Purchases and Sales Made in Q3 2023 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Kpp Advisory Services LLC
Louisville, KY |
BUY
|
- |
210KNew |
$15.5M - $16.2M
|
210K
$18.9M
|
|
|
Nov 30, 2023
Q3 2023
|
Scarborough Advisors, LLC
Annapolis, MD |
BUY
|
- |
174K+ 1186.0% |
$12.8M - $13.5M
|
189K
$17M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
164KNew |
$12.1M - $12.7M
|
164K
$14.8M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
137K+ 43.46% |
$10.1M - $10.5M
|
451K
$40.5M
|
|
|
Nov 06, 2023
Q3 2023
|
Fermata Advisors, LLC
Sonoma, CA |
BUY
|
- |
136KNew |
$9.99M - $10.5M
|
136K
$12.2M
|
|
|
Jul 22, 2024
Q3 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
122KNew |
$8.98M - $9.42M
|
122K
$11M
|
|
|
Nov 08, 2023
Q3 2023
|
Holistic Financial Partners
|
BUY
|
- |
97.5KNew |
$7.18M - $7.53M
|
97.5K
$8.76M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
91.3K+ 193.54% |
$6.72M - $7.05M
|
138K
$12.4M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
89.8KNew |
$6.61M - $6.93M
|
89.8K
$8.07M
|
|
|
Oct 02, 2023
Q3 2023
|
Park National Corp
|
BUY
|
- |
77.9K+ 19.86% |
$5.73M - $6.01M
|
470K
$42.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
77.7KNew |
$5.72M - $6M
|
77.7K
$6.98M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
76.8K+ 17.64% |
$5.66M - $5.93M
|
512K
$46M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
67KNew |
$4.93M - $5.17M
|
67K
$6.02M
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
63.3K+ 172.58% |
$4.66M - $4.89M
|
100K
$8.99M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
60.7K+ 5182.92% |
$4.47M - $4.68M
|
61.9K
$5.56M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
51.2K+ 11.78% |
$3.77M - $3.96M
|
486K
$43.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
47.2K+ 272.99% |
$3.47M - $3.64M
|
64.4K
$5.79M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
46.9K+ 1.96% |
$3.46M - $3.62M
|
2.44M
$219M
|
|
|
Nov 14, 2023
Q3 2023
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
42.3KNew |
$3.12M - $3.27M
|
42.3K
$3.8M
|
|
|
Nov 03, 2023
Q3 2023
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
42.1KNew |
$3.1M - $3.25M
|
42.1K
$3.79M
|
|
|
Nov 09, 2023
Q3 2023
|
Prudential PLC
London, England, X0 |
BUY
|
- |
38.5KNew |
$2.83M - $2.97M
|
38.5K
$3.46M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
37.9KNew |
$2.79M - $2.92M
|
37.9K
$3.4M
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
37.5KNew |
$2.76M - $2.9M
|
37.5K
$3.37M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
37.1K+ 15.19% |
$2.73M - $2.86M
|
281K
$25.3M
|
|
|
Nov 08, 2023
Q3 2023
|
Concentrum Wealth Management
|
BUY
|
- |
32.8K+ 83.79% |
$2.41M - $2.53M
|
71.9K
$6.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
32K+ 1.63% |
$2.35M - $2.47M
|
1.99M
$179M
|
|
|
Nov 13, 2023
Q3 2023
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
31.3K+ 309.93% |
$2.3M - $2.41M
|
41.3K
$3.71M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
28.9K+ 6.11% |
$2.13M - $2.23M
|
502K
$45.1M
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
28.5K+ 124.75% |
$2.1M - $2.2M
|
51.3K
$4.61M
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
27.1K+ 20.6% |
$2M - $2.09M
|
159K
$14.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
26.6K+ 43.65% |
$1.96M - $2.05M
|
87.5K
$7.86M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
26.3K+ 0.62% |
$1.94M - $2.03M
|
4.3M
$386M
|
|
|
Nov 09, 2023
Q3 2023
|
First Heartland Consultants, Inc.
|
BUY
|
- |
25.4K+ 71.46% |
$1.87M - $1.96M
|
60.9K
$5.47M
|
|
|
Nov 07, 2023
Q3 2023
|
Able Financial Group, LLC
Scottsdale, AZ |
BUY
|
- |
22.9K+ 12.17% |
$1.69M - $1.77M
|
211K
$19M
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
22KNew |
$1.62M - $1.7M
|
22K
$1.97M
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
19.9K+ 9.52% |
$1.47M - $1.54M
|
229K
$20.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
19.8K+ 190.66% |
$1.46M - $1.53M
|
30.2K
$2.71M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
17.9K+ 1.06% |
$1.32M - $1.38M
|
1.71M
$153M
|
|
|
Oct 25, 2023
Q3 2023
|
Migdal Insurance & Financial Holdings Ltd.
|
BUY
|
- |
16.2K+ 420.57% |
$1.19M - $1.25M
|
20K
$1.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
15K+ 65.59% |
$1.11M - $1.16M
|
37.9K
$3.41M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
14.6K+ 13.15% |
$1.07M - $1.12M
|
125K
$11.3M
|
|
|
Jan 24, 2024
Q3 2023
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
13.6K+ 31.65% |
$999K - $1.05M
|
56.4K
$5.07M
|
|
|
Nov 14, 2023
Q3 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
11.7K+ 9.81% |
$858K - $899K
|
130K
$11.7M
|
|
|
Oct 10, 2023
Q3 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
11.3K+ 19.09% |
$831K - $872K
|
70.4K
$6.33M
|
|
|
Oct 25, 2023
Q3 2023
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
10.9K+ 2.31% |
$799K - $838K
|
480K
$43.2M
|
|
|
Nov 01, 2023
Q3 2023
|
Empowered Funds, LLC
|
BUY
|
- |
10.8KNew |
$794K - $832K
|
10.8K
$968K
|
|
|
Nov 09, 2023
Q3 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
10.1K+ 69.31% |
$746K - $782K
|
24.7K
$2.22M
|
|
|
Nov 13, 2023
Q3 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
10K+ 4.72% |
$737K - $772K
|
222K
$19.9M
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
9.32K+ 101.01% |
$686K - $719K
|
18.5K
$1.67M
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
9.26K+ 8.01% |
$681K - $714K
|
125K
$11.2M
|