Purchases and Sales Made in Q1 2022 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.32M+ 17.0% |
$61.2M - $63.2M
|
9.05M
$420M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.14M+ 14.36% |
$52.9M - $54.6M
|
9.05M
$420M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.11M+ 44.53% |
$51.6M - $53.3M
|
3.6M
$167M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
771K+ 42.3% |
$35.9M - $37.1M
|
2.59M
$120M
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
725KNew |
$33.7M - $34.9M
|
725K
$33.6M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
680K+ 28.94% |
$31.7M - $32.7M
|
3.03M
$141M
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
680K+ 35.01% |
$31.7M - $32.7M
|
2.62M
$122M
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
653K+ 28.86% |
$30.4M - $31.4M
|
2.91M
$135M
|
|
|
Apr 27, 2022
Q1 2022
|
Tru Wealth Advisors, LLC
|
BUY
|
- |
544K+ 328.33% |
$25.3M - $26.2M
|
710K
$32.9M
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
389K+ 4383.03% |
$18.1M - $18.7M
|
398K
$18.5M
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
314K+ 174.37% |
$14.6M - $15.1M
|
495K
$22.9M
|
|
|
May 13, 2022
Q1 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
302K+ 118.9% |
$14.1M - $14.5M
|
556K
$25.8M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
296K+ 40.84% |
$13.8M - $14.2M
|
1.02M
$47.3M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
268K+ 46.73% |
$12.5M - $12.9M
|
843K
$39.1M
|
|
|
May 13, 2022
Q1 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
228KNew |
$10.6M - $10.9M
|
228K
$10.6M
|
|
|
Apr 27, 2022
Q1 2022
|
American Financial Advisors, LLC
|
BUY
|
- |
201K+ 428.06% |
$9.37M - $9.68M
|
248K
$11.5M
|
|
|
May 11, 2022
Q1 2022
|
Advisor Os, LLC
|
BUY
|
- |
195K+ 287.43% |
$9.09M - $9.39M
|
263K
$12.2M
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
184K+ 39.98% |
$8.58M - $8.87M
|
646K
$29.9M
|
|
|
Apr 19, 2022
Q1 2022
|
Mjp Associates Inc
|
BUY
|
- |
178K+ 50.51% |
$8.27M - $8.54M
|
529K
$24.5M
|
|
|
May 06, 2022
Q1 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
153K+ 45.05% |
$7.13M - $7.37M
|
493K
$22.9M
|
|
|
May 04, 2022
Q1 2022
|
True Wealth Advisors, LLC
|
BUY
|
- |
152K+ 277.41% |
$7.07M - $7.3M
|
207K
$9.58M
|
|
|
May 16, 2022
Q1 2022
|
Tanager Wealth Management LLP
|
BUY
|
- |
140K+ 173.52% |
$6.54M - $6.75M
|
221K
$10.3M
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
130K+ 132.63% |
$6.04M - $6.24M
|
228K
$10.6M
|
|
|
Apr 11, 2022
Q1 2022
|
Asset Allocation & Management Company, LLC
|
BUY
|
- |
127KNew |
$5.89M - $6.09M
|
127K
$5.87M
|
|
|
May 12, 2022
Q1 2022
|
High Note Wealth, LLC
Deephaven, MN |
BUY
|
- |
127K+ 136.61% |
$5.89M - $6.08M
|
219K
$10.2M
|
|
|
May 11, 2022
Q1 2022
|
Alpha Omega Group, Inc.
|
BUY
|
- |
123KNew |
$5.73M - $5.92M
|
123K
$5.71M
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
118K+ 157.76% |
$5.5M - $5.69M
|
193K
$8.96M
|
|
|
Apr 18, 2022
Q1 2022
|
Tl Private Wealth
|
BUY
|
- |
115K+ 32.95% |
$5.36M - $5.54M
|
465K
$21.6M
|
|
|
Oct 03, 2022
Q1 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
111KNew |
$5.19M - $5.36M
|
111K
$5.17M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
107K+ 12.49% |
$4.99M - $5.16M
|
966K
$44.8M
|
|
|
Aug 11, 2022
Q1 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
106KNew |
$4.94M - $5.11M
|
106K
$4.93M
|
|
|
Jun 08, 2022
Q1 2022
|
Presidio Capital Management, LLC
|
BUY
|
- |
106KNew |
$4.94M - $5.11M
|
106K
$4.93M
|
|
|
May 16, 2022
Q1 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
97.9KNew |
$4.56M - $4.71M
|
97.9K
$4.54M
|
|
|
May 04, 2022
Q1 2022
|
Manhattan West Asset Management, LLC
Los Angeles, CA |
BUY
|
- |
97.8KNew |
$4.55M - $4.7M
|
97.8K
$4.53M
|
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
96.4K+ 41.99% |
$4.49M - $4.64M
|
326K
$15.1M
|
|
|
May 10, 2022
Q1 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
80K+ 495.1% |
$3.72M - $3.85M
|
96.2K
$4.46M
|
|
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
79.9K+ 238.59% |
$3.72M - $3.84M
|
113K
$5.25M
|
|
|
May 03, 2022
Q1 2022
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
79K+ 1319.02% |
$3.68M - $3.8M
|
85K
$3.94M
|
|
|
May 04, 2022
Q1 2022
|
Stephens Inc
|
BUY
|
- |
78.4K+ 34.36% |
$3.65M - $3.77M
|
307K
$14.2M
|
|
|
Apr 21, 2022
Q1 2022
|
Trinity Wealth Management, LLC
|
BUY
|
- |
74.4KNew |
$3.46M - $3.58M
|
74.4K
$3.45M
|
|
|
Apr 25, 2022
Q1 2022
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
73.4KNew |
$3.42M - $3.53M
|
73.4K
$3.4M
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
73.3K+ 25.74% |
$3.41M - $3.52M
|
358K
$16.6M
|
|
|
Apr 21, 2022
Q1 2022
|
Pinnacle Wealth Management Group, Inc.
|
BUY
|
- |
71KNew |
$3.3M - $3.41M
|
71K
$3.29M
|
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
69.5KNew |
$3.23M - $3.34M
|
69.5K
$3.22M
|
|
|
Apr 21, 2022
Q1 2022
|
Sterling Manor Financial, LLC
|
BUY
|
- |
68.9KNew |
$3.21M - $3.31M
|
68.9K
$3.2M
|
|
|
May 09, 2022
Q1 2022
|
Lake Street Financial LLC
|
BUY
|
- |
66.7KNew |
$3.1M - $3.21M
|
66.7K
$3.09M
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
65.2K+ 38.53% |
$3.03M - $3.13M
|
234K
$10.9M
|
|
|
Apr 14, 2022
Q1 2022
|
Mattern Wealth Management LLC
|
BUY
|
- |
61.4K+ 28.86% |
$2.86M - $2.95M
|
274K
$12.7M
|
|
|
May 16, 2022
Q1 2022
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
60.5K+ 82.87% |
$2.81M - $2.91M
|
133K
$6.19M
|
|
|
Apr 25, 2022
Q1 2022
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
58.9K+ 25.76% |
$2.74M - $2.83M
|
287K
$13.3M
|