Latest Institutional Transactions on Sprott Focus Trust Inc. (FUND)
This table provides information on the latest institutional transactions involving Sprott Focus Trust Inc. (FUND) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
903+ 1.09% |
$6.74K - $7.57K
|
84.1K
$697K
|
|
|
Nov 14, 2025
Q3 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-9.9K- 6.72% |
$73.9K - $83K
|
137K
$1.14M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.54K- 14.95% |
$56.2K - $63.2K
|
42.9K
$356K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
291+ 1.54% |
$2.17K - $2.44K
|
19.1K
$159K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-17.8K- 5.83% |
$133K - $149K
|
287K
$2.38M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1New |
$7.46 - $8.38
|
1
$8.29
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.96K- 24.41% |
$52K - $58.4K
|
21.6K
$179K
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
343+ 3.28% |
$2.56K - $2.87K
|
10.8K
$89.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
271+ 1.55% |
$2.02K - $2.27K
|
17.7K
$147K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.3K+ 5.75% |
$114K - $128K
|
281K
$2.33M
|
|
|
Nov 14, 2025
Q3 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
43.8K+ 46.1% |
$327K - $367K
|
139K
$1.15M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-13.6K- 99.83% |
$101K - $114K
|
23
$191
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-20K- 12.48% |
$149K - $167K
|
140K
$1.16M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
25.4K+ 126.69% |
$190K - $213K
|
45.5K
$377K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-863- 0.71% |
$6.44K - $7.23K
|
121K
$1M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2K+ 2.07% |
$14.9K - $16.8K
|
98.6K
$817K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
23+ 1.5% |
$172 - $193
|
1.55K
$12.9K
|
|
|
Nov 12, 2025
Q3 2025
|
Sprott Inc.
Toronto, A6 |
BUY
|
- |
140K+ 0.93% |
$1.04M - $1.17M
|
15.2M
$126M
|
|
|
Nov 12, 2025
Q3 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
824+ 3.34% |
$6.15K - $6.91K
|
25.5K
$211K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-7.43K- 1.65% |
$55.4K - $62.2K
|
443K
$3.67M
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1+ 6.25% |
$7.46 - $8.38
|
17
$141
|
|
|
Nov 07, 2025
Q3 2025
|
Essex Financial Services, Inc.
|
SELL
|
- |
-178- 0.08% |
$1.33K - $1.49K
|
218K
$1.81M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.54K- 12.69% |
$11.5K - $12.9K
|
10.6K
$87.6K
|
|
|
Oct 30, 2025
Q3 2025
|
Hara Capital LLC
Bellevue, WA |
SELL
|
- |
-24.5K- 35.43% |
$183K - $205K
|
44.6K
$370K
|
|
|
Oct 28, 2025
Q3 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
1.78K+ 79.53% |
$13.3K - $14.9K
|
4.03K
$33.4K
|
|
|
Oct 28, 2025
Q3 2025
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-4.63K- 13.73% |
$34.6K - $38.8K
|
29.1K
$241K
|
|
|
Oct 22, 2025
Q3 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
29K+ 19.86% |
$216K - $243K
|
175K
$1.45M
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
14.7K+ 3.19% |
$109K - $123K
|
474K
$3.93M
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
701+ 3.31% |
$5.23K - $5.87K
|
21.9K
$181K
|
|
|
Oct 17, 2025
Q3 2025
|
Sapient Capital LLC
Indianapolis, IN |
SELL
|
- |
-3.09K- 3.75% |
$23K - $25.9K
|
79.2K
$656K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.92K+ 0.5% |
$18.7K - $22.1K
|
582K
$4.82M
|
|
|
Aug 14, 2025
Q2 2025
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
207+ 1.72% |
$1.33K - $1.56K
|
12.2K
$101K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
792New |
$5.08K - $5.99K
|
792
$6.57K
|
|
| Q1 2025 | |||||||
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-466- 1.92% |
$3.35K - $3.61K
|
23.8K
$197K
|
|
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
SELL
|
- |
-23.3K- 60.13% |
$168K - $181K
|
15.5K
$128K
|
|
| Q4 2024 | |||||||
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
652New |
$4.73K - $5.35K
|
652
$5.41K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-15.7K- 29.4% |
$114K - $129K
|
37.7K
$313K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-86- 0.05% |
$624 - $705
|
159K
$1.32M
|
|
| Q3 2024 | |||||||
|
Jul 24, 2025
Q3 2024
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-1K- 8.55% |
$7.42K - $8.12K
|
10.7K
$88.9K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.86K- 1.22% |
$21.2K - $23.2K
|
231K
$1.92M
|
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
SELL
|
- |
-273- 2.54% |
$2.02K - $2.21K
|
10.5K
$87K
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1New |
$7.41 - $8.1
|
1
$8.29
|
|
|
Nov 01, 2024
Q3 2024
|
Capital Performance Advisors LLP
|
BUY
|
- |
2.33KNew |
$17.2K - $18.8K
|
2.33K
$19.3K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
18KNew |
$133K - $146K
|
18K
$149K
|
|
| Q1 2024 | |||||||
|
Mar 11, 2025
Q1 2024
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-455- 67.71% |
$3.4K - $3.66K
|
217
$1.8K
|
|
|
Jul 31, 2024
Q1 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-21.8KClosed |
$163K - $175K
|
0
$0
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
232KNew |
$1.73M - $1.87M
|
232K
$1.92M
|
|
| Q4 2023 | |||||||
|
Feb 13, 2024
Q4 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-5.14K- 33.28% |
$35.5K - $41.3K
|
10.3K
$85.4K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
1KNew |
$6.91K - $8.04K
|
1K
$8.29K
|
|