Purchases and Sales Made in Q1 2023 in Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information about the institutional ownership of Flaherty & Crumrine Total Return Fund Inc (FLC) during Q1 2023. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
16KNew |
$222K - $288K
|
16K
$267K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.77K+ 55.64% |
$122K - $158K
|
24.5K
$409K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
7.1K+ 72.12% |
$98.7K - $128K
|
16.9K
$282K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.2K+ 3.13% |
$44.5K - $57.7K
|
105K
$1.76M
|
|
|
May 10, 2023
Q1 2023
|
Cascade Investment Advisors, Inc.
Oregon City, OR |
BUY
|
- |
2.7KNew |
$37.5K - $48.7K
|
2.7K
$45K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.15K+ 16.17% |
$29.9K - $38.8K
|
15.5K
$258K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.52K+ 7.53% |
$21.1K - $27.3K
|
21.6K
$361K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.5K+ 11.24% |
$20.9K - $27K
|
14.9K
$248K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
925+ 39.06% |
$12.9K - $16.7K
|
3.29K
$54.9K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
600+ 5.34% |
$8.34K - $10.8K
|
11.8K
$197K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
140New |
$1.95K - $2.52K
|
140
$2.33K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-600- 4.83% |
$8.34K - $10.8K
|
11.8K
$197K
|
|
|
Jul 19, 2024
Q1 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-633- 1.94% |
$8.8K - $11.4K
|
32K
$534K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-900- 6.0% |
$12.5K - $16.2K
|
14.1K
$235K
|
|
|
May 11, 2023
Q1 2023
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
SELL
|
- |
-1.07K- 7.77% |
$14.9K - $19.3K
|
12.7K
$212K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-4.5K- 39.24% |
$62.6K - $81.2K
|
6.97K
$116K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.15K- 7.11% |
$71.5K - $92.8K
|
67.2K
$1.12M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-5.84K- 4.64% |
$81.1K - $105K
|
120K
$2M
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-6K- 2.77% |
$83.4K - $108K
|
211K
$3.52M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-6.19K- 21.2% |
$86K - $112K
|
23K
$384K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-6.46K- 58.41% |
$89.8K - $116K
|
4.6K
$76.7K
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-15.3K- 41.18% |
$213K - $276K
|
21.9K
$364K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-36.9K- 12.24% |
$513K - $666K
|
265K
$4.41M
|