Purchases and Sales Made in Q2 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 10, 2023
Q2 2023
|
Fortress Wealth Group, LLC
Orlando, FL |
SELL
|
- |
-197- 1.26% |
$8.78K - $8.98K
|
15.4K
$713K
|
|
|
Jul 10, 2023
Q2 2023
|
Clarus Wealth Advisors
|
SELL
|
- |
-211- 2.54% |
$9.4K - $9.61K
|
8.11K
$376K
|
|
|
Aug 14, 2023
Q2 2023
|
Investors Research Corp
|
SELL
|
- |
-225- 0.64% |
$10K - $10.3K
|
35.2K
$1.63M
|
|
|
Aug 03, 2023
Q2 2023
|
Triumph Capital Management
|
SELL
|
- |
-248- 4.94% |
$11.1K - $11.3K
|
4.77K
$221K
|
|
|
Jul 06, 2023
Q2 2023
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-252- 4.58% |
$11.2K - $11.5K
|
5.25K
$243K
|
|
|
Aug 10, 2023
Q2 2023
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-253- 4.01% |
$11.3K - $11.5K
|
6.05K
$281K
|
|
|
Aug 10, 2023
Q2 2023
|
Seaview Investment Managers LLC
|
SELL
|
- |
-265- 4.22% |
$11.8K - $12.1K
|
6.01K
$279K
|
|
|
Jul 20, 2023
Q2 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-270- 5.25% |
$12K - $12.3K
|
4.87K
$226K
|
|
|
Jul 18, 2023
Q2 2023
|
Lvz, Inc.
|
SELL
|
- |
-290- 1.92% |
$12.9K - $13.2K
|
14.8K
$686K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-305- 0.52% |
$13.6K - $13.9K
|
58.5K
$2.71M
|
|
|
Aug 18, 2023
Q2 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-311- 1.7% |
$13.9K - $14.2K
|
17.9K
$832K
|
|
|
Jul 17, 2023
Q2 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-340- 4.56% |
$15.2K - $15.5K
|
7.11K
$330K
|
|
|
Aug 08, 2023
Q2 2023
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-346- 7.05% |
$15.4K - $15.8K
|
4.57K
$212K
|
|
|
Aug 03, 2023
Q2 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-350- 0.23% |
$15.6K - $15.9K
|
151K
$7.01M
|
|
|
Jan 02, 2024
Q2 2023
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-395- 4.96% |
$17.6K - $18K
|
7.57K
$351K
|
|
|
Jul 20, 2023
Q2 2023
|
Inspirion Wealth Advisors, LLC
|
SELL
|
- |
-449- 4.15% |
$20K - $20.5K
|
10.4K
$481K
|
|
|
May 15, 2024
Q2 2023
|
Global Financial Private Client, LLC
Sarasota, FL |
SELL
|
- |
-460Closed |
$20.5K - $21K
|
0
$0
|
|
|
Jul 18, 2023
Q2 2023
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-524- 2.88% |
$23.4K - $23.9K
|
17.6K
$818K
|
|
|
Jul 13, 2023
Q2 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-677- 2.86% |
$30.2K - $30.8K
|
23K
$1.06M
|
|
|
Jul 24, 2023
Q2 2023
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-688- 5.63% |
$30.7K - $31.3K
|
11.5K
$535K
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-793- 1.45% |
$35.3K - $36.1K
|
53.9K
$2.5M
|
|
|
Jul 20, 2023
Q2 2023
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-814- 6.75% |
$36.3K - $37.1K
|
11.2K
$521K
|
|
|
Aug 15, 2023
Q2 2023
|
Retirement Group, LLC
|
SELL
|
- |
-816- 3.62% |
$36.4K - $37.2K
|
21.7K
$1.01M
|
|
|
Aug 11, 2023
Q2 2023
|
Harvest Investment Services, LLC
|
SELL
|
- |
-916- 3.85% |
$40.8K - $41.7K
|
22.9K
$1.06M
|
|
|
Jul 27, 2023
Q2 2023
|
Chiron Capital Management, LLC
|
SELL
|
- |
-947- 9.75% |
$42.2K - $43.1K
|
8.77K
