q4 2021 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q4 2021. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-190Closed |
$4.05K - $4.31K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-305Closed |
$6.49K - $6.92K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-440- 0.99% |
$9.37K - $9.98K
|
44.2K
$696K
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-529- 4.59% |
$11.3K - $12K
|
11K
$173K
|
|
|
Jan 20, 2022
Q4 2021
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-648- 5.4% |
$13.8K - $14.7K
|
11.3K
$179K
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1K- 6.86% |
$21.3K - $22.7K
|
13.6K
$214K
|
|
|
Feb 02, 2022
Q4 2021
|
American Financial Advisors, LLC
|
SELL
|
- |
-1.05K- 5.73% |
$22.3K - $23.8K
|
17.2K
$272K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.49K- 9.68% |
$31.7K - $33.8K
|
13.9K
$219K
|
|
|
Jan 07, 2022
Q4 2021
|
Hollencrest Capital Management
|
SELL
|
- |
-1.69K- 11.48% |
$36K - $38.3K
|
13K
$205K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.8KClosed |
$38.3K - $40.8K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.81KClosed |
$38.4K - $41K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Csenge Advisory Group
|
SELL
|
- |
-1.82K- 1.3% |
$38.8K - $41.3K
|
139K
$2.19M
|
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-3.43K- 24.6% |
$72.9K - $77.7K
|
10.5K
$165K
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-3.55K- 29.92% |
$75.6K - $80.5K
|
8.31K
$131K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.67K- 0.45% |
$78.2K - $83.4K
|
812K
$12.8M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-5.12K- 26.36% |
$109K - $116K
|
14.3K
$225K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-7.2K- 8.44% |
$153K - $163K
|
78.1K
$1.23M
|
|
|
Feb 14, 2022
Q4 2021
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-8.38K- 16.25% |
$178K - $190K
|
43.2K
$680K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-8.97K- 98.9% |
$191K - $204K
|
100
$1.58K
|
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-9.76KClosed |
$208K - $221K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-11KClosed |
$235K - $250K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-11.8K- 29.22% |
$252K - $269K
|
28.7K
$452K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-12.6K- 7.36% |
$267K - $285K
|
158K
$2.49M
|
|
|
Feb 10, 2022
Q4 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-13.6K- 44.92% |
$289K - $308K
|
16.6K
$262K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-14.3K- 3.57% |
$305K - $325K
|
386K
$6.08M
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-16.5K- 21.1% |
$351K - $375K
|
61.7K
$972K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-16.7K- 37.58% |
$356K - $379K
|
27.7K
$437K
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-16.8KClosed |
$359K - $382K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-27.9K- 23.75% |
$595K - $634K
|
89.7K
$1.41M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-33.5K- 77.91% |
$713K - $760K
|
9.5K
$150K
|
|
|
Jan 21, 2022
Q4 2021
|
Golden Green, Inc.
|
SELL
|
- |
-37.6K- 23.95% |
$800K - $853K
|
119K
$1.88M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-46.6K- 15.29% |
$993K - $1.06M
|
258K
$4.07M
|
|
|
Feb 03, 2022
Q4 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-129KClosed |
$2.75M - $2.93M
|
0
$0
|