Purchases and Sales Made in Q3 2023 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 30, 2023
Q3 2023
|
Wolff Wiese Magana LLC
|
SELL
|
- |
-188- 1.83% |
$13.8K - $14.5K
|
10.1K
$908K
|
|
|
Nov 08, 2023
Q3 2023
|
Herold Advisors, Inc.
|
SELL
|
- |
-196- 2.01% |
$14.4K - $15.1K
|
9.56K
$859K
|
|
|
Oct 18, 2023
Q3 2023
|
Signature Securities Group Corporation
|
SELL
|
- |
-202- 6.78% |
$14.9K - $15.6K
|
2.78K
$250K
|
|
|
Oct 24, 2023
Q3 2023
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-211- 1.93% |
$15.5K - $16.3K
|
10.8K
$966K
|
|
|
Oct 11, 2023
Q3 2023
|
Alliance Wealth Advisors, LLC
|
SELL
|
- |
-213- 6.25% |
$15.7K - $16.4K
|
3.19K
$287K
|
|
|
Nov 14, 2023
Q3 2023
|
Tyler Stone Wealth Management
Beachwood, OH |
SELL
|
- |
-235- 3.75% |
$17.3K - $18.1K
|
6.03K
$542K
|
|
|
Nov 02, 2023
Q3 2023
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-240- 0.51% |
$17.7K - $18.5K
|
47K
$4.22M
|
|
|
Oct 25, 2023
Q3 2023
|
Beacon Financial Advisory LLC
|
SELL
|
- |
-246- 0.87% |
$18.1K - $19K
|
28K
$2.51M
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-276- 52.47% |
$20.3K - $21.3K
|
250
$22.5K
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-302- 6.43% |
$22.2K - $23.3K
|
4.39K
$395K
|
|
|
Nov 15, 2023
Q3 2023
|
Delos Wealth Advisors, LLC
Dallas, TX |
SELL
|
- |
-306- 1.29% |
$22.5K - $23.6K
|
23.4K
$2.1M
|
|
|
Nov 01, 2023
Q3 2023
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-312- 4.33% |
$23K - $24.1K
|
6.89K
$619K
|
|
|
Oct 25, 2023
Q3 2023
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-318- 3.6% |
$23.4K - $24.5K
|
8.52K
$765K
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-374- 4.7% |
$27.5K - $28.9K
|
7.58K
$681K
|
|
|
Nov 03, 2023
Q3 2023
|
Larson Financial Group LLC
|
SELL
|
- |
-384- 5.03% |
$28.3K - $29.6K
|
7.25K
$651K
|
|
|
Nov 07, 2023
Q3 2023
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-400- 11.84% |
$29.5K - $30.9K
|
2.98K
$268K
|
|
|
Oct 13, 2023
Q3 2023
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-409- 40.58% |
$30.1K - $31.6K
|
599
$53.8K
|
|
|
Nov 01, 2023
Q3 2023
|
Barnes Pettey Financial Advisors, LLC
|
SELL
|
- |
-417- 5.2% |
$30.7K - $32.2K
|
7.61K
$684K
|
|
|
Oct 27, 2023
Q3 2023
|
Arbor Capital Management Inc
Anchorage, AK |
SELL
|
- |
-435- 5.95% |
$32K - $33.6K
|
6.87K
$618K
|
|
|
Nov 01, 2023
Q3 2023
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-441- 6.33% |
$32.5K - $34K
|
6.53K
$587K
|
|
|
Oct 10, 2023
Q3 2023
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-455- 10.31% |
$33.5K - $35.1K
|
3.96K
$356K
|
|
|
Nov 03, 2023
Q3 2023
|
Cottonwood Capital Advisors, LLC
|
SELL
|
- |
-459- 1.54% |
$33.8K - $35.4K
|
29.4K
$2.64M
|
|
|
Nov 02, 2023
Q3 2023
|
1776 Wealth LLC
|
SELL
|
- |
-474- 1.41% |
$34.9K - $36.6K
|
33.1K
$2.97M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-486- 0.35% |
$35.8K - $37.5K
|
140K
$12.6M
|
|
|
Nov 08, 2023
Q3 2023
