Purchases and Sales Made in Q3 2021 in Sprott Focus Trust Inc. (FUND)
This table provides information about the institutional ownership of Sprott Focus Trust Inc. (FUND) during Q3 2021. The information is specifically focused on institutions that hold shares of SPROTT FOCUS TRUST INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
293K+ 2339.28% |
$2.33M - $2.51M
|
305K
$2.34M
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
189KNew |
$1.5M - $1.62M
|
189K
$1.45M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
50.6K+ 86.64% |
$402K - $433K
|
109K
$837K
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
39.6K+ 18.19% |
$315K - $339K
|
257K
$1.98M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
29.5KNew |
$234K - $252K
|
29.5K
$226K
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
25.5K+ 12.14% |
$203K - $218K
|
235K
$1.81M
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
17.9KNew |
$143K - $153K
|
17.9K
$138K
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
10.8KNew |
$85.5K - $92K
|
10.8K
$82.6K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9K+ 58.03% |
$71.6K - $77K
|
24.5K
$188K
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
7.51K+ 1.67% |
$59.7K - $64.3K
|
457K
$3.51M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
3.79K+ 3.92% |
$30.1K - $32.5K
|
101K
$773K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
995+ 0.49% |
$7.91K - $8.52K
|
202K
$1.56M
|
|
Nov 12, 2021
Q3 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
286+ 0.28% |
$2.27K - $2.45K
|
101K
$777K
|
|
Oct 12, 2021
Q3 2021
|
Rothschild Investment Corp
|
BUY
|
- |
273+ 1.52% |
$2.17K - $2.34K
|
18.2K
$140K
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
13+ 1.38% |
$103 - $111
|
955
$7.33K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1+ 2.17% |
$7.95 - $8.56
|
47
$361
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Sprott Inc.
Toronto, A6 |
SELL
|
- |
-803- 0.82% |
$6.38K - $6.87K
|
97.4K
$748K
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-889Closed |
$7.07K - $7.61K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-1.07KClosed |
$8.47K - $9.12K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.2K- 10.28% |
$17.5K - $18.8K
|
19.2K
$147K
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-3.02KClosed |
$24K - $25.8K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-10.5KClosed |
$83.6K - $90K
|
0
$0
|
|
Nov 03, 2021
Q3 2021
|
Auxano Advisors, LLC
|
SELL
|
- |
-10.7KClosed |
$84.9K - $91.5K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-10.7K- 2.75% |
$85.4K - $92K
|
380K
$2.92M
|
|
Nov 09, 2021
Q3 2021
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-16K- 67.03% |
$127K - $137K
|
7.85K
$60.3K
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-18.1K- 3.83% |
$144K - $155K
|
456K
$3.5M
|
|
Nov 10, 2021
Q3 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-18.7K- 35.06% |
$149K - $160K
|
34.7K
$266K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-25.8K- 71.44% |
$205K - $221K
|
10.3K
$79.1K
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-27.7K- 10.23% |
$220K - $237K
|
243K
$1.86M
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-48.7K- 3.23% |
$388K - $417K
|
1.46M
$11.2M
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-188KClosed |
$1.49M - $1.61M
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-267K- 54.04% |
$2.12M - $2.29M
|
227K
$1.74M
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-335K- 50.57% |
$2.66M - $2.87M
|
328K
$2.52M
|