Purchases and Sales Made in Q3 2021 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2021
Q3 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
883+ 5.89% |
$52.9K - $52.9K
|
15.9K
$952K
|
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
551+ 7.78% |
$33K - $33K
|
7.64K
$458K
|
|
|
Oct 15, 2021
Q3 2021
|
Sheets Smith Wealth Management
|
BUY
|
- |
500+ 5.8% |
$30K - $30K
|
9.12K
$547K
|
|
|
Oct 18, 2021
Q3 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
490+ 6.44% |
$29.4K - $29.4K
|
8.1K
$485K
|
|
|
Nov 05, 2021
Q3 2021
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
455+ 2.02% |
$27.3K - $27.3K
|
22.9K
$1.37M
|
|
|
Nov 12, 2021
Q3 2021
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
400+ 5.94% |
$24K - $24K
|
7.13K
$427K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
330+ 57.09% |
$19.8K - $19.8K
|
908
$54.4K
|
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
279+ 1.88% |
$16.7K - $16.7K
|
15.1K
$906K
|
|
|
Nov 12, 2021
Q3 2021
|
First Command Advisory Services, Inc.
|
BUY
|
- |
156New |
$9.35K - $9.35K
|
156
$9.35K
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
123New |
$7.37K - $7.38K
|
123
$7.37K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
77+ 0.23% |
$4.61K - $4.62K
|
33.6K
$2.01M
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
BUY
|
- |
65New |
$3.89K - $3.9K
|
65
$3.9K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
64+ 246.15% |
$3.83K - $3.84K
|
90
$5.4K
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
63+ 1.32% |
$3.77K - $3.78K
|
4.84K
$290K
|
|
|
Nov 02, 2021
Q3 2021
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
27+ 0.15% |
$1.62K - $1.62K
|
17.7K
$1.06M
|
|
|
Oct 21, 2021
Q3 2021
|
Concorde Asset Management, LLC
|
BUY
|
- |
27+ 0.72% |
$1.62K - $1.62K
|
3.78K
$227K
|
|
|
Nov 15, 2021
Q3 2021
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
4+ 0.06% |
$240 - $240
|
6.87K
$412K
|
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
2+ 0.02% |
$120 - $120
|
12.1K
$724K
|
|
|
Oct 20, 2021
Q3 2021
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
2+ 0.1% |
$120 - $120
|
2.09K
$125K
|
|
|
Nov 02, 2021
Q3 2021
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
1+ 0.22% |
$59.9 - $60
|
446
$26.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-30- 0.02% |
$1.8K - $1.8K
|
125K
$7.5M
|
|
|
Nov 02, 2021
Q3 2021
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-40- 0.55% |
$2.4K - $2.4K
|
7.21K
$432K
|
|
|
Jan 02, 2024
Q3 2021
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-55- 0.53% |
$3.3K - $3.3K
|
10.3K
$617K
|
|
|
Nov 08, 2021
Q3 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-59Closed |
$3.54K - $3.54K
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Clarus Wealth Advisors
|
SELL
|
- |
-97- 0.95% |
$5.81K - $5.82K
|
10.1K
$605K
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-99Closed |
$5.93K - $5.94K
|
0
$0
|
|
|
Oct 05, 2021
Q3 2021
|
M&R Capital Management Inc
|
SELL
|
- |
-100- 4.82% |
$5.99K - $6K
|
1.98K
$118K
|
|
|
Oct 26, 2021
Q3 2021
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-105- 0.74% |
$6.29K - $6.3K
|
14K
$841K
|
|
|
Oct 21, 2021
Q3 2021
|
Alpha Omega Group, Inc.
|
SELL
|
- |
-114- 0.76% |
$6.83K - $6.84K
|
14.9K
$893K
|
|
|
Nov 15, 2021
Q3 2021
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
SELL
|
- |
-122- 2.04% |
$7.31K - $7.32K
|
5.86K
$351K
|
|
|
Nov 12, 2021
Q3 2021
|
Peterson Wealth Management
|
SELL
|
- |
-138- 0.78% |
$8.27K - $8.27K
|
17.6K
$1.05M
|
|
|
Nov 15, 2021
Q3 2021
|
Derbend Asset Management
|
SELL
|
- |
-149- 1.41% |
$8.93K - $8.93K
|
10.4K
$626K
|
|
|
Nov 03, 2021
Q3 2021
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-161- 0.83% |
$9.65K - $9.65K
|
19.2K
$1.15M
|
|
|
Feb 23, 2022
Q3 2021
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-164- 2.29% |
$9.83K - $9.83K
|
6.99K
$419K
|
|
|
Oct 08, 2021
Q3 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-201- 2.99% |
$12K - $12.1K
|
6.51K
$390K
|
|
|
Nov 12, 2021
Q3 2021
|
Madden Advisory Services, Inc.
|
SELL
|
- |
-235- 1.63% |
$14.1K - $14.1K
|
14.1K
$848K
|
|
|
Nov 16, 2021
Q3 2021
|
Fin Trust Capital Advisors, LLC
|
SELL
|
- |
-254- 1.94% |
$15.2K - $15.2K
|
12.9K
$771K
|
|
|
Oct 18, 2021
Q3 2021
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-266Closed |
$15.9K - $15.9K
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-266- 4.75% |
$15.9K - $15.9K
|
5.34K
$320K
|
|
|
Oct 14, 2021
Q3 2021
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-312- 3.6% |
$18.7K - $18.7K
|
8.36K
$501K
|
|
|
Nov 03, 2021
Q3 2021
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-407- 10.46% |
$24.4K - $24.4K
|
3.48K
$209K
|
|
|
Oct 26, 2021
Q3 2021
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-417- 3.29% |
$25K - $25K
|
12.3K
$735K
|
|
|
Oct 14, 2021
Q3 2021
|
Aprio Wealth Management, LLC
|
SELL
|
- |
-498- 3.99% |
$29.8K - $29.9K
|
12K
$718K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-516- 7.9% |
$30.9K - $30.9K
|
6.01K
$360K
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-580- 1.35% |
$34.8K - $34.8K
|
42.5K
$2.55M
|
|
|
Oct 18, 2021
Q3 2021
|
Refined Wealth Management
|
SELL
|
- |
-598- 1.96% |
$35.8K - $35.9K
|
29.9K
$1.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-689- 11.07% |
$41.3K - $41.3K
|
5.53K
$332K
|
|
|
Oct 21, 2021
Q3 2021
|
Chiron Capital Management, LLC
|
SELL
|
- |
-718- 2.1% |
$43K - $43.1K
|
33.4K
$2M
|
|
|
Oct 15, 2021
Q3 2021
|
Wt Wealth Management
|
SELL
|
- |
-735- 1.05% |
$44K - $44.1K
|
69.3K
$4.15M
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-768- 4.39% |
$46K - $46K
|
16.7K
$1M
|