Purchases and Sales Made in Q3 2023 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
443K+ 14.42% |
$26.3M - $26.4M
|
3.51M
$210M
|
|
|
Oct 20, 2023
Q3 2023
|
Avestar Capital, LLC
|
BUY
|
- |
324K+ 178.5% |
$19.3M - $19.3M
|
506K
$30.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
311K+ 234.51% |
$18.5M - $18.6M
|
443K
$26.6M
|
|
|
Oct 16, 2023
Q3 2023
|
Cassia Capital Partners, LLC
Winston Salem, NC |
BUY
|
- |
275K+ 97.87% |
$16.3M - $16.4M
|
556K
$33.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
268KNew |
$15.9M - $16M
|
268K
$16.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
257K+ 43.69% |
$15.3M - $15.3M
|
844K
$50.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
196K+ 2.29% |
$11.6M - $11.7M
|
8.72M
$523M
|
|
|
Nov 14, 2023
Q3 2023
|
Harvest Investment Services, LLC
|
BUY
|
- |
184K+ 136.88% |
$11M - $11M
|
319K
$19.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
141K+ 1246.42% |
$8.39M - $8.42M
|
152K
$9.14M
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
BUY
|
- |
137KNew |
$8.14M - $8.18M
|
137K
$8.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
134K+ 61.84% |
$7.97M - $8M
|
351K
$21M
|
|
|
Nov 13, 2023
Q3 2023
|
Iron Bridge Private Wealth, LLC
|
BUY
|
- |
131KNew |
$7.78M - $7.82M
|
131K
$7.85M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
129K+ 19.51% |
$7.68M - $7.71M
|
791K
$47.4M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
128KNew |
$7.61M - $7.64M
|
128K
$7.67M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
119K+ 35.47% |
$7.09M - $7.12M
|
456K
$27.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
118KNew |
$7.02M - $7.05M
|
118K
$7.08M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
118KNew |
$7.02M - $7.05M
|
118K
$7.08M
|
|
|
Oct 20, 2023
Q3 2023
|
Lake Street Financial LLC
|
BUY
|
- |
114K+ 139.64% |
$6.78M - $6.81M
|
196K
$11.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
106K+ 166.57% |
$6.31M - $6.34M
|
170K
$10.2M
|
|
|
Nov 08, 2023
Q3 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
84.4K+ 252.6% |
$5.02M - $5.04M
|
118K
$7.07M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
83.9K+ 39.21% |
$4.99M - $5.01M
|
298K
$17.9M
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
78.6KNew |
$4.67M - $4.69M
|
78.6K
$4.71M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
74.7K+ 43.53% |
$4.44M - $4.46M
|
246K
$14.8M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
73.9K+ 10645.82% |
$4.39M - $4.41M
|
74.6K
$4.47M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
72K+ 74.71% |
$4.28M - $4.3M
|
168K
$10.1M
|
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
65.6K+ 33.15% |
$3.9M - $3.92M
|
263K
$15.8M
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
64.7K+ 13.03% |
$3.84M - $3.86M
|
561K
$33.7M
|
|
|
Nov 01, 2023
Q3 2023
|
Csenge Advisory Group
|
BUY
|
- |
53.7K+ 5.91% |
$3.19M - $3.21M
|
963K
$57.7M
|
|
|
Oct 17, 2023
Q3 2023
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
52.5K+ 31.51% |
$3.12M - $3.13M
|
219K
$13.1M
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
51.8K+ 24.3% |
$3.08M - $3.09M
|
265K
$15.9M
|
|
|
Nov 30, 2023
Q3 2023
|
Scarborough Advisors, LLC
Annapolis, MD |
BUY
|
- |
49.3K+ 4931.4% |
$2.93M - $2.94M
|
50.3K
$3.02M
|
|
|
Oct 31, 2023
Q3 2023
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
BUY
|
- |
47.4K+ 24.86% |
$2.82M - $2.83M
|
238K
$14.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
45.9K+ 18.61% |
$2.72M - $2.74M
|
292K
$17.5M
|
|
|
Nov 07, 2023
Q3 2023
|
Prosperity Financial Group, Inc.
San Ramon, CA |
BUY
|
- |
43K+ 51.18% |
$2.55M - $2.57M
|
127K
$7.61M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
36.8K+ 7.0% |
$2.19M - $2.2M
|
562K
$33.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
36.4KNew |
$2.17M - $2.18M
|
36.4K
$2.18M
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
33.2K+ 36.75% |
$1.97M - $1.98M
|
124K
$7.41M
|
|
|
Oct 24, 2023
Q3 2023
|
Kure Advisory, LLC
Plymouth, MN |
BUY
|
- |
28.5KNew |
$1.7M - $1.7M
|
28.5K
$1.71M
|
|
|
Nov 09, 2023
Q3 2023
|
Betterment LLC
New York, NY |
BUY
|
- |
26.6KNew |
$1.58M - $1.59M
|
26.6K
$1.59M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
26.3KNew |
$1.56M - $1.57M
|
26.3K
$1.57M
|
|
|
Nov 06, 2023
Q3 2023
|
Manchester Financial Inc
|
BUY
|
- |
25.6K+ 4.74% |
$1.52M - $1.53M
|
567K
$34M
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
25.1K+ 2879.04% |
$1.49M - $1.5M
|
26K
$1.56M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
23.9KNew |
$1.42M - $1.43M
|
23.9K
$1.44M
|
|
|
Nov 08, 2023
Q3 2023
|
Horizon Family Wealth, Inc.
|
BUY
|
- |
23.8KNew |
$1.41M - $1.42M
|
23.8K
$1.43M
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
22.1K+ 11.9% |
$1.31M - $1.32M
|
208K
$12.4M
|
|
|
Nov 03, 2023
Q3 2023
|
Paragon Advisors, LLC
|
BUY
|
- |
21.5KNew |
$1.28M - $1.29M
|
21.5K
$1.29M
|
|
|
Jul 22, 2024
Q3 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
21.4K+ 37.12% |
$1.27M - $1.28M
|
78.9K
$4.73M
|
|
|
Nov 08, 2023
Q3 2023
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
21K+ 151.47% |
$1.25M - $1.25M
|
34.8K
$2.09M
|
|
|
Nov 13, 2023
Q3 2023
|
Commonwealth Financial Services, LLC
Parkersburg, WV |
BUY
|
- |
19.1KNew |
$1.13M - $1.14M
|
19.1K
$1.14M
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
18.7K+ 9.84% |
$1.11M - $1.11M
|
208K
$12.5M
|