Purchases and Sales Made in Q1 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.75K- 4.8% |
$123K - $126K
|
54.7K
$2.54M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.88K- 1.3% |
$129K - $132K
|
218K
$10.1M
|
|
|
May 15, 2023
Q1 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-3.05K- 4.94% |
$136K - $140K
|
58.7K
$2.72M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-3.24K- 2.56% |
$145K - $149K
|
123K
$5.72M
|
|
|
Apr 26, 2023
Q1 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-3.27K- 9.86% |
$146K - $150K
|
29.9K
$1.39M
|
|
|
May 15, 2023
Q1 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-3.3K- 4.45% |
$147K - $151K
|
70.9K
$3.29M
|
|
|
May 09, 2023
Q1 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-3.31K- 2.1% |
$148K - $152K
|
154K
$7.13M
|
|
|
May 15, 2023
Q1 2023
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-3.4K- 31.49% |
$152K - $156K
|
7.39K
$342K
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-3.65K- 4.83% |
$163K - $168K
|
71.9K
$3.33M
|
|
|
Apr 10, 2023
Q1 2023
|
Wealth Care Investment Partners, LLC
|
SELL
|
- |
-3.97K- 7.97% |
$177K - $182K
|
45.9K
$2.13M
|
|
|
May 08, 2023
Q1 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-4K- 42.15% |
$179K - $183K
|
5.49K
$254K
|
|
|
Apr 20, 2023
Q1 2023
|
Accel Wealth Management
|
SELL
|
- |
-4.01K- 3.2% |
$179K - $184K
|
121K
$5.62M
|
|
|
May 10, 2023
Q1 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-4.28K- 5.85% |
$191K - $196K
|
68.9K
$3.19M
|
|
|
Apr 10, 2023
Q1 2023
|
Clarus Wealth Advisors
|
SELL
|
- |
-4.45K- 34.84% |
$199K - $204K
|
8.32K
$386K
|
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-4.64K- 4.47% |
$207K - $213K
|
99.2K
$4.6M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-4.7K- 1.47% |
$210K - $215K
|
315K
$14.6M
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-4.78K- 35.55% |
$213K - $219K
|
8.66K
$401K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-4.84K- 8.91% |
$216K - $222K
|
49.5K
$2.3M
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-5.35K- 26.77% |
$239K - $245K
|
14.6K
$678K
|
|
|
May 08, 2023
Q1 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-5.56K- 14.36% |
$249K - $255K
|
33.2K
$1.54M
|
|
|
May 15, 2023
Q1 2023
|
Shorepoint Capital Partners LLC
Norwood, MA |
SELL
|
- |
-6.2K- 52.13% |
$277K - $284K
|
5.69K
$264K
|
|
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-6.45K- 21.21% |
$288K - $296K
|
23.9K
$1.11M
|
|
|
Apr 20, 2023
Q1 2023
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-6.62K- 26.71% |
$296K - $304K
|
18.2K
$842K
|
|
|
May 02, 2023
Q1 2023
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-6.63K- 14.71% |
$296K - $304K
|
38.4K
$1.78M
|
|
|
May 01, 2023
Q1 2023
|
Valmark Advisers, Inc.
|
SELL
|
- |
-6.66K- 39.58% |
$298K - $305K
|
10.2K
$471K
|
|
|
May 09, 2023
Q1 2023
|
Archer Investment Corp
|
SELL
|
- |
-6.68K- 86.97% |
$298K - $306K
|
1K
$46.4K
|
|
|
Apr 20, 2023
Q1 2023
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-6.96K- 5.02% |
$311K - $319K
|
132K
$6.11M
|
|
|
Apr 14, 2023
Q1 2023
|
Beacon Financial Group
|
SELL
|
- |
-7.01K- 1.06% |
$313K - $322K
|
656K
$30.4M
|
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-7.23K- 1.01% |
$323K - $332K
|
709K
$32.9M
|
|
|
May 10, 2023
Q1 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-7.24K- 17.39% |
$324K - $332K
|
34.4K
$1.6M
|
|
|
Apr 20, 2023
Q1 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-7.4K- 9.2% |
$331K - $339K
|
73.1K
$3.39M
|
|
|
May 15, 2023
Q1 2023
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-7.72K- 63.66% |
$345K - $354K
|
4.41K
$204K
|
|
|
May 12, 2023
Q1 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-8.19K- 7.44% |
$366K - $376K
|
102K
$4.72M
|
|
|
Apr 07, 2023
Q1 2023
|
Inspirion Wealth Advisors, LLC
|
SELL
|
- |
-8.2K- 43.08% |
$366K - $376K
|
10.8K
$502K
|
|
|
Apr 18, 2023
Q1 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-8.21K- 2.83% |
$367K - $377K
|
282K
$13.1M
|
|
|
May 03, 2023
Q1 2023
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-8.21K- 62.57% |
$367K - $377K
|
4.91K
$228K
|
|
|
May 10, 2023
Q1 2023
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-8.26K- 1.41% |
$369K - $379K
|
577K
$26.8M
|
|
|
May 05, 2023
Q1 2023
|
Cottonwood Capital Advisors, LLC
|
SELL
|
- |
-9.18K- 11.79% |
$410K - $421K
|
68.7K
$3.19M
|
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-9.19K- 30.72% |
$411K - $422K
|
20.7K
$961K
|
|
|
Apr 17, 2023
Q1 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-10.3K- 17.37% |
$459K - $471K
|
48.8K
$2.26M
|
|
|
May 03, 2023
Q1 2023
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-10.3K- 44.08% |
$462K - $474K
|
13.1K
$608K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
SELL
|
- |
-10.9K- 6.11% |
$486K - $499K
|
167K
$7.75M
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-11K- 17.82% |
$492K - $505K
|
50.8K
$2.36M
|
|
|
May 12, 2023
Q1 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-11.2K- 10.02% |
$498K - $512K
|
100K
$4.64M
|
|
|
May 04, 2023
Q1 2023
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-11.9K- 54.05% |
$533K - $547K
|
10.1K
$470K
|
|
|
Apr 11, 2023
Q1 2023
|
Rvw Wealth, LLC
|
SELL
|
- |
-12.1K- 25.05% |
$542K - $557K
|
36.3K
$1.68M
|
|
|
May 15, 2023
Q1 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-12.3K- 28.3% |
$551K - $566K
|
31.2K
$1.45M
|
|
|
Apr 20, 2023
Q1 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-12.4K- 9.69% |
$552K - $567K
|
115K
$5.34M
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-12.4K- 12.88% |
$553K - $568K
|
83.7K
$3.88M
|
|
|
May 04, 2023
Q1 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-14.3K- 65.82% |
$641K - $658K
|
7.45K
$345K
|