Latest Institutional Transactions on Sprott Focus Trust Inc. (FUND)
This table provides information on the latest institutional transactions involving Sprott Focus Trust Inc. (FUND) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 14, 2025
Q4 2024
|
Hara Capital LLC
Bellevue, WA |
SELL
|
- |
-10K- 12.57% |
$72.5K - $82K
|
69.6K
$500K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
56+ 0.23% |
$406 - $459
|
24.2K
$174K
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
32.5KNew |
$236K - $267K
|
32.5K
$234K
|
|
|
Feb 14, 2025
Q4 2024
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
10.8KNew |
$78.2K - $88.5K
|
10.8K
$77.6K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
3.87K+ 3.48% |
$28.1K - $31.7K
|
115K
$827K
|
|
|
Feb 14, 2025
Q4 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
600+ 2.97% |
$4.35K - $4.92K
|
20.8K
$150K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
34K+ 7.36% |
$247K - $279K
|
496K
$3.57M
|
|
|
Feb 14, 2025
Q4 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-2.22K- 2.4% |
$16.1K - $18.2K
|
90.3K
$649K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
47.1K+ 21.77% |
$341K - $386K
|
263K
$1.89M
|
|
|
Feb 14, 2025
Q4 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
41.8K+ 34.55% |
$303K - $343K
|
163K
$1.17M
|
|
|
Feb 14, 2025
Q4 2024
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
38.8KNew |
$281K - $318K
|
38.8K
$279K
|
|
|
Feb 14, 2025
Q4 2024
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
341+ 2.98% |
$2.47K - $2.8K
|
11.8K
$84.8K
|
|
|
Feb 14, 2025
Q4 2024
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-11.2K- 3.41% |
$81.5K - $92.2K
|
318K
$2.29M
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
652New |
$4.73K - $5.35K
|
652
$4.69K
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
555+ 2.34% |
$4.02K - $4.55K
|
24.3K
$175K
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-599K- 61.5% |
$4.35M - $4.92M
|
375K
$2.7M
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
11.2KNew |
$81.2K - $91.8K
|
11.2K
$80.5K
|
|
|
Feb 13, 2025
Q4 2024
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
52.6K+ 20.42% |
$381K - $431K
|
310K
$2.23M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
6.13K+ 7.61% |
$44.4K - $50.2K
|
86.7K
$623K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-15.7K- 29.4% |
$114K - $129K
|
37.7K
$271K
|
|
|
Feb 12, 2025
Q4 2024
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
1.95K+ 9.03% |
$14.1K - $16K
|
23.5K
$169K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
542+ 2.95% |
$3.93K - $4.44K
|
18.9K
$136K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
249K+ 178.95% |
$1.81M - $2.04M
|
388K
$2.79M
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
19.8KNew |
$143K - $162K
|
19.8K
$142K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
229+ 8.81% |
$1.66K - $1.88K
|
2.83K
$20.3K
|
|
|
Feb 06, 2025
Q4 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
39.1K+ 41.32% |
$283K - $320K
|
134K
$961K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
20.3KNew |
$147K - $166K
|
20.3K
$146K
|
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-567- 27.36% |
$4.11K - $4.65K
|
1.51K
$10.8K
|
|
|
Feb 04, 2025
Q4 2024
|
Sprott Inc.
Toronto, A6 |
BUY
|
- |
328K+ 2.27% |
$2.38M - $2.69M
|
14.8M
$106M
|
|
|
Feb 03, 2025
Q4 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
52.6K+ 38.75% |
$382K - $432K
|
188K
$1.36M
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-86- 0.05% |
$624 - $705
|
159K
$1.15M
|
|
|
Jan 29, 2025
Q4 2024
|
Sapient Capital LLC
Indianapolis, IN |
BUY
|
- |
2.35K+ 2.96% |
$17K - $19.2K
|
81.6K
$587K
|
|
|
Jan 29, 2025
Q4 2024
|
Essex Financial Services, Inc.
|
SELL
|
- |
-2.4K- 1.01% |
$17.4K - $19.7K
|
235K
$1.69M
|
|
| Q3 2024 | |||||||
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.86K- 1.22% |
$21.2K - $23.2K
|
231K
$1.66M
|
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
SELL
|
- |
-273- 2.54% |
$2.02K - $2.21K
|
10.5K
$75.4K
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1New |
$7.41 - $8.1
|
1
$7.19
|
|
|
Nov 01, 2024
Q3 2024
|
Capital Performance Advisors LLP
|
BUY
|
- |
2.33KNew |
$17.2K - $18.8K
|
2.33K
$16.7K
|
|
|
Oct 23, 2024
Q3 2024
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-1K- 8.55% |
$7.42K - $8.12K
|
10.7K
$77.1K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
18KNew |
$133K - $146K
|
18K
$130K
|
|
| Q1 2024 | |||||||
|
Mar 11, 2025
Q1 2024
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-455- 67.71% |
$3.4K - $3.66K
|
217
$1.56K
|
|
|
Jul 31, 2024
Q1 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-21.8KClosed |
$163K - $175K
|
0
$0
|
|
|
Jun 11, 2024
Q1 2024
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
16New |
$120 - $129
|
16
$115
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
232KNew |
$1.73M - $1.87M
|
232K
$1.67M
|
|
| Q4 2023 | |||||||
|
Feb 13, 2024
Q4 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-5.14K- 33.28% |
$35.5K - $41.3K
|
10.3K
$74.1K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
1KNew |
$6.91K - $8.04K
|
1K
$7.19K
|
|
|
Jan 29, 2024
Q4 2023
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-364- 0.9% |
$2.52K - $2.93K
|
40K
$288K
|
|
| Q3 2023 | |||||||
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.75KNew |
$13K - $14.7K
|
1.75K
$12.6K
|
|
|
Oct 16, 2023
Q3 2023
|
Rothschild Investment Corp
|
BUY
|
- |
344+ 1.63% |
$2.56K - $2.9K
|
21.4K
$154K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
320+ 1.54% |
$2.37K - $2.62K
|
21.1K
$152K
|
|