$406K
|
|
|
Jul 27, 2023
Q2 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-1K- 1.25% |
$44.7K - $45.7K
|
79.4K
$3.68M
|
|
|
Jul 14, 2023
Q2 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-1.17K- 2.06% |
$52.2K - $53.4K
|
55.7K
$2.58M
|
|
|
Aug 03, 2023
Q2 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.18K- 3.92% |
$52.6K - $53.8K
|
29K
$1.34M
|
|
|
Jul 28, 2023
Q2 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-1.27K- 4.02% |
$56.7K - $58K
|
30.4K
$1.41M
|
|
|
Jul 26, 2023
Q2 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.36K- 4.55% |
$60.4K - $61.8K
|
28.5K
$1.32M
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.39K- 1.4% |
$62.1K - $63.5K
|
97.8K
$4.53M
|
|
|
Aug 14, 2023
Q2 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
SELL
|
- |
-1.4K- 6.98% |
$62.2K - $63.6K
|
18.6K
$862K
|
|
|
Jan 24, 2024
Q2 2023
|
Cedrus LLC
Littleton, CO |
SELL
|
- |
-1.49K- 21.4% |
$66.3K - $67.7K
|
5.46K
$253K
|
|
|
Jul 27, 2023
Q2 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-1.61K- 4.79% |
$71.6K - $73.2K
|
31.9K
$1.48M
|
|
|
Jul 21, 2023
Q2 2023
|
Purus Wealth Management, LLC
|
SELL
|
- |
-1.73K- 10.51% |
$77.1K - $78.8K
|
14.7K
$683K
|
|
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.74K- 3.99% |
$77.5K - $79.2K
|
41.9K
$1.94M
|
|
|
Aug 15, 2023
Q2 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.76K- 8.49% |
$78.4K - $80.2K
|
19K
$880K
|
|
|
Aug 09, 2023
Q2 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.77K- 3.53% |
$78.7K - $80.5K
|
48.3K
$2.24M
|
|
|
Jul 20, 2023
Q2 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.84K- 12.95% |
$81.8K - $83.6K
|
12.3K
$572K
|
|
|
Aug 11, 2023
Q2 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-1.84K- 14.75% |
$82K - $83.8K
|
10.6K
$493K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Advisors Inc.
|
SELL
|
- |
-1.93K- 12.5% |
$86K - $87.9K
|
13.5K
$626K
|
|
|
Aug 08, 2023
Q2 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.01K- 2.44% |
$89.7K - $91.7K
|
80.5K
$3.73M
|
|
|
Jul 13, 2023
Q2 2023
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-2.1K- 11.55% |
$93.7K - $95.8K
|
16.1K
$746K
|
|
|
Jul 28, 2023
Q2 2023
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-2.19K- 2.18% |
$97.7K - $99.9K
|
98.5K
$4.57M
|
|
|
Aug 11, 2023
Q2 2023
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-2.21K- 16.81% |
$98.3K - $101K
|
10.9K
$506K
|
|
|
Aug 07, 2023
Q2 2023
|
Curtis Advisory Group, LLC
Santa Barbara, CA |
SELL
|
- |
-2.35K- 15.8% |
$105K - $107K
|
12.5K
$580K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.48K- 0.79% |
$111K - $113K
|
312K
$14.5M
|
|
|
Aug 07, 2023
Q2 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-2.55K- 27.35% |
$113K - $116K
|
6.76K
$314K
|
|
|
Aug 11, 2023
Q2 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-2.77K- 3.45% |
$123K - $126K
|
77.5K
$3.59M
|
|
|
Aug 01, 2023
Q2 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-2.82K- 3.97% |
$125K - $128K
|
68.1K
$3.16M
|