Purchases and Sales Made in Q4 2022 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q4 2022. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 10, 2023
Q4 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
22+ 2.02% |
$319 - $346
|
1.11K
$17.2K
|
|
|
Jan 12, 2023
Q4 2022
|
Titleist Asset Management, Ltd.
San Antonio, TX |
BUY
|
- |
11+ 0.04% |
$160 - $173
|
28.6K
$442K
|
|
|
Feb 13, 2023
Q4 2022
|
Tfc Financial Management
|
BUY
|
- |
9+ 2.16% |
$131 - $141
|
425
$6.57K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 09, 2023
Q4 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-150- 0.13% |
$2.18K - $2.36K
|
117K
$1.81M
|
|
|
Feb 13, 2023
Q4 2022
|
Jacobi Capital Management LLC
|
SELL
|
- |
-594- 5.54% |
$8.62K - $9.33K
|
10.1K
$157K
|
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
SELL
|
- |
-712- 4.68% |
$10.3K - $11.2K
|
14.5K
$224K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-856- 4.78% |
$12.4K - $13.4K
|
17K
$264K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-878- 55.68% |
$12.7K - $13.8K
|
699
$10.8K
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-918- 4.77% |
$13.3K - $14.4K
|
18.3K
$283K
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
SELL
|
- |
-999- 18.43% |
$14.5K - $15.7K
|
4.42K
$68.4K
|
|
|
Feb 15, 2023
Q4 2022
|
Df Dent & CO Inc
Baltimore, MD |
SELL
|
- |
-1.35K- 8.4% |
$19.6K - $21.2K
|
14.7K
$228K
|
|
|
Jan 19, 2023
Q4 2022
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-1.55K- 8.0% |
$22.5K - $24.4K
|
17.8K
$276K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-1.7K- 13.73% |
$24.7K - $26.7K
|
10.7K
$165K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.98K- 26.65% |
$28.7K - $31K
|
5.44K
$84.1K
|
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
SELL
|
- |
-2.15K- 11.57% |
$31.2K - $33.8K
|
16.4K
$254K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.39K- 5.5% |
$34.6K - $37.5K
|
41K
$634K
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-3.1K- 3.11% |
$45K - $48.7K
|
96.5K
$1.49M
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-3.22K- 22.98% |
$46.6K - $50.5K
|
10.8K
$167K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.29K- 10.19% |
$47.8K - $51.7K
|
29K
$449K
|
|
|
Feb 08, 2023
Q4 2022
|
Ceera Investments, LLC
Bellaire, TX |
SELL
|
- |
-3.59K- 21.5% |
$52.1K - $56.4K
|
13.1K
$203K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.69K- 59.52% |
$53.5K - $57.9K
|
2.51K
$38.8K
|
|
|
Jan 25, 2023
Q4 2022
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-4.61K- 20.32% |
$66.9K - $72.4K
|
18.1K
$280K
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-4.78K- 11.12% |
$69.4K - $75.1K
|
38.2K
$591K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-5.76K- 1.79% |
$83.5K - $90.4K
|
316K
$4.89M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-7.42K- 19.97% |
$108K - $117K
|
29.7K
$460K
|
|
|
Jan 11, 2023
Q4 2022
|
Sound Income Strategies, LLC
|
SELL
|
- |
-8.26K- 18.74% |
$120K - $130K
|
35.8K
$554K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.3K- 6.51% |
$120K - $130K
|
119K
$1.84M
|
|
|
Feb 08, 2023
Q4 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-9.17K- 22.07% |
$133K - $144K
|
32.4K
$501K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-12.2K- 2.29% |
$177K - $192K
|
521K
$8.06M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-14K- 51.68% |
$204K - $220K
|
13.1K
$203K
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-14.1K- 55.24% |
$204K - $221K
|
11.4K
$177K
|
|
|
Feb 14, 2023
Q4 2022
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-15K- 38.34% |
$218K - $236K
|
24.1K
$373K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-15.6K- 7.35% |
$227K - $246K
|
197K
$3.05M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-21.4K- 23.95% |
$311K - $336K
|
68K
$1.05M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-22.6K- 3.43% |
$327K - $355K
|
634K
$9.81M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-137K- 47.14% |
$1.98M - $2.15M
|
153K
$2.37M
|