Latest Institutional Sells of Sprott Focus Trust Inc. (FUND)
This list provides information on the latest institutional transactions involving Sprott Focus Trust Inc. (FUND) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-161K- 98.46% |
$1.18M - $1.3M
|
2.51K
$19.3K
|
|
Aug 08, 2024
Q2 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-68.2K- 16.97% |
$501K - $552K
|
334K
$2.56M
|
|
Aug 13, 2024
Q2 2024
|
Sprott Inc.
Toronto, A6 |
SELL
|
- |
-65.8K- 0.46% |
$483K - $532K
|
14.1M
$109M
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
SELL
|
- |
-6.52K- 5.58% |
$47.9K - $52.7K
|
110K
$847K
|
|
Aug 13, 2024
Q2 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-6.36K- 11.27% |
$46.8K - $51.5K
|
50.1K
$385K
|
|
Aug 14, 2024
Q2 2024
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-5.89K- 1.77% |
$43.3K - $47.6K
|
326K
$2.51M
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-5.87K- 20.99% |
$43.2K - $47.5K
|
22.1K
$170K
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.06K- 6.19% |
$37.2K - $41K
|
76.7K
$589K
|
|
Aug 01, 2024
Q2 2024
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-4.12K- 25.99% |
$30.2K - $33.3K
|
11.7K
$90K
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.45K- 16.0% |
$25.4K - $27.9K
|
18.1K
$139K
|
|
Aug 07, 2024
Q2 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.25K- 2.4% |
$23.9K - $26.3K
|
132K
$1.01M
|
|
Aug 22, 2024
Q2 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.06K- 0.87% |
$15.1K - $16.6K
|
234K
$1.8M
|
|
Aug 14, 2024
Q2 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.5K- 1.65% |
$11K - $12.1K
|
89.5K
$687K
|
|
Aug 09, 2024
Q2 2024
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-1.39K- 6.38% |
$10.2K - $11.2K
|
20.4K
$156K
|
|
Aug 14, 2024
Q2 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.05K- 0.25% |
$7.72K - $8.5K
|
417K
$3.2M
|
|
Jul 15, 2024
Q2 2024
|
Sapient Capital LLC
Indianapolis, IN |
SELL
|
- |
-564- 0.61% |
$4.15K - $4.56K
|
91.6K
$704K
|
|
Aug 09, 2024
Q2 2024
|
Essex Financial Services, Inc.
|
SELL
|
- |
-175- 0.07% |
$1.29K - $1.42K
|
260K
$2M
|
|
Q1 2024 | |||||||
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-110K- 34.31% |
$824K - $886K
|
211K
$1.62M
|
|
Jul 31, 2024
Q1 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-21.8KClosed |
$163K - $175K
|
0
$0
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-322- 1.62% |
$2.41K - $2.59K
|
19.5K
$150K
|
|
Q4 2023 | |||||||
Feb 13, 2024
Q4 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-5.14K- 33.28% |
$35.5K - $41.3K
|
10.3K
$79.1K
|
|
Jan 29, 2024
Q4 2023
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-364- 0.9% |
$2.52K - $2.93K
|
40K
$307K
|
|
Q1 2023 | |||||||
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-30.2K- 42.1% |
$234K - $267K
|
41.5K
$319K
|
|
Q4 2022 | |||||||
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.01K- 17.21% |
$28.2K - $34.2K
|
19.3K
$148K
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-1K- 4.46% |
$7.03K - $8.54K
|
21.4K
$164K
|
|
Q3 2022 | |||||||
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-19.8K- 47.44% |
$135K - $167K
|
22K
$169K
|
|
Q2 2022 | |||||||
Aug 15, 2022
Q2 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-51.3KClosed |
$385K - $478K
|
0
$0
|
|
Aug 09, 2022
Q2 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-910- 95.29% |
$6.83K - $8.48K
|
45
$346
|
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-392Closed |
$2.94K - $3.65K
|
0
$0
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-17.1KClosed |
$139K - $156K
|
0
$0
|
|
May 03, 2022
Q1 2022
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-7.5K- 95.54% |
$60.8K - $68.3K
|
350
$2.69K
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-49Closed |
$397 - $446
|
0
$0
|
|
Q4 2021 | |||||||
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-456KClosed |
$3.71M - $4.2M
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-17.9KClosed |
$146K - $165K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-10.8KClosed |
$87.4K - $98.9K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.3KClosed |
$83.7K - $94.8K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-188KClosed |
$1.49M - $1.61M
|
0
$0
|
|
Nov 03, 2021
Q3 2021
|
Auxano Advisors, LLC
|
SELL
|
- |
-10.7KClosed |
$84.9K - $91.5K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-10.5KClosed |
$83.6K - $90K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-3.02KClosed |
$24K - $25.8K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-1.07KClosed |
$8.47K - $9.12K
|
0
$0
|
|
Q1 2021 | |||||||
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-114KClosed |
$781K - $926K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 04, 2021
Q4 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-18.3KClosed |
$106K - $129K
|
0
$0
|
|
Feb 01, 2021
Q4 2020
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-18.1KClosed |
$105K - $128K
|
0
$0
|
|
Q3 2020 | |||||||
Oct 21, 2020
Q3 2020
|
Gemmer Asset Management LLC
|
SELL
|
- |
-400Closed |
$2.34K - $2.6K
|
0
$0
|
|
Oct 13, 2020
Q3 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-12Closed |
$70.3 - $78.1
|
0
$0
|
|
Q1 2020 | |||||||
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-25.2KClosed |
$105K - $189K
|
0
$0
|
|
Q3 2019 | |||||||
Oct 15, 2019
Q3 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-36.7KClosed |
$237K - $258K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-17KClosed |
$110K - $120K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 13, 2019
Q2 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-29.8KClosed |
$188K - $212K
|
0
$0
|