Purchases and Sales Made in Q3 2021 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-9.4K- 25.15% |
$563K - $563K
|
28K
$1.68M
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-9.44K- 45.45% |
$565K - $566K
|
11.3K
$679K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-9.92K- 64.69% |
$595K - $595K
|
5.42K
$325K
|
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-9.92K- 15.71% |
$595K - $595K
|
53.2K
$3.19M
|
|
|
Nov 08, 2021
Q3 2021
|
New Square Capital LLC
|
SELL
|
- |
-10.6K- 55.31% |
$637K - $638K
|
8.59K
$515K
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-11.2K- 6.72% |
$669K - $669K
|
155K
$9.29M
|
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-11.2K- 6.72% |
$669K - $669K
|
155K
$9.29M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-11.4KClosed |
$683K - $684K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-11.5K- 34.24% |
$688K - $688K
|
22K
$1.32M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-13.2K- 20.63% |
$792K - $792K
|
50.8K
$3.05M
|
|
|
Nov 05, 2021
Q3 2021
|
Summit Financial Wealth Advisors, LLC
|
SELL
|
- |
-13.4K- 5.3% |
$801K - $801K
|
239K
$14.3M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15.3K- 2.89% |
$920K - $920K
|
515K
$30.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-15.8K- 15.11% |
$946K - $947K
|
88.7K
$5.32M
|
|
|
Nov 09, 2021
Q3 2021
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-15.8K- 36.18% |
$946K - $947K
|
27.9K
$1.67M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-17.9KClosed |
$1.07M - $1.08M
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Ewg Elevate Inc.
|
SELL
|
- |
-18KClosed |
$1.08M - $1.08M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Avestar Capital, LLC
|
SELL
|
- |
-18K- 17.29% |
$1.08M - $1.08M
|
86.2K
$5.17M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-18K- 7.3% |
$1.08M - $1.08M
|
229K
$13.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-18.2K- 30.69% |
$1.09M - $1.09M
|
41.1K
$2.46M
|
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-18.5K- 69.27% |
$1.11M - $1.11M
|
8.2K
$491K
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-18.6KClosed |
$1.11M - $1.11M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-19.3K- 72.08% |
$1.16M - $1.16M
|
7.49K
$449K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-21.9K- 11.78% |
$1.31M - $1.31M
|
164K
$9.84M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-22K- 23.29% |
$1.32M - $1.32M
|
72.6K
$4.35M
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-22.4K- 22.92% |
$1.34M - $1.34M
|
75.4K
$4.52M
|
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-23.4K- 69.42% |
$1.4M - $1.4M
|
10.3K
$617K
|
|
|
Nov 12, 2021
Q3 2021
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-24.6K- 60.79% |
$1.47M - $1.47M
|
15.9K
$951K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-26.1K- 28.98% |
$1.56M - $1.56M
|
63.9K
$3.83M
|
|
|
Nov 10, 2021
Q3 2021
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-27.9K- 63.33% |
$1.67M - $1.67M
|
16.1K
$968K
|
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-31.9KClosed |
$1.91M - $1.91M
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-33K- 80.49% |
$1.98M - $1.98M
|
8K
$480K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-34.2KClosed |
$2.05M - $2.05M
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Grant
|
SELL
|
- |
-34.7KClosed |
$2.08M - $2.08M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-41.5K- 82.67% |
$2.49M - $2.49M
|
8.7K
$522K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-48.2K- 61.67% |
$2.89M - $2.89M
|
30K
$1.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Advisor Os, LLC
|
SELL
|
- |
-51.9K- 41.57% |
$3.11M - $3.11M
|
72.9K
$4.37M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-56K- 39.01% |
$3.35M - $3.36M
|
87.5K
$5.25M
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
SELL
|
- |
-59.1K- 40.86% |
$3.54M - $3.54M
|
85.5K
$5.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-68.7K- 38.86% |
$4.12M - $4.12M
|
108K
$6.48M
|
|
|
Oct 19, 2021
Q3 2021
|
Dfpg Investments, LLC
|
SELL
|
- |
-79K- 45.39% |
$4.74M - $4.74M
|
95.1K
$5.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-90.9K- 2.0% |
$5.44M - $5.45M
|
4.45M
$267M
|
|
|
Nov 12, 2021
Q3 2021
|
Mai Capital Management
|
SELL
|
- |
-95.8KClosed |
$5.74M - $5.74M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-109K- 18.09% |
$6.56M - $6.56M
|
495K
$29.7M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-123K- 8.07% |
$7.35M - $7.36M
|
1.4M
$83.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-181K- 64.09% |
$10.8M - $10.8M
|
101K
$6.06M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-193K- 15.1% |
$11.6M - $11.6M
|
1.09M
$65.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-198K- 91.57% |
$11.8M - $11.9M
|
18.2K
$1.09M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-285K- 8.05% |
$17.1M - $17.1M
|
3.26M
$195M
|
|
|
Nov 12, 2021
Q3 2021
|
Cassia Capital Partners, LLC
Winston Salem, NC |
SELL
|
- |
-298KClosed |
$17.9M - $17.9M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-307K- 32.63% |
$18.4M - $18.4M
|
634K
$38M
|