Purchases and Sales Made in Q3 2022 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
New Millennium Group LLC
Sandy, UT |
SELL
|
- |
-2- 5.41% |
$87.9 - $92.6
|
35
$1.62K
|
|
|
Nov 13, 2023
Q3 2022
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-34- 41.46% |
$1.49K - $1.57K
|
48
$2.23K
|
|
|
Nov 10, 2022
Q3 2022
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-35- 0.16% |
$1.54K - $1.62K
|
22.5K
$1.04M
|
|
|
Jan 02, 2024
Q3 2022
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-39- 0.46% |
$1.71K - $1.81K
|
8.41K
$390K
|
|
|
Oct 17, 2022
Q3 2022
|
Wealth Care Investment Partners, LLC
|
SELL
|
- |
-68- 0.14% |
$2.99K - $3.15K
|
48.1K
$2.23M
|
|
|
Nov 10, 2022
Q3 2022
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-70- 1.41% |
$3.08K - $3.24K
|
4.88K
$226K
|
|
|
Nov 08, 2022
Q3 2022
|
Congress Wealth Management LLC
Boston, MA |
SELL
|
- |
-74- 0.99% |
$3.25K - $3.43K
|
7.39K
$343K
|
|
|
Oct 05, 2022
Q3 2022
|
Beacon Capital Management, LLC
|
SELL
|
- |
-83- 35.02% |
$3.65K - $3.84K
|
154
$7.14K
|
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-94- 0.42% |
$4.13K - $4.35K
|
22.1K
$1.02M
|
|
|
Oct 05, 2022
Q3 2022
|
Hbw Advisory Services LLC
|
SELL
|
- |
-171- 1.98% |
$7.51K - $7.92K
|
8.47K
$393K
|
|
|
Nov 07, 2022
Q3 2022
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-185- 1.59% |
$8.13K - $8.57K
|
11.4K
$531K
|
|
|
Nov 09, 2022
Q3 2022
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-186- 0.97% |
$8.17K - $8.61K
|
18.9K
$877K
|
|
|
Oct 31, 2022
Q3 2022
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-204- 1.62% |
$8.96K - $9.45K
|
12.4K
$573K
|
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
SELL
|
- |
-209- 2.34% |
$9.18K - $9.68K
|
8.72K
$405K
|
|
|
Nov 10, 2022
Q3 2022
|
Investors Research Corp
|
SELL
|
- |
-211- 0.59% |
$9.27K - $9.77K
|
35.7K
$1.65M
|
|
|
Nov 10, 2022
Q3 2022
|
Aspire Private Capital, LLC
|
SELL
|
- |
-216- 20.47% |
$9.49K - $10K
|
839
$38.9K
|
|
|
Jan 03, 2023
Q3 2022
|
Gray Wealth Management Inc.
Bangor, ME |
SELL
|
- |
-250- 2.8% |
$11K - $11.6K
|
8.68K
$402K
|
|
|
Oct 05, 2022
Q3 2022
|
Edge Rock Capital LLC
|
SELL
|
- |
-261- 0.68% |
$11.5K - $12.1K
|
38.3K
$1.78M
|
|
|
Oct 05, 2022
Q3 2022
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-264- 0.06% |
$11.6K - $12.2K
|
472K
$21.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-268- 1.21% |
$11.8K - $12.4K
|
22K
$1.02M
|
|
|
Oct 18, 2022
Q3 2022
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-278- 0.26% |
$12.2K - $12.9K
|
106K
$4.9M
|
|
|
Nov 02, 2022
Q3 2022
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-305- 14.93% |
$13.4K - $14.1K
|
1.74K
$80.6K
|
|
|
Oct 26, 2022
Q3 2022
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-314- 0.74% |
$13.8K - $14.5K
|
42.2K
$1.96M
|
|
|
Oct 20, 2022
Q3 2022
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-337- 5.45% |
$14.8K - $15.6K
|
5.85K
$271K
|
|
|
Nov 01, 2022
Q3 2022
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-344- 6.06% |
$15.1K - $15.9K
|
5.33K
$247K
|
|
|
Nov 14, 2022
Q3 2022
|
Kc Investment Advisors, LLC
Wichita, KS |
SELL
|
- |
-433- 7.85% |
$19K - $20.1K
|
5.09K
$236K
|
|
|
Nov 04, 2022
Q3 2022
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-439- 23.94% |
$19.3K - $20.3K
|
1.4K
$64.7K
|
|
|
Oct 18, 2022
Q3 2022
|
Newman Dignan & Sheerar, Inc.
