Latest Institutional Sells of Sprott Focus Trust Inc. (FUND)
This list provides information on the latest institutional transactions involving Sprott Focus Trust Inc. (FUND) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 30, 2025
Q3 2025
|
Hara Capital LLC
Bellevue, WA |
SELL
|
- |
-24.5K- 35.43% |
$183K - $205K
|
44.6K
$370K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-20K- 12.48% |
$149K - $167K
|
140K
$1.16M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-17.8K- 5.83% |
$133K - $149K
|
287K
$2.38M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-13.6K- 99.83% |
$101K - $114K
|
23
$191
|
|
|
Nov 14, 2025
Q3 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-9.9K- 6.72% |
$73.9K - $83K
|
137K
$1.14M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.54K- 14.95% |
$56.2K - $63.2K
|
42.9K
$356K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-7.43K- 1.65% |
$55.4K - $62.2K
|
443K
$3.67M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.96K- 24.41% |
$52K - $58.4K
|
21.6K
$179K
|
|
|
Oct 28, 2025
Q3 2025
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-4.63K- 13.73% |
$34.6K - $38.8K
|
29.1K
$241K
|
|
|
Oct 17, 2025
Q3 2025
|
Sapient Capital LLC
Indianapolis, IN |
SELL
|
- |
-3.09K- 3.75% |
$23K - $25.9K
|
79.2K
$656K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.54K- 12.69% |
$11.5K - $12.9K
|
10.6K
$87.6K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-863- 0.71% |
$6.44K - $7.23K
|
121K
$1M
|
|
|
Nov 07, 2025
Q3 2025
|
Essex Financial Services, Inc.
|
SELL
|
- |
-178- 0.08% |
$1.33K - $1.49K
|
218K
$1.81M
|
|
| Q1 2025 | |||||||
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
SELL
|
- |
-23.3K- 60.13% |
$168K - $181K
|
15.5K
$128K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-466- 1.92% |
$3.35K - $3.61K
|
23.8K
$197K
|
|
| Q4 2024 | |||||||
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-15.7K- 29.4% |
$114K - $129K
|
37.7K
$313K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-86- 0.05% |
$624 - $705
|
159K
$1.32M
|
|
| Q3 2024 | |||||||
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.86K- 1.22% |
$21.2K - $23.2K
|
231K
$1.92M
|
|
|
Jul 24, 2025
Q3 2024
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-1K- 8.55% |
$7.42K - $8.12K
|
10.7K
$88.9K
|
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
SELL
|
- |
-273- 2.54% |
$2.02K - $2.21K
|
10.5K
$87K
|
|
| Q1 2024 | |||||||
|
Jul 31, 2024
Q1 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-21.8KClosed |
$163K - $175K
|
0
$0
|
|
|
Mar 11, 2025
Q1 2024
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-455- 67.71% |
$3.4K - $3.66K
|
217
$1.8K
|
|
| Q4 2023 | |||||||
|
Feb 13, 2024
Q4 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-5.14K- 33.28% |
$35.5K - $41.3K
|
10.3K
$85.4K
|
|
| Q1 2023 | |||||||
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-30.2K- 42.1% |
$234K - $267K
|
41.5K
$344K
|
|
| Q4 2022 | |||||||
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-1K- 4.46% |
$7.03K - $8.54K
|
21.4K
$177K
|
|
| Q3 2022 | |||||||
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-19.8K- 47.44% |
$135K - $167K
|
22K
$182K
|
|
| Q2 2022 | |||||||
|
Aug 09, 2022
Q2 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-910- 95.29% |
$6.83K - $8.48K
|
45
$373
|
|
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-392Closed |
$2.94K - $3.65K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-17.1KClosed |
$139K - $156K
|
0
$0
|
|
|
May 03, 2022
Q1 2022
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-7.5K- 95.54% |
$60.8K - $68.3K
|
350
$2.9K
|
|
| Q4 2021 | |||||||
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-456KClosed |
$3.71M - $4.2M
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-17.9KClosed |
$146K - $165K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-10.8KClosed |
$87.4K - $98.9K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-188KClosed |
$1.49M - $1.61M
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Auxano Advisors, LLC
|
SELL
|
- |
-10.7KClosed |
$84.9K - $91.5K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-10.5KClosed |
$83.6K - $90K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-3.02KClosed |
$24K - $25.8K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-1.07KClosed |
$8.47K - $9.12K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-114KClosed |
$781K - $926K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 04, 2021
Q4 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-18.3KClosed |
$106K - $129K
|
0
$0
|
|
|
Feb 01, 2021
Q4 2020
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-18.1KClosed |
$105K - $128K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Oct 21, 2020
Q3 2020
|
Gemmer Asset Management LLC
|
SELL
|
- |
-400Closed |
$2.34K - $2.6K
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-12Closed |
$70.3 - $78.1
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-25.2KClosed |
$105K - $189K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 15, 2019
Q3 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-36.7KClosed |
$237K - $258K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-17KClosed |
$110K - $120K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-29.8KClosed |
$188K - $212K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-1.37KClosed |
$8.61K - $9.73K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 03, 2019
Q1 2019
|
Shufro Rose & CO LLC
|
SELL
|
- |
-34.6KClosed |
$201K - $241K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-11.5KClosed |
$66.9K - $80.1K
|
0
$0
|
|