Purchases and Sales Made in Q3 2024 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-2.09K- 5.71% |
$95.2K - $96.8K
|
34.6K
$1.6M
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-2.18K- 5.11% |
$99.1K - $101K
|
40.4K
$1.87M
|
|
|
Oct 04, 2024
Q3 2024
|
Inspirion Wealth Advisors, LLC
|
SELL
|
- |
-2.31K- 31.36% |
$105K - $107K
|
5.06K
$235K
|
|
|
Nov 13, 2024
Q3 2024
|
Csenge Advisory Group
|
SELL
|
- |
-2.38K- 26.09% |
$108K - $110K
|
6.74K
$312K
|
|
|
Oct 31, 2024
Q3 2024
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-2.52K- 19.67% |
$115K - $117K
|
10.3K
$478K
|
|
|
Nov 14, 2024
Q3 2024
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-2.54K- 3.59% |
$115K - $117K
|
68.2K
$3.16M
|
|
|
Nov 04, 2024
Q3 2024
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-2.54K- 6.8% |
$116K - $118K
|
34.8K
$1.62M
|
|
|
Nov 14, 2024
Q3 2024
|
Paradigm Financial Partners, LLC
|
SELL
|
- |
-2.74K- 4.48% |
$125K - $127K
|
58.5K
$2.71M
|
|
|
Nov 05, 2024
Q3 2024
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-2.98K- 5.47% |
$135K - $138K
|
51.4K
$2.38M
|
|
|
Nov 05, 2024
Q3 2024
|
Kovack Advisors, Inc.
|
SELL
|
- |
-3.02K- 4.59% |
$137K - $140K
|
62.7K
$2.91M
|
|
|
Oct 15, 2024
Q3 2024
|
Spire Wealth Management
|
SELL
|
- |
-3.17K- 18.64% |
$144K - $146K
|
13.8K
$641K
|
|
|
Oct 30, 2024
Q3 2024
|
Clarity Financial LLC
|
SELL
|
- |
-3.25K- 16.55% |
$148K - $150K
|
16.4K
$759K
|
|
|
Oct 23, 2024
Q3 2024
|
Allworth Financial LP
|
SELL
|
- |
-3.32K- 76.85% |
$151K - $154K
|
1K
$46.4K
|
|
|
Nov 13, 2024
Q3 2024
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-3.94K- 41.45% |
$179K - $182K
|
5.56K
$258K
|
|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-3.95K- 4.13% |
$180K - $183K
|
91.7K
$4.25M
|
|
|
Nov 14, 2024
Q3 2024
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
SELL
|
- |
-4K- 30.08% |
$182K - $185K
|
9.29K
$431K
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-4.44K- 9.31% |
$202K - $205K
|
43.2K
$2M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-4.47K- 8.23% |
$203K - $207K
|
49.8K
$2.31M
|
|
|
Oct 08, 2024
Q3 2024
|
Tl Private Wealth
|
SELL
|
- |
-4.64K- 1.0% |
$211K - $215K
|
460K
$21.3M
|
|
|
Oct 15, 2024
Q3 2024
|
True Mark Investments, LLC
Chicago, IL |
SELL
|
- |
-4.99K- 39.25% |
$227K - $231K
|
7.73K
$358K
|
|
|
Oct 21, 2024
Q3 2024
|
My Legacy Advisors, LLC
|
SELL
|
- |
-5.07K- 20.12% |
$231K - $235K
|
20.1K
$934K
|
|
|
Nov 13, 2024
Q3 2024
|
Private Trust CO Na
|
SELL
|
- |
-5.1K- 47.01% |
$232K - $236K
|
5.75K
$267K
|
|
|
Oct 25, 2024
Q3 2024
|
American Financial Advisors, LLC
|
SELL
|
- |
-5.34K- 9.91% |
$243K - $247K
|
48.6K
$2.25M
|
|
|
Oct 18, 2024
Q3 2024
|
Midwest Heritage Bank, Fsb
|
SELL
|
- |
-5.36K- 4.41% |
$244K - $248K
|
116K
$5.38M
|
|
|
Oct 23, 2024
Q3 2024
|
Legacy Capital Group California, Inc.
Los Gatos, CA |
SELL
|
- |
-5.51K- 47.15% |
$251K - $255K
|
6.18K
$287K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-5.57K- 33.93% |
$253K - $258K
|
10.8K
$503K
|
|
|
Nov 12, 2024
Q3 2024
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-5.58K- 87.62% |
$254K - $258K
|
788
$36.5K
|
|
|
Oct 21, 2024
Q3 2024
|
Mattern Wealth Management LLC
|
SELL
|
- |
-6.01K- 35.85% |
$273K - $278K
|
10.7K
$498K
|
|
|
Oct 18, 2024
Q3 2024
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-6.77K- 9.06% |
$308K - $313K
|
67.9K
$3.15M
|
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-7.8K- 52.57% |
$355K - $361K
|
7.04K
$326K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-8.02K- 7.2% |
$365K - $371K
|
103K
$4.79M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-8.36K- 11.58% |
$380K - $387K
|
63.8K
$2.96M
|
|
|
Nov 06, 2024
Q3 2024
|
Endowment Wealth Management, Inc.
Appleton, WI |
SELL
|
- |
-8.89K- 22.97% |
$405K - $411K
|
29.8K
$1.38M
|
|
|
Oct 24, 2024
Q3 2024
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-9.52K- 12.36% |
$433K - $440K
|
67.5K
$3.13M
|
|
|
Nov 14, 2024
Q3 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-9.66K- 12.71% |
$440K - $447K
|
66.4K
$3.08M
|
|
|
Oct 04, 2024
Q3 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-9.92K- 15.86% |
$451K - $459K
|
52.6K
$2.44M
|
|
|
Nov 01, 2024
Q3 2024
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-10.1K- 58.63% |
$458K - $465K
|
7.1K
$329K
|
|
|
Nov 04, 2024
Q3 2024
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-11K- 92.72% |
$498K - $507K
|
860
$39.9K
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-11.9K- 98.68% |
$540K - $549K
|
159
$7.37K
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-12.1K- 9.66% |
$551K - $560K
|
113K
$5.25M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15.5K- 9.36% |
$707K - $719K
|
150K
$6.97M
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-15.6K- 6.81% |
$711K - $723K
|
214K
$9.92M
|
|
|
Nov 14, 2024
Q3 2024
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-15.8K- 47.38% |
$721K - $733K
|
17.6K
$816K
|
|
|
Nov 01, 2024
Q3 2024
|
Assetmark, Inc
|
SELL
|
- |
-17.7K- 91.06% |
$808K - $821K
|
1.74K
$80.8K
|
|
|
Oct 22, 2024
Q3 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-18.1K- 24.5% |
$825K - $838K
|
55.8K
$2.59M
|
|
|
Oct 29, 2024
Q3 2024
|
Fullcircle Wealth LLC
Dallas, TX |
SELL
|
- |
-19.5K- 37.5% |
$886K - $900K
|
32.4K
$1.5M
|
|
|
Nov 12, 2024
Q3 2024
|
Stone X Group Inc.
|
SELL
|
- |
-19.8K- 52.94% |
$900K - $915K
|
17.6K
$815K
|
|
|
Oct 23, 2024
Q3 2024
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-20K- 58.48% |
$911K - $926K
|
14.2K
$659K
|
|
|
Oct 25, 2024
Q3 2024
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-20.3K- 42.73% |
$923K - $938K
|
27.2K
$1.26M
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-21.9K- 4.83% |
$996K - $1.01M
|
431K
$20M
|