|
SELL
|
- |
-484- 3.45% |
$21.3K - $22.4K
|
13.6K
$628K
|
|
|
Aug 26, 2024
Q3 2022
|
Peterson Financial Group, Inc.
|
SELL
|
- |
-602- 10.84% |
$26.4K - $27.9K
|
4.95K
$230K
|
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-620- 0.5% |
$27.2K - $28.7K
|
123K
$5.71M
|
|
|
Nov 14, 2022
Q3 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-972- 0.81% |
$42.7K - $45K
|
119K
$5.51M
|
|
|
Nov 14, 2022
Q3 2022
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-996- 13.49% |
$43.8K - $46.1K
|
6.39K
$296K
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.08K- 3.57% |
$47.5K - $50.1K
|
29.2K
$1.35M
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-1.18K- 1.15% |
$51.9K - $54.7K
|
101K
$4.7M
|
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-1.18K- 2.48% |
$51.9K - $54.7K
|
46.5K
$2.16M
|
|
|
Oct 17, 2022
Q3 2022
|
Peterson Financial Group, Inc.
|
SELL
|
- |
-1.39K- 22.36% |
$61.2K - $64.6K
|
4.84K
$224K
|
|
|
Oct 13, 2022
Q3 2022
|
Pfg Advisors
|
SELL
|
- |
-1.51K- 14.5% |
$66.5K - $70.1K
|
8.92K
$414K
|
|
|
Oct 13, 2022
Q3 2022
|
Chiron Capital Management, LLC
|
SELL
|
- |
-1.59K- 6.66% |
$69.6K - $73.4K
|
22.2K
$1.03M
|
|
|
Oct 24, 2022
Q3 2022
|
Platform Technology Partners
|
SELL
|
- |
-1.59K- 25.69% |
$70K - $73.8K
|
4.61K
$214K
|
|
|
Oct 31, 2022
Q3 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.68K- 5.82% |
$73.8K - $77.8K
|
27.2K
$1.26M
|
|
|
Nov 09, 2022
Q3 2022
|
Harvest Investment Services, LLC
|
SELL
|
- |
-1.74K- 7.14% |
$76.4K - $80.5K
|
22.6K
$1.05M
|
|
|
Oct 11, 2022
Q3 2022
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-1.75K- 8.96% |
$76.9K - $81.1K
|
17.8K
$825K
|
|
|
Oct 17, 2022
Q3 2022
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-1.82K- 6.0% |
$79.7K - $84.1K
|
28.4K
$1.32M
|
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
SELL
|
- |
-1.89K- 1.72% |
$83.2K - $87.7K
|
108K
$5.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-2.02K- 14.09% |
$88.7K - $93.5K
|
12.3K
$571K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.08K- 4.61% |
$91.6K - $96.5K
|
43.1K
$2M
|
|
|
Oct 17, 2022
Q3 2022
|
My Legacy Advisors, LLC
|
SELL
|
- |
-2.1K- 9.64% |
$92.3K - $97.3K
|
19.7K
$913K
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2.13K- 6.78% |
$93.6K - $98.7K
|
29.3K
$1.36M
|
|
|
Nov 09, 2022
Q3 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-2.26K- 4.32% |
$99.4K - $105K
|
50.1K
$2.32M
|
|
|
Oct 21, 2022
Q3 2022
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-2.46K- 5.48% |
$108K - $114K
|
42.4K
$1.97M
|