Purchases and Sales Made in Q2 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 09, 2023
Q2 2023
|
Spire Wealth Management
|
SELL
|
- |
-2.84K- 22.6% |
$126K - $129K
|
9.71K
$450K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.93K- 2.66% |
$131K - $133K
|
107K
$4.97M
|
|
|
Jul 14, 2023
Q2 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-3.28K- 7.71% |
$146K - $149K
|
39.2K
$1.82M
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-3.69K- 2.99% |
$164K - $168K
|
120K
$5.55M
|
|
|
Aug 07, 2023
Q2 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-3.7K- 5.37% |
$165K - $168K
|
65.2K
$3.02M
|
|
|
Aug 09, 2023
Q2 2023
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-3.73K- 3.12% |
$166K - $170K
|
116K
$5.36M
|
|
|
Jul 20, 2023
Q2 2023
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-4.03K- 8.1% |
$180K - $184K
|
45.7K
$2.12M
|
|
|
Jul 21, 2023
Q2 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-4.11K- 4.14% |
$183K - $187K
|
95.1K
$4.41M
|
|
|
Aug 09, 2023
Q2 2023
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-4.65K- 19.09% |
$207K - $212K
|
19.7K
$913K
|
|
|
Aug 14, 2023
Q2 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-4.94K- 99.42% |
$220K - $225K
|
29
$1.34K
|
|
|
Jul 19, 2023
Q2 2023
|
Grimes & Company, Inc.
|
SELL
|
- |
-4.98K- 42.96% |
$222K - $227K
|
6.62K
$307K
|
|
|
Aug 14, 2023
Q2 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-5.36K- 7.45% |
$239K - $244K
|
66.5K
$3.09M
|
|
|
Jul 17, 2023
Q2 2023
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-5.4K- 4.1% |
$240K - $246K
|
126K
$5.86M
|
|
|
Aug 15, 2023
Q2 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-5.47K- 63.14% |
$244K - $249K
|
3.19K
$148K
|
|
|
Aug 04, 2023
Q2 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-5.78K- 16.8% |
$258K - $263K
|
28.6K
$1.33M
|
|
|
Jul 17, 2023
Q2 2023
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-5.89K- 14.22% |
$262K - $268K
|
35.5K
$1.65M
|
|
|
Jul 06, 2023
Q2 2023
|
Rvw Wealth, LLC
|
SELL
|
- |
-5.94K- 16.36% |
$265K - $271K
|
30.4K
$1.41M
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-6K- 23.86% |
$267K - $273K
|
19.1K
$888K
|
|
|
Jul 26, 2023
Q2 2023
|
Mattern Wealth Management LLC
|
SELL
|
- |
-6.18K- 16.09% |
$276K - $282K
|
32.3K
$1.5M
|
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
SELL
|
- |
-6.92K- 3.65% |
$308K - $315K
|
182K
$8.46M
|
|
|
Aug 11, 2023
Q2 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-7.11K- 4.62% |
$317K - $324K
|
147K
$6.8M
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-7.91K- 15.98% |
$353K - $360K
|
41.6K
$1.93M
|
|
|
Aug 04, 2023
Q2 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-8.4K- 11.14% |
$374K - $383K
|
67K
$3.11M
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-8.55K- 23.68% |
$381K - $390K
|
27.6K
$1.28M
|
|
|
Aug 14, 2023
Q2 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-8.97K- 11.9% |
$400K - $409K
|
66.4K
$3.08M
|
|
|
Aug 14, 2023
Q2 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-9.21K- 1.3% |
$410K - $420K
|
700K
$32.5M
|
|
|
Aug 08, 2023
Q2 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-9.54K- 22.63% |
$425K - $434K
|
32.6K
$1.51M
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-10.9K- 20.31% |
$485K - $496K
|
42.7K
$1.98M
|
|
|
Dec 13, 2023
Q2 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-12.2K- 46.02% |
$542K - $554K
|
14.3K
$661K
|
|
|
Aug 10, 2023
Q2 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-12.2K- 46.02% |
$542K - $554K
|
14.3K
$661K
|
|
|
Jul 11, 2023
Q2 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-13.2K- 18.08% |
$589K - $602K
|
59.8K
$2.77M
|
|
|
Aug 08, 2023
Q2 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-13.4K- 13.42% |
$599K - $612K
|
86.7K
$4.02M
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-13.8K- 97.56% |
$616K - $630K
|
346
$16K
|
|
|
Jul 21, 2023
Q2 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-14.2K- 47.48% |
$633K - $647K
|
15.7K
$729K
|
|
|
Aug 11, 2023
Q2 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-14.5K- 25.28% |
$644K - $659K
|
42.7K
$1.98M
|
|
|
Jul 25, 2023
Q2 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-14.6K- 45.7% |
$651K - $665K
|
17.3K
$804K
|
|
|
Jul 13, 2023
Q2 2023
|
Wealth Care Investment Partners, LLC
|
SELL
|
- |
-15.8K- 34.55% |
$706K - $722K
|
30K
$1.39M
|
|
|
Aug 10, 2023
Q2 2023
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-17.5K- 19.79% |
$782K - $799K
|
71.1K
$3.3M
|
|
|
Aug 14, 2023
Q2 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-19.1K- 20.13% |
$851K - $870K
|
75.8K
$3.51M
|
|
|
Aug 17, 2023
Q2 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-20.9K- 70.76% |
$930K - $951K
|
8.62K
$400K
|
|
|
Aug 08, 2023
Q2 2023
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-21.2K- 9.89% |
$945K - $966K
|
193K
$8.96M
|
|
|
Aug 03, 2023
Q2 2023
|
Tanager Wealth Management LLP
|
SELL
|
- |
-21.8K- 5.29% |
$973K - $995K
|
391K
$18.1M
|
|
|
Aug 08, 2023
Q2 2023
|
Advisor Os, LLC
|
SELL
|
- |
-22.3K- 67.07% |
$994K - $1.02M
|
11K
$508K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-22.7K- 17.3% |
$1.01M - $1.03M
|
108K
$5.03M
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-23.7K- 36.71% |
$1.06M - $1.08M
|
40.9K
$1.9M
|
|
|
Aug 04, 2023
Q2 2023
|
Tru Wealth Advisors, LLC
|
SELL
|
- |
-26.7K- 83.38% |
$1.19M - $1.22M
|
5.33K
$247K
|
|
|
Jul 24, 2023
Q2 2023
|
Bka Wealth Consulting, Inc.
|
SELL
|
- |
-27.5K- 81.48% |
$1.23M - $1.25M
|
6.26K
$290K
|
|
|
Jul 18, 2023
Q2 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-28.3K- 55.78% |
$1.26M - $1.29M
|
22.5K
$1.04M
|
|
|
Jul 10, 2023
Q2 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-30.8K- 62.14% |
$1.37M - $1.4M
|
18.8K
$871K
|
|
|
Aug 11, 2023
Q2 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-32.3K- 32.74% |
$1.44M - $1.47M
|
66.4K
$3.08M
|