Purchases and Sales Made in Q4 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
7+ 1.87% |
$317 - $324
|
382
$17.7K
|
|
|
Feb 06, 2024
Q4 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
7+ 0.55% |
$317 - $324
|
1.28K
$59.2K
|
|
|
Feb 06, 2024
Q4 2023
|
First Horizon Advisors, Inc.
|
BUY
|
- |
7+ 0.85% |
$317 - $324
|
829
$38.4K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
5New |
$227 - $231
|
5
$232
|
|
|
Feb 14, 2024
Q4 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
2+ 1.26% |
$90.7 - $92.6
|
161
$7.47K
|
|
|
Feb 16, 2024
Q4 2023
|
Vima LLC
Troy, MI |
BUY
|
- |
2New |
$90.7 - $92.6
|
2
$92.7
|
|
|
Feb 07, 2024
Q4 2023
|
Northwest Financial Advisors
Herndon, VA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 17, 2024
Q4 2023
|
New Millennium Group LLC
Sandy, UT |
SELL
|
- |
-1- 4.55% |
$45.4 - $46.3
|
21
$974
|
|
|
Feb 13, 2024
Q4 2023
|
Fwl Investment Management, LLC
|
SELL
|
- |
-8- 53.33% |
$363 - $370
|
7
$325
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-31- 1.58% |
$1.41K - $1.43K
|
1.93K
$89.3K
|
|
|
Jan 23, 2024
Q4 2023
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-35- 0.48% |
$1.59K - $1.62K
|
7.29K
$338K
|
|
|
Feb 14, 2024
Q4 2023
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-70- 0.46% |
$3.17K - $3.24K
|
15K
$695K
|
|
|
Jan 22, 2024
Q4 2023
|
Clarus Wealth Advisors
|
SELL
|
- |
-82- 1.01% |
$3.72K - $3.79K
|
8.02K
$372K
|
|
|
Jan 29, 2024
Q4 2023
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-84- 34.57% |
$3.81K - $3.89K
|
159
$7.37K
|
|
|
Feb 02, 2024
Q4 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-118- 0.21% |
$5.35K - $5.46K
|
56.9K
$2.64M
|
|
|
Jan 23, 2024
Q4 2023
|
Tsfg, LLC
|
SELL
|
- |
-128- 7.44% |
$5.8K - $5.92K
|
1.59K
$73.9K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-158- 1.43% |
$7.17K - $7.31K
|
10.9K
$506K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-178- 5.02% |
$8.07K - $8.24K
|
3.37K
$156K
|
|
|
Feb 09, 2024
Q4 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-195- 2.63% |
$8.84K - $9.02K
|
7.22K
$335K
|
|
|
Jan 17, 2024
Q4 2023
|
Family Legacy, Inc.
|
SELL
|
- |
-231- 3.98% |
$10.5K - $10.7K
|
5.57K
$258K
|
|
|
Jan 09, 2024
Q4 2023
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-242- 2.47% |
$11K - $11.2K
|
9.57K
$444K
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-242- 4.12% |
$11K - $11.2K
|
5.63K
$261K
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-254- 0.31% |
$11.5K - $11.8K
|
82.9K
$3.85M
|
|
|
Jan 08, 2024
Q4 2023
|
Rvw Wealth, LLC
|
SELL
|
- |
-278- 0.97% |
$12.6K - $12.9K
|
28.5K
$1.32M
|
|
|
Jan 19, 2024
Q4 2023
|
Pfg Advisors
|
SELL
|
- |
-323- 4.58% |
$14.6K - $14.9K
|
6.73K
$312K
|
|
|
Feb 09, 2024
Q4 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-428- 0.55% |
$19.4K - $19.8K
|
77K
$3.57M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-438- 0.29% |
$19.9K - $20.3K
|
149K
$6.92M
|
|
|
Jan 09, 2024
Q4 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-479- 2.23% |
$21.7K - $22.2K
|
21K
$974K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-525- 2.19% |
$23.8K - $24.3K
|
23.5K
$1.09M
|
|
|
Jan 30, 2024
Q4 2023
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-543- 3.64% |
$24.6K - $25.1K
|
14.4K
$666K
|
|
|
Jan 12, 2024
Q4 2023
|
Clarity Financial LLC
|
SELL
|
- |
-544- 2.7% |
$24.7K - $25.2K
|
19.6K
$909K
|
|
|
Feb 14, 2024
Q4 2023
|
Concorde Asset Management, LLC
|
SELL
|
- |
-628- 9.8% |
$28.5K - $29.1K
|
5.78K
$268K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-659- 9.81% |
$29.9K - $30.5K
|
6.06K
$281K
|
|
|
Jan 25, 2024
Q4 2023
|
Kc Investment Advisors, LLC
Wichita, KS |
SELL
|
- |
-673- 6.82% |
$30.5K - $31.1K
|
9.2K
$427K
|
|
|
Feb 12, 2024
Q4 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
SELL
|
- |
-757- 4.07% |
$34.3K - $35K
|
17.8K
$827K
|
|
|
Jan 12, 2024
Q4 2023
|
My Legacy Advisors, LLC
|
SELL
|
- |
-766- 2.87% |
$34.7K - $35.5K
|
26K
$1.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-781- 11.66% |
$35.4K - $36.1K
|
5.92K
$274K
|
|
|
Jan 09, 2024
Q4 2023
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-787- 9.7% |
$35.7K - $36.4K
|
7.33K
$340K
|
|
|
Jan 31, 2024
Q4 2023
|
Gray Wealth Management Inc.
Bangor, ME |
SELL
|
- |
-800- 10.19% |
$36.3K - $37K
|
7.05K
$327K
|
|
|
Jan 18, 2024
Q4 2023
|
Accel Wealth Management
|
SELL
|
- |
-868- 0.7% |
$39.4K - $40.2K
|
122K
$5.68M
|
|
|
Jan 29, 2024
Q4 2023
|
Curtis Advisory Group, LLC
Santa Barbara, CA |
SELL
|
- |
-897- 7.24% |
$40.7K - $41.5K
|
11.5K
$533K
|
|
|
Feb 05, 2024
Q4 2023
|
Paradigm Financial Partners, LLC
|
SELL
|
- |
-996- 1.51% |
$45.2K - $46.1K
|
64.8K
$3M
|
|
|
Feb 08, 2024
Q4 2023
|
Legacy Capital Group California, Inc.
Los Gatos, CA |
SELL
|
- |
-1.03K- 7.17% |
$46.7K - $47.6K
|
13.3K
$618K
|
|
|
Jan 10, 2024
Q4 2023
|
Inspirion Wealth Advisors, LLC
|
SELL
|
- |
-1.09K- 11.11% |
$49.4K - $50.4K
|
8.72K
$404K
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.09K- 0.91% |
$49.5K - $50.5K
|
119K
$5.51M
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.12K- 20.74% |
$50.6K - $51.6K
|
4.27K
$198K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-1.12K- 1.17% |
$50.6K - $51.6K
|
94.4K
$4.38M
|
|
|
Jan 10, 2024
Q4 2023
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-1.16K- 8.22% |
$52.4K - $53.5K
|
12.9K
$599K
|
|
|
Feb 06, 2024
Q4 2023
|
Ifrah Financial Services, Inc.
|
SELL
|
- |
-1.2K- 2.77% |
$54.5K - $55.6K
|
42.3K
$1.96M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.27K- 83.46% |
$57.7K - $58.9K
|
252
$11.7K
|