Purchases and Sales Made in Q4 2022 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 31, 2023
Q4 2022
|
Kennedy Investment Group
West Depford, NJ |
BUY
|
- |
840KNew |
$11.1M - $12.3M
|
840K
$12.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
340K+ 54.49% |
$4.5M - $4.99M
|
964K
$14.2M
|
|
|
Feb 10, 2023
Q4 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
301K+ 79.44% |
$3.98M - $4.41M
|
679K
$9.99M
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
285K+ 671.36% |
$3.78M - $4.19M
|
328K
$4.82M
|
|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
268KNew |
$3.54M - $3.93M
|
268K
$3.94M
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
245KNew |
$3.24M - $3.6M
|
245K
$3.6M
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
173K+ 316.17% |
$2.3M - $2.55M
|
228K
$3.36M
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
132K+ 131.8% |
$1.75M - $1.94M
|
233K
$3.43M
|
|
|
Feb 14, 2023
Q4 2022
|
Tfb Advisors LLC
Overland Park, KS |
BUY
|
- |
122KNew |
$1.62M - $1.79M
|
122K
$1.8M
|
|
|
Jan 26, 2023
Q4 2022
|
Catalyst Wealth Management, LLC
Atlanta, GA |
BUY
|
- |
109KNew |
$1.45M - $1.61M
|
109K
$1.61M
|
|
|
Jan 24, 2023
Q4 2022
|
Bullseye Investment Management, LLC
|
BUY
|
- |
85.6KNew |
$1.13M - $1.26M
|
85.6K
$1.26M
|
|
|
Feb 14, 2023
Q4 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
71.1KNew |
$942K - $1.04M
|
71.1K
$1.05M
|
|
|
Feb 13, 2023
Q4 2022
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
62.7K+ 9.87% |
$831K - $921K
|
698K
$10.3M
|
|
|
Feb 14, 2023
Q4 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
49.5K+ 33.36% |
$655K - $727K
|
198K
$2.91M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
45.4KNew |
$601K - $666K
|
45.4K
$668K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
43.1KNew |
$571K - $633K
|
43.1K
$635K
|
|
|
Feb 14, 2023
Q4 2022
|
Meteora Capital, LLC
Boca Raton, FL |
BUY
|
- |
39.1KNew |
$518K - $575K
|
39.1K
$576K
|
|
|
Feb 13, 2023
Q4 2022
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
37KNew |
$489K - $543K
|
37K
$544K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
34.3K+ 44.07% |
$454K - $503K
|
112K
$1.65M
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
33.7KNew |
$447K - $495K
|
33.7K
$496K
|
|
|
Feb 08, 2023
Q4 2022
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
25.3KNew |
$335K - $372K
|
25.3K
$373K
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
24.8KNew |
$328K - $363K
|
24.8K
$364K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
20.2KNew |
$267K - $296K
|
20.2K
$297K
|
|
|
Feb 13, 2023
Q4 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
16.7KNew |
$221K - $246K
|
16.7K
$246K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
16.5KNew |
$219K - $242K
|
16.5K
$243K
|
|
|
Feb 21, 2023
Q4 2022
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
15.8KNew |
$210K - $232K
|
15.8K
$233K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.1KNew |
$187K - $207K
|
14.1K
$208K
|
|
|
Feb 09, 2023
Q4 2022
|
True Capital Management
San Francisco, CA |
BUY
|
- |
12.9KNew |
$170K - $189K
|
12.9K
$189K
|
|
|
Jan 20, 2023
Q4 2022
|
Matisse Capital
|
BUY
|
- |
12.3K+ 36.65% |
$163K - $181K
|
46K
$677K
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
12.1K+ 15.83% |
$160K - $178K
|
88.6K
$1.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
11.7KNew |
$155K - $172K
|
11.7K
$173K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
9.54K+ 92.57% |
$126K - $140K
|
19.8K
$292K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.97K+ 2.99% |
$119K - $132K
|
309K
$4.54M
|
|
|
Feb 07, 2023
Q4 2022
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
8.45K+ 8.78% |
$112K - $124K
|
105K
$1.54M
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
6.81K+ 26.8% |
$90.1K - $99.9K
|
32.2K
$474K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
6.25KNew |
$82.8K - $91.8K
|
6.25K
$91.9K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.2K+ 14.0% |
$42.4K - $47K
|
26.1K
$383K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.78KNew |
$36.8K - $40.8K
|
2.78K
$40.9K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
2.5KNew |
$33.1K - $36.7K
|
2.5K
$36.8K
|
|
|
Jan 25, 2023
Q4 2022
|
Camelot Portfolios, LLC
|
BUY
|
- |
2.36K+ 8.67% |
$31.3K - $34.7K
|
29.6K
$436K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.2K+ 6.65% |
$15.9K - $17.6K
|
19.3K
$283K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.09K+ 5.77% |
$14.4K - $16K
|
20K
$294K
|
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
868New |
$11.5K - $12.7K
|
868
$12.8K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
439+ 0.9% |
$5.81K - $6.44K
|
49.2K
$723K
|
|
|
Feb 06, 2023
Q4 2022
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
375New |
$4.97K - $5.51K
|
375
$5.52K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
186+ 0.94% |
$2.46K - $2.73K
|
20K
$294K
|
|
|
Jan 06, 2023
Q4 2022
|
Rise Advisors, LLC
|
BUY
|
- |
28+ 2.78% |
$371 - $411
|
1.04K
$15.3K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
15New |
$199 - $220
|
15
$221
|
|
|
Feb 02, 2023
Q4 2022
|
Mgo Private Wealth, LLC
Irvine, CA |
SELL
|
- |
-82- 0.47% |
$1.09K - $1.2K
|
17.4K
$255K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-455- 1.23% |
$6.02K - $6.68K
|
36.6K
$538K
|