Purchases and Sales Made in Q4 2022 in Sprott Focus Trust Inc. (FUND)
This table provides information about the institutional ownership of Sprott Focus Trust Inc. (FUND) during Q4 2022. The information is specifically focused on institutions that hold shares of SPROTT FOCUS TRUST INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2023
Q4 2022
|
Lodestar Private Asset Management LLC
Alamo, CA |
BUY
|
- |
41.2KNew |
$290K - $352K
|
41.2K
$318K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
30.5K+ 11.99% |
$214K - $260K
|
285K
$2.2M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
24.1KNew |
$169K - $206K
|
24.1K
$186K
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
19.1K+ 3.24% |
$134K - $163K
|
609K
$4.7M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
17.7K+ 32.68% |
$124K - $151K
|
71.7K
$553K
|
|
|
Feb 13, 2023
Q4 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
16.9KNew |
$119K - $144K
|
16.9K
$130K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
16.1K+ 15.0% |
$113K - $137K
|
123K
$951K
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
15K+ 15.85% |
$106K - $128K
|
110K
$846K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
8.02K+ 37.14% |
$56.3K - $68.4K
|
29.6K
$228K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
7.16K+ 6.85% |
$50.3K - $61.1K
|
112K
$861K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3K+ 0.75% |
$21.1K - $25.6K
|
405K
$3.12M
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.31KNew |
$9.18K - $11.2K
|
1.31K
$10.1K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.24KNew |
$8.72K - $10.6K
|
1.24K
$9.57K
|
|
|
Feb 10, 2023
Q4 2022
|
Essex Financial Services, Inc.
|
BUY
|
- |
553+ 0.2% |
$3.89K - $4.72K
|
277K
$2.14M
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
288+ 1.6% |
$2.02K - $2.46K
|
18.3K
$141K
|
|
|
Feb 14, 2023
Q4 2022
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
160+ 1.59% |
$1.12K - $1.37K
|
10.2K
$78.8K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
20+ 1.53% |
$141 - $171
|
1.33K
$10.2K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-109- 0.17% |
$766 - $931
|
65.1K
$502K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-876- 0.38% |
$6.16K - $7.48K
|
228K
$1.76M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-1K- 4.46% |
$7.03K - $8.54K
|
21.4K
$165K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.11K- 0.52% |
$21.8K - $26.5K
|
593K
$4.57M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.01K- 17.21% |
$28.2K - $34.2K
|
19.3K
$149K
|
|
|
Jan 19, 2023
Q4 2022
|
Rothschild Investment Corp
|
SELL
|
- |
-4.64K- 18.51% |
$32.6K - $39.7K
|
20.4K
$158K
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-6.37K- 2.19% |
$44.8K - $54.4K
|
284K
$2.19M
|
|
|
Feb 13, 2023
Q4 2022
|
Sprott Inc.
Toronto, A6 |
SELL
|
- |
-6.45K- 5.65% |
$45.4K - $55.1K
|
108K
$831K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-17.7K- 43.11% |
$124K - $151K
|
23.4K
$180K
|
|
|
Feb 14, 2023
Q4 2022
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-84K- 9.55% |
$591K - $717K
|
796K
$6.14M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-125K- 50.91% |
$875K - $1.06M
|
120K
$926K
|