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-524- 3.9% |
$38.6K - $40.4K
|
12.9K
$1.16M
|
|
|
Oct 31, 2023
Q3 2023
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-527- 8.93% |
$38.8K - $40.7K
|
5.38K
$483K
|
|
|
Oct 19, 2023
Q3 2023
|
Mendel Capital Management LLC
|
SELL
|
- |
-527- 14.87% |
$38.8K - $40.7K
|
3.02K
$271K
|
|
|
Oct 17, 2023
Q3 2023
|
Purus Wealth Management, LLC
|
SELL
|
- |
-554- 0.94% |
$40.8K - $42.8K
|
58.5K
$5.26M
|
|
|
Nov 13, 2023
Q3 2023
|
O'Rourke & Company, Inc
Boston, MA |
SELL
|
- |
-575- 7.85% |
$42.3K - $44.4K
|
6.75K
$606K
|
|
|
Nov 09, 2023
Q3 2023
|
Td Capital Management LLC
Memphis, TN |
SELL
|
- |
-656- 0.55% |
$48.3K - $50.6K
|
119K
$10.7M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-662- 0.74% |
$48.7K - $51.1K
|
88.3K
$7.93M
|
|
|
Nov 03, 2023
Q3 2023
|
Kapstone Financial Advisors LLC
Dayton, OH |
SELL
|
- |
-694- 2.93% |
$51.1K - $53.6K
|
23K
$2.06M
|
|
|
Oct 24, 2023
Q3 2023
|
Forth Right Wealth Management, LLC
|
SELL
|
- |
-716- 1.83% |
$52.7K - $55.3K
|
38.4K
$3.45M
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-810- 2.15% |
$59.6K - $62.5K
|
36.8K
$3.31M
|
|
|
Nov 13, 2023
Q3 2023
|
Lokken Investment Group LLC
|
SELL
|
- |
-823- 1.95% |
$60.6K - $63.5K
|
41.4K
$3.72M
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-847Closed |
$62.4K - $65.4K
|
0
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-879- 9.08% |
$64.7K - $67.9K
|
8.8K
$791K
|
|
|
Nov 13, 2023
Q3 2023
|
National Wealth Management Group, LLC
Cincinnati, OH |
SELL
|
- |
-885- 18.15% |
$65.2K - $68.3K
|
3.99K
$359K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-939- 0.72% |
$69.1K - $72.5K
|
130K
$11.7M
|
|
|
Nov 14, 2024
Q3 2023
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-955- 1.25% |
$70.3K - $73.7K
|
75.2K
$6.76M
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-974- 9.19% |
$71.7K - $75.2K
|
9.62K
$865K
|
|
|
Nov 01, 2023
Q3 2023
|
Shelton Wealth Management, LLC
|
SELL
|
- |
-993- 0.78% |
$73.1K - $76.6K
|
126K
$11.3M
|
|
|
Oct 17, 2023
Q3 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-993- 1.61% |
$73.1K - $76.6K
|
60.7K
$5.45M
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-1.01K- 36.63% |
$74.4K - $78K
|
1.75K
$157K
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-1.07K- 9.43% |
$78.9K - $82.7K
|
10.3K
$924K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.14K- 6.96% |
$83.7K - $87.8K
|
15.2K
$1.37M
|
|
|
Nov 13, 2023
Q3 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-1.15K- 25.31% |
$84.5K - $88.5K
|
3.38K
$304K
|
|
|
Apr 19, 2024
Q3 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-1.16K- 6.99% |
$85.2K - $89.3K
|
15.4K
$1.38M
|
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
SELL
|
- |
-1.18K- 4.35% |
$86.8K - $91K
|
25.9K
$2.33M
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-1.26K- 1.76% |
$92.6K - $97.1K
|
70.4K
$6.32M
|