Purchases and Sales Made in Q4 2023 in Sprott Focus Trust Inc. (FUND)
This table provides information about the institutional ownership of Sprott Focus Trust Inc. (FUND) during Q4 2023. The information is specifically focused on institutions that hold shares of SPROTT FOCUS TRUST INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
158K+ 23.29% |
$1.09M - $1.27M
|
837K
$6.45M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
111K+ 52.9% |
$768K - $894K
|
321K
$2.48M
|
|
|
Jan 29, 2024
Q4 2023
|
Sapient Capital LLC
Indianapolis, IN |
BUY
|
- |
83.5KNew |
$577K - $671K
|
83.5K
$644K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
53.2K+ 1015.86% |
$368K - $428K
|
58.5K
$451K
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
40.7KNew |
$281K - $327K
|
40.7K
$314K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
29.8K+ 4122.38% |
$206K - $240K
|
30.6K
$236K
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
26.8K+ 231.84% |
$185K - $216K
|
38.4K
$296K
|
|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
21.8KNew |
$150K - $175K
|
21.8K
$168K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.7K+ 7.75% |
$80.8K - $94K
|
162K
$1.25M
|
|
|
Feb 06, 2024
Q4 2023
|
Sapient Capital LLC
Indianapolis, IN |
BUY
|
- |
10.6K+ 12.73% |
$73.5K - $85.5K
|
94.1K
$726K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
3.51KNew |
$24.2K - $28.2K
|
3.51K
$27K
|
|
|
Feb 14, 2024
Q4 2023
|
Sprott Inc.
Toronto, A6 |
BUY
|
- |
3.4K+ 3.06% |
$23.5K - $27.3K
|
114K
$882K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.83K+ 1.2% |
$19.6K - $22.8K
|
238K
$1.84M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.83K+ 3.31% |
$12.6K - $14.7K
|
57K
$439K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
1KNew |
$6.91K - $8.04K
|
1K
$7.71K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
411+ 1.74% |
$2.84K - $3.3K
|
24.1K
$186K
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
339+ 1.58% |
$2.34K - $2.73K
|
21.8K
$168K
|
|
|
Feb 05, 2024
Q4 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
172+ 1.6% |
$1.19K - $1.38K
|
10.9K
$84K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
34+ 0.03% |
$235 - $273
|
115K
$883K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
22+ 1.12% |
$152 - $177
|
1.99K
$15.4K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-92- 0.1% |
$636 - $740
|
94K
$725K
|
|
|
Jan 29, 2024
Q4 2023
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-364- 0.9% |
$2.52K - $2.93K
|
40K
$309K
|
|
|
Jan 31, 2024
Q4 2023
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-1K- 5.95% |
$6.92K - $8.06K
|
15.8K
$122K
|
|
|
Feb 05, 2024
Q4 2023
|
Essex Financial Services, Inc.
|
SELL
|
- |
-2.93K- 1.06% |
$20.2K - $23.5K
|
272K
$2.1M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.51K- 4.43% |
$31.2K - $36.3K
|
97.3K
$750K
|
|
|
Feb 13, 2024
Q4 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-5.14K- 33.28% |
$35.5K - $41.3K
|
10.3K
$79.4K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-7.02K- 16.09% |
$48.5K - $56.5K
|
36.6K
$282K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-16K- 4.55% |
$110K - $128K
|
335K
$2.58M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-27.8K- 6.49% |
$192K - $224K
|
401K
$3.09M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-35.3K- 9.89% |
$244K - $283K
|
321K
$2.48M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-308K- 64.16% |
$2.13M - $2.48M
|
172K
$1.33M
|