Purchases and Sales Made in Q3 2022 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2022
Q3 2022
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-21.8K- 28.63% |
$959K - $1.01M
|
54.4K
$2.52M
|
|
|
Nov 09, 2022
Q3 2022
|
High Note Wealth, LLC
Deephaven, MN |
SELL
|
- |
-23.9K- 10.6% |
$1.05M - $1.11M
|
202K
$9.35M
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-24.1K- 97.57% |
$1.06M - $1.11M
|
600
$27.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-25.1K- 61.73% |
$1.1M - $1.16M
|
15.5K
$721K
|
|
|
Oct 12, 2022
Q3 2022
|
Mc Naughton Wealth Management, LLC
|
SELL
|
- |
-26K- 65.16% |
$1.14M - $1.2M
|
13.9K
$644K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-29.6K- 30.78% |
$1.3M - $1.37M
|
66.6K
$3.09M
|
|
|
Nov 14, 2022
Q3 2022
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-30.8K- 15.84% |
$1.35M - $1.42M
|
163K
$7.58M
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-32K- 21.6% |
$1.41M - $1.48M
|
116K
$5.39M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-33.4K- 45.57% |
$1.47M - $1.55M
|
39.9K
$1.85M
|
|
|
Oct 14, 2022
Q3 2022
|
Edge Rock Capital LLC
|
SELL
|
- |
-34.1K- 89.04% |
$1.5M - $1.58M
|
4.2K
$195K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-34.5K- 14.29% |
$1.52M - $1.6M
|
207K
$9.59M
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-34.8K- 91.41% |
$1.53M - $1.61M
|
3.27K
$152K
|
|
|
Oct 20, 2022
Q3 2022
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-35.5K- 31.76% |
$1.56M - $1.65M
|
76.3K
$3.54M
|
|
|
Oct 20, 2022
Q3 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-35.8K- 82.81% |
$1.57M - $1.66M
|
7.42K
$344K
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-36.4K- 34.92% |
$1.6M - $1.69M
|
67.9K
$3.15M
|
|
|
Nov 01, 2022
Q3 2022
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-40.2K- 48.59% |
$1.76M - $1.86M
|
42.5K
$1.97M
|
|
|
Nov 14, 2022
Q3 2022
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-40.7K- 70.09% |
$1.79M - $1.88M
|
17.4K
$805K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-51.6K- 19.27% |
$2.27M - $2.39M
|
216K
$10M
|
|
|
Oct 12, 2022
Q3 2022
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-52.2K- 75.71% |
$2.29M - $2.42M
|
16.8K
$777K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-58.7K- 14.56% |
$2.58M - $2.72M
|
345K
$16M
|
|
|
Oct 28, 2022
Q3 2022
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-62.5K- 80.13% |
$2.75M - $2.9M
|
15.5K
$719K
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-63.7K- 41.59% |
$2.8M - $2.95M
|
89.5K
$4.15M
|
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-64.3K- 37.27% |
$2.82M - $2.98M
|
108K
$5.02M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-65.1K- 6.94% |
$2.86M - $3.01M
|
873K
$40.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-99.4K- 85.05% |
$4.37M - $4.6M
|
17.5K
$810K
|
|
|
Nov 03, 2022
Q3 2022
|
Wealth Trust Asset Management, LLC
Destin, FL |
SELL
|
- |
-109K- 95.6% |
$4.79M - $5.05M
|
5.02K
$233K
|
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-110K- 12.73% |
$4.82M - $5.08M
|
751K
$34.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-116K- 44.08% |
$5.11M - $5.38M
|
148K
$6.84M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-156K- 21.68% |
$6.86M - $7.24M
|
564K
$26.2M
|
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-157K- 26.46% |
$6.89M - $7.27M
|
436K
$20.2M
|
|
|
Oct 27, 2022
Q3 2022
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-162K- 70.29% |
$7.11M - $7.5M
|
68.5K
$3.17M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-186K- 8.46% |
$8.15M - $8.59M
|
2.01M
$93.1M
|
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-186K- 35.0% |
$8.17M - $8.61M
|
345K
$16M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-189K- 26.53% |
$8.29M - $8.74M
|
523K
$24.2M
|
|
|
Oct 12, 2022
Q3 2022
|
Mjp Associates Inc
|
SELL
|
- |
-218K- 37.66% |
$9.57M - $10.1M
|
360K
$16.7M
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-241K- 84.06% |
$10.6M - $11.2M
|
45.7K
$2.12M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-249K- 29.89% |
$11M - $11.6M
|
585K
$27.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-251K- 94.53% |
$11M - $11.6M
|
14.5K
$673K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-283K- 35.03% |
$12.4M - $13.1M
|
525K
$24.4M
|
|
|
Oct 11, 2022
Q3 2022
|
Lvz, Inc.
|
SELL
|
- |
-285K- 95.4% |
$12.5M - $13.2M
|
13.8K
$638K
|
|
|
Nov 15, 2022
Q3 2022
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-304K- 14.92% |
$13.3M - $14.1M
|
1.73M
$80.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-324K- 96.11% |
$14.2M - $15M
|
13.1K
$607K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-380K- 12.47% |
$16.7M - $17.6M
|
2.67M
$124M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-520K- 21.13% |
$22.9M - $24.1M
|
1.94M
$90M
|
|
|
Oct 27, 2022
Q3 2022
|
Blue Chip Partners, Inc.
|
SELL
|
- |
-573K- 98.69% |
$25.2M - $26.5M
|
7.58K
$351K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-592K- 7.66% |
$26M - $27.4M
|
7.14M
$331M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-595K- 92.44% |
$26.1M - $27.5M
|
48.6K
$2.25M
|
|
|
Oct 24, 2022
Q3 2022
|
Tru Wealth Advisors, LLC
|
SELL
|
- |
-718K- 96.57% |
$31.5M - $33.2M
|
25.5K
$1.18M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.19M- 29.42% |
$52.3M - $55.1M
|
2.86M
$132M
|