Purchases and Sales Made in Q1 2024 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q1 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2024
Q1 2024
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
311KNew |
$18.4M - $20.4M
|
311K
$26.1M
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
68.2K+ 392.06% |
$4.04M - $4.48M
|
85.6K
$7.19M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
61.6K+ 69.59% |
$3.65M - $4.05M
|
150K
$12.6M
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
48.9K+ 38.02% |
$2.9M - $3.21M
|
177K
$14.9M
|
|
|
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
22.1K+ 151.22% |
$1.31M - $1.45M
|
36.7K
$3.09M
|
|
|
May 15, 2024
Q1 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
15.7KNew |
$930K - $1.03M
|
15.7K
$1.32M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
14.6KNew |
$866K - $961K
|
14.6K
$1.23M
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
8.41KNew |
$498K - $552K
|
8.41K
$707K
|
|
|
May 15, 2024
Q1 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
7.18KNew |
$425K - $471K
|
7.18K
$603K
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.07K+ 4.15% |
$419K - $464K
|
177K
$14.9M
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.8K+ 1.27% |
$344K - $381K
|
464K
$39M
|
|
|
May 09, 2024
Q1 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
5.39K+ 9.51% |
$319K - $354K
|
62.1K
$5.22M
|
|
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
5.08KNew |
$301K - $333K
|
5.08K
$427K
|
|
|
May 07, 2024
Q1 2024
|
49 Wealth Management, LLC
Austin, TX |
BUY
|
- |
4.1KNew |
$243K - $270K
|
4.1K
$345K
|
|
|
May 08, 2024
Q1 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
3.05KNew |
$180K - $200K
|
3.05K
$256K
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.8K+ 5.76% |
$166K - $184K
|
51.4K
$4.32M
|
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.53K+ 1150.45% |
$150K - $166K
|
2.75K
$231K
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
BUY
|
- |
1.65K+ 8.33% |
$97.6K - $108K
|
21.4K
$1.8M
|
|
|
May 07, 2024
Q1 2024
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
1.61K+ 3.58% |
$95.5K - $106K
|
46.7K
$3.93M
|
|
|
Apr 18, 2024
Q1 2024
|
Hfg Advisors, Inc.
|
BUY
|
- |
1.49K+ 8.15% |
$88.1K - $97.7K
|
19.8K
$1.66M
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.45K+ 16.76% |
$85.9K - $95.3K
|
10.1K
$849K
|
|
|
Jul 22, 2024
Q1 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.33K+ 44.22% |
$78.6K - $87.2K
|
4.33K
$364K
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.3K+ 38.09% |
$76.7K - $85.1K
|
4.7K
$395K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.12K+ 32.65% |
$66.2K - $73.4K
|
4.54K
$382K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.07K+ 16.42% |
$63.2K - $70.1K
|
7.57K
$636K
|
|
|
May 13, 2024
Q1 2024
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
724+ 19.4% |
$42.9K - $47.6K
|
4.46K
$375K
|
|
|
May 15, 2024
Q1 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
258+ 1.75% |
$15.3K - $16.9K
|
15K
$1.26M
|
|
|
Aug 13, 2024
Q1 2024
|
Prospera Financial Services Inc
|
BUY
|
- |
220+ 4.42% |
$13K - $14.5K
|
5.19K
$436K
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
206+ 28.69% |
$12.2K - $13.5K
|
924
$77.7K
|
|
|
Apr 23, 2024
Q1 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
126+ 4.31% |
$7.46K - $8.28K
|
3.05K
$256K
|
|
|
May 20, 2024
Q1 2024
|
Independent Wealth Network Inc.
|
BUY
|
- |
74+ 1.36% |
$4.38K - $4.86K
|
5.52K
$464K
|
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
67+ 24.36% |
$3.97K - $4.4K
|
342
$28.8K
|
|
|
May 10, 2024
Q1 2024
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
49New |
$2.9K - $3.22K
|
49
$4.12K
|
|
|
May 14, 2024
Q1 2024
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
23+ 33.82% |
$1.36K - $1.51K
|
91
$7.65K
|
|
|
May 15, 2024
Q1 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
19+ 0.23% |
$1.13K - $1.25K
|
8.39K
$705K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 24, 2024
Q1 2024
|
Spire Wealth Management
|
SELL
|
- |
-21- 16.41% |
$1.24K - $1.38K
|
107
$9K
|
|
|
Apr 22, 2024
Q1 2024
|
Wealth Effects LLC
|
SELL
|
- |
-30- 0.91% |
$1.78K - $1.97K
|
3.27K
$275K
|
|
|
Apr 11, 2024
Q1 2024
|
Independent Wealth Network Inc.
|
SELL
|
- |
-31- 0.57% |
$1.84K - $2.04K
|
5.44K
$458K
|
|
|
Apr 23, 2024
Q1 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-50- 6.37% |
$2.96K - $3.28K
|
735
$61.8K
|
|
|
May 09, 2024
Q1 2024
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-97- 1.2% |
$5.75K - $6.37K
|
8K
$673K
|
|
|
May 01, 2024
Q1 2024
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-100- 2.57% |
$5.92K - $6.57K
|
3.8K
$319K
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-100- 1.56% |
$5.92K - $6.57K
|
6.32K
$531K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
SELL
|
- |
-104- 8.9% |
$6.16K - $6.83K
|
1.06K
$89.5K
|
|
|
Apr 19, 2024
Q1 2024
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-129- 3.6% |
$7.64K - $8.47K
|
3.45K
$290K
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
SELL
|
- |
-157- 0.49% |
$9.3K - $10.3K
|
31.7K
$2.67M
|
|
|
May 03, 2024
Q1 2024
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-159- 1.92% |
$9.42K - $10.4K
|
8.13K
$683K
|
|
|
Apr 29, 2024
Q1 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-596- 1.12% |
$35.3K - $39.2K
|
52.5K
$4.41M
|
|
|
May 13, 2024
Q1 2024
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-688- 8.18% |
$40.8K - $45.2K
|
7.72K
$649K
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-700- 3.82% |
$41.5K - $46K
|
17.6K
$1.48M
|