Purchases and Sales Made in Q3 2023 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-6.47K- 1.58% |
$477K - $500K
|
403K
$36.2M
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-7.22K- 13.24% |
$532K - $558K
|
47.3K
$4.25M
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-7.62K- 92.14% |
$561K - $588K
|
650
$58.4K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-8.17K- 8.83% |
$602K - $631K
|
84.4K
$7.58M
|
|
|
Oct 18, 2023
Q3 2023
|
Cascade Investment Group, Inc.
Colorado Springs, CO |
SELL
|
- |
-8.59K- 25.8% |
$632K - $663K
|
24.7K
$2.22M
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-8.88K- 11.0% |
$654K - $686K
|
71.8K
$6.45M
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
SELL
|
- |
-9.24K- 36.58% |
$680K - $713K
|
16K
$1.44M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-9.25K- 6.17% |
$681K - $714K
|
141K
$12.6M
|
|
|
Nov 07, 2023
Q3 2023
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-9.29K- 26.31% |
$684K - $717K
|
26K
$2.34M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-10.3K- 1.24% |
$760K - $797K
|
824K
$74M
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-10.7K- 43.13% |
$784K - $822K
|
14K
$1.26M
|
|
|
Oct 16, 2023
Q3 2023
|
Onyx Bridge Wealth Group LLC
|
SELL
|
- |
-11.2K- 22.58% |
$827K - $867K
|
38.5K
$3.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-12.7K- 2.29% |
$936K - $981K
|
542K
$48.7M
|
|
|
Oct 11, 2023
Q3 2023
|
Independent Wealth Network Inc.
|
SELL
|
- |
-12.8K- 64.87% |
$945K - $991K
|
6.95K
$624K
|
|
|
Nov 02, 2023
Q3 2023
|
Jnba Financial Advisors
|
SELL
|
- |
-13.5K- 50.33% |
$994K - $1.04M
|
13.3K
$1.2M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-14.4K- 36.8% |
$1.06M - $1.11M
|
24.7K
$2.22M
|
|
|
Oct 19, 2023
Q3 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-14.7K- 8.93% |
$1.08M - $1.14M
|
150K
$13.5M
|
|
|
Nov 15, 2023
Q3 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-16.8K- 98.06% |
$1.24M - $1.3M
|
332
$29.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-17.3K- 25.15% |
$1.27M - $1.34M
|
51.5K
$4.63M
|
|
|
Nov 03, 2023
Q3 2023
|
Bka Wealth Consulting, Inc.
|
SELL
|
- |
-18.4K- 23.82% |
$1.35M - $1.42M
|
58.8K
$5.28M
|
|
|
Oct 18, 2023
Q3 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-23.8K- 11.87% |
$1.75M - $1.84M
|
177K
$15.9M
|
|
|
Nov 15, 2023
Q3 2023
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-23.9K- 59.97% |
$1.76M - $1.85M
|
16K
$1.43M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-24.8K- 33.0% |
$1.83M - $1.91M
|
50.4K
$4.53M
|
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-28.2K- 6.89% |
$2.08M - $2.18M
|
381K
$34.3M
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
SELL
|
- |
-28.5K- 16.08% |
$2.1M - $2.2M
|
149K
$13.4M
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-32.3K- 27.27% |
$2.38M - $2.49M
|
86.2K
$7.74M
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-32.6K- 42.05% |
$2.4M - $2.51M
|
44.9K
$4.03M
|
|
|
Oct 23, 2023
Q3 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
SELL
|
- |
-36.2K- 83.3% |
$2.66M - $2.79M
|
7.25K
$651K
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-38K- 40.88% |
$2.8M - $2.93M
|
54.9K
$4.93M
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-40.2K- 25.93% |
$2.96M - $3.1M
|
115K
$10.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-41.2K- 44.99% |
$3.03M - $3.18M
|
50.4K
$4.53M
|
|
|
Oct 17, 2023
Q3 2023
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-44.4K- 92.1% |
$3.27M - $3.43M
|
3.81K
$342K
|
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-46.6K- 37.88% |
$3.43M - $3.6M
|
76.4K
$6.86M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-49.9K- 3.84% |
$3.67M - $3.85M
|
1.25M
$112M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-52.7K- 18.27% |
$3.88M - $4.07M
|
236K
$21.2M
|
|
|
Oct 26, 2023
Q3 2023
|
Comerica Securities,Inc.
|
SELL
|
- |
-55.1K- 69.8% |
$4.06M - $4.25M
|
23.8K
$2.14M
|
|
|
Nov 14, 2023
Q3 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-63.9K- 27.59% |
$4.7M - $4.93M
|
168K
$15.1M
|
|
|
Nov 06, 2023
Q3 2023
|
Keystone Financial Group
|
SELL
|
- |
-71.2K- 23.23% |
$5.25M - $5.5M
|
235K
$21.1M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-72K- 18.59% |
$5.3M - $5.56M
|
316K
$28.3M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-72.8K- 5.4% |
$5.36M - $5.62M
|
1.27M
$115M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-73.6K- 3.57% |
$5.42M - $5.68M
|
1.99M
$179M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-80.8K- 14.79% |
$5.95M - $6.24M
|
465K
$41.8M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-85.4K- 4.49% |
$6.28M - $6.59M
|
1.82M
$163M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-91K- 3.14% |
$6.7M - $7.02M
|
2.8M
$252M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-92.1K- 13.75% |
$6.78M - $7.11M
|
578K
$51.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-107K- 6.23% |
$7.88M - $8.26M
|
1.61M
$145M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-111K- 1.27% |
$8.18M - $8.57M
|
8.62M
$775M
|
|
|
Nov 06, 2023
Q3 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-111K- 36.51% |
$8.2M - $8.59M
|
194K
$17.4M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-136K- 1.83% |
$10M - $10.5M
|
7.31M
$657M
|
|
|
Nov 14, 2023
Q3 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
SELL
|
- |
-163K- 71.25% |
$12M - $12.6M
|
65.9K
$5.92M
|