Purchases and Sales Made in Q1 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-17.7K- 24.84% |
$792K - $813K
|
53.6K
$2.49M
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-18.4K- 56.44% |
$821K - $842K
|
14.2K
$657K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-23.4K- 10.98% |
$1.04M - $1.07M
|
189K
$8.78M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-23.6K- 73.44% |
$1.06M - $1.08M
|
8.55K
$396K
|
|
|
May 17, 2023
Q1 2023
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-23.7K- 21.08% |
$1.06M - $1.09M
|
88.6K
$4.11M
|
|
|
May 12, 2023
Q1 2023
|
Old Mission Capital LLC
|
SELL
|
- |
-24.2K- 62.7% |
$1.08M - $1.11M
|
14.4K
$667K
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-24.5K- 35.2% |
$1.09M - $1.12M
|
45K
$2.09M
|
|
|
May 09, 2023
Q1 2023
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-27K- 62.78% |
$1.2M - $1.24M
|
16K
$741K
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-27.4K- 33.62% |
$1.23M - $1.26M
|
54.1K
$2.51M
|
|
|
May 05, 2023
Q1 2023
|
Delta Investment Management, LLC
|
SELL
|
- |
-29.7K- 83.44% |
$1.33M - $1.36M
|
5.89K
$273K
|
|
|
Apr 13, 2023
Q1 2023
|
Ewg Elevate Inc.
|
SELL
|
- |
-31.6K- 49.06% |
$1.41M - $1.45M
|
32.8K
$1.52M
|
|
|
May 12, 2023
Q1 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-33.9K- 25.55% |
$1.51M - $1.55M
|
98.7K
$4.58M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-34.3K- 9.93% |
$1.53M - $1.57M
|
311K
$14.4M
|
|
|
Apr 17, 2023
Q1 2023
|
Ignite Planners, LLC
|
SELL
|
- |
-47.3K- 85.87% |
$2.11M - $2.17M
|
7.79K
$361K
|
|
|
May 03, 2023
Q1 2023
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-47.6K- 85.66% |
$2.12M - $2.18M
|
7.96K
$369K
|
|
|
May 05, 2023
Q1 2023
|
Pacific Capital Wealth Advisors, Inc
|
SELL
|
- |
-47.7K- 88.6% |
$2.13M - $2.19M
|
6.14K
$285K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-49.1K- 81.14% |
$2.19M - $2.25M
|
11.4K
$529K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-50.4K- 27.77% |
$2.25M - $2.31M
|
131K
$6.08M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-52K- 32.1% |
$2.32M - $2.39M
|
110K
$5.1M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-53.3K- 62.52% |
$2.38M - $2.44M
|
31.9K
$1.48M
|
|
|
May 15, 2023
Q1 2023
|
Asset Allocation Strategies LLC
Farmington, MI |
SELL
|
- |
-55.4K- 69.85% |
$2.48M - $2.54M
|
23.9K
$1.11M
|
|
|
May 12, 2023
Q1 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-56K- 37.11% |
$2.5M - $2.57M
|
94.9K
$4.4M
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-56.8K- 69.3% |
$2.54M - $2.6M
|
25.1K
$1.17M
|
|
|
May 11, 2023
Q1 2023
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-60.5K- 6.09% |
$2.7M - $2.77M
|
933K
$43.3M
|
|
|
May 15, 2023
Q1 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-66.5K- 92.05% |
$2.97M - $3.05M
|
5.75K
$266K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-76.4K- 1.86% |
$3.42M - $3.51M
|
4.04M
$187M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-91.5K- 31.21% |
$4.09M - $4.2M
|
202K
$9.35M
|
|
|
May 15, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-110K- 33.96% |
$4.91M - $5.04M
|
214K
$9.9M
|
|
|
May 05, 2023
Q1 2023
|
Mattern Wealth Management LLC
|
SELL
|
- |
-111K- 74.2% |
$4.94M - $5.07M
|
38.4K
$1.78M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-113K- 14.63% |
$5.05M - $5.18M
|
659K
$30.6M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-122K- 90.24% |
$5.45M - $5.6M
|
13.2K
$612K
|
|
|
Apr 20, 2023
Q1 2023
|
Wealthpoint, LLC
|
SELL
|
- |
-133K- 90.12% |
$5.94M - $6.1M
|
14.6K
$676K
|
|
|
May 11, 2023
Q1 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-152K- 71.29% |
$6.78M - $6.96M
|
61.1K
$2.83M
|
|
|
Apr 19, 2023
Q1 2023
|
True Wealth Advisors, LLC
|
SELL
|
- |
-152K- 62.22% |
$6.78M - $6.96M
|
92.2K
$4.27M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-167K- 61.65% |
$7.48M - $7.68M
|
104K
$4.83M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-221K- 11.28% |
$9.89M - $10.2M
|
1.74M
$80.7M
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-233K- 82.44% |
$10.4M - $10.7M
|
49.6K
$2.3M
|
|
|
Apr 24, 2023
Q1 2023
|
Advisor Os, LLC
|
SELL
|
- |
-247K- 88.13% |
$11M - $11.3M
|
33.3K
$1.54M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-260K- 16.8% |
$11.6M - $11.9M
|
1.29M
$59.6M
|
|
|
May 05, 2023
Q1 2023
|
Assetmark, Inc
|
SELL
|
- |
-262K- 99.9% |
$11.7M - $12M
|
253
$11.7K
|
|
|
May 12, 2023
Q1 2023
|
Milestone Advisory Partners
|
SELL
|
- |
-270K- 96.95% |
$12.1M - $12.4M
|
8.51K
$394K
|
|
|
May 12, 2023
Q1 2023
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-275K- 97.47% |
$12.3M - $12.6M
|
7.15K
$332K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-295K- 62.65% |
$13.2M - $13.5M
|
176K
$8.16M
|
|
|
Apr 26, 2023
Q1 2023
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-463K- 98.82% |
$20.7M - $21.2M
|
5.5K
$255K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-543K- 21.23% |
$24.2M - $24.9M
|
2.01M
$93.4M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.05M- 17.85% |
$47.1M - $48.3M
|
4.85M
$225M
|