Purchases and Sales Made in Q1 2025 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q1 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
82.3K+ 157.85% |
$5.61M - $6.63M
|
134K
$10.7M
|
|
|
May 16, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
47.3K+ 1369.42% |
$3.22M - $3.81M
|
50.7K
$4.02M
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
45.2K+ 41.2% |
$3.08M - $3.64M
|
155K
$12.3M
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
34.6K+ 243.99% |
$2.36M - $2.79M
|
48.8K
$3.87M
|
|
|
May 13, 2025
Q1 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
21.4K+ 67.38% |
$1.46M - $1.73M
|
53.3K
$4.22M
|
|
|
May 14, 2025
Q1 2025
|
Richmond Investment Services, LLC
Mequon, WI |
BUY
|
- |
20.9K+ 45.33% |
$1.42M - $1.68M
|
66.8K
$5.3M
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
20.3K+ 33.64% |
$1.38M - $1.63M
|
80.6K
$6.39M
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
18.2K+ 3.17% |
$1.24M - $1.46M
|
592K
$46.9M
|
|
|
May 07, 2025
Q1 2025
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
17.5K+ 32.57% |
$1.19M - $1.41M
|
71.1K
$5.64M
|
|
|
May 08, 2025
Q1 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
16.4K+ 417.41% |
$1.11M - $1.32M
|
20.3K
$1.61M
|
|
|
May 15, 2025
Q1 2025
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
15.7K+ 286.24% |
$1.07M - $1.27M
|
21.2K
$1.68M
|
|
|
Apr 29, 2025
Q1 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
14.7K+ 17.24% |
$1M - $1.19M
|
100K
$7.94M
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13.2K+ 66.31% |
$901K - $1.07M
|
33.2K
$2.63M
|
|
|
Apr 23, 2025
Q1 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
10.7KNew |
$730K - $863K
|
10.7K
$849K
|
|
|
May 12, 2025
Q1 2025
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
9.03KNew |
$615K - $727K
|
9.03K
$716K
|
|
|
Apr 10, 2025
Q1 2025
|
Eclectic Associates Inc
|
BUY
|
- |
7.67K+ 5.98% |
$523K - $618K
|
136K
$10.8M
|
|
|
Apr 14, 2025
Q1 2025
|
Wedmont Private Capital
|
BUY
|
- |
7.62KNew |
$519K - $614K
|
7.62K
$604K
|
|
|
Apr 24, 2025
Q1 2025
|
Vista Investment Partners Ii, LLC
Richmond, IN |
BUY
|
- |
7.49KNew |
$511K - $604K
|
7.49K
$594K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.09K+ 49.42% |
$483K - $572K
|
21.4K
$1.7M
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
5.99K+ 11.31% |
$408K - $483K
|
59K
$4.67M
|
|
|
Apr 22, 2025
Q1 2025
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
5.93KNew |
$404K - $477K
|
5.93K
$470K
|
|
|
May 06, 2025
Q1 2025
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
5.56KNew |
$379K - $448K
|
5.56K
$441K
|
|
|
May 05, 2025
Q1 2025
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
5.56KNew |
$379K - $448K
|
5.56K
$441K
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.61K+ 65.48% |
$314K - $371K
|
11.7K
$924K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
4.5K+ 55.19% |
$307K - $362K
|
12.7K
$1M
|
|
|
May 14, 2025
Q1 2025
|
Custom Index Systems, LLC
New York, NY |
BUY
|
- |
3.66KNew |
$249K - $295K
|
3.66K
$290K
|
|
|
May 15, 2025
Q1 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3.63K+ 141.27% |
$247K - $292K
|
6.19K
$491K
|
|
|
May 14, 2025
Q1 2025
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
3.12KNew |
$212K - $251K
|
3.12K
$247K
|
|
|
May 15, 2025
Q1 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
3.03KNew |
$207K - $244K
|
3.03K
$241K
|
|
|
Apr 28, 2025
Q1 2025
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
1.51K+ 38.75% |
$103K - $121K
|
5.39K
$427K
|
|
|
May 15, 2025
Q1 2025
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
BUY
|
- |
1.08KNew |
$73.9K - $87.3K
|
1.08K
$85.9K
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
899+ 14.34% |
$61.2K - $72.4K
|
7.17K
$568K
|
|
|
Apr 23, 2025
Q1 2025
|
Sylvest Advisors, LLC
Dallas, TX |
BUY
|
- |
881+ 13.7% |
$60K - $71K
|
7.31K
$580K
|
|
|
Apr 22, 2025
Q1 2025
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
765+ 10.01% |
$52.1K - $61.6K
|
8.41K
$667K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
706+ 22.78% |
$48.1K - $56.9K
|
3.81K
$302K
|
|
|
May 14, 2025
Q1 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
590New |
$40.2K - $47.5K
|
590
$46.8K
|
|
|
May 05, 2025
Q1 2025
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
500New |
$34.1K - $40.3K
|
500
$39.6K
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
463+ 6.23% |
$31.5K - $37.3K
|
7.9K
$626K
|
|
|
May 14, 2025
Q1 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
442+ 102.55% |
$30.1K - $35.6K
|
873
$69.2K
|
|
|
Apr 28, 2025
Q1 2025
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
416+ 11.71% |
$28.3K - $33.5K
|
3.97K
$315K
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
BUY
|
- |
388+ 10.76% |
$26.4K - $31.3K
|
4K
$317K
|
|
|
Apr 23, 2025
Q1 2025
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
387+ 15.87% |
$26.4K - $31.2K
|
2.83K
$224K
|
|
|
Apr 21, 2025
Q1 2025
|
Hfg Advisors, Inc.
|
BUY
|
- |
380+ 1.87% |
$25.9K - $30.6K
|
20.7K
$1.64M
|
|
|
May 15, 2025
Q1 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
330+ 5.84% |
$22.5K - $26.6K
|
5.98K
$474K
|
|
|
May 02, 2025
Q1 2025
|
Independent Wealth Network Inc.
|
BUY
|
- |
322+ 4.21% |
$21.9K - $25.9K
|
7.98K
$632K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
BUY
|
- |
296+ 8.63% |
$20.2K - $23.8K
|
3.73K
$295K
|
|
|
Apr 25, 2025
Q1 2025
|
G&S Capital LLC
|
BUY
|
- |
288+ 2.06% |
$19.6K - $23.2K
|
14.3K
$1.13M
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
250New |
$17K - $20.1K
|
250
$19.8K
|
|
|
Apr 30, 2025
Q1 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
226+ 7.77% |
$15.4K - $18.2K
|
3.13K
$248K
|
|
|
May 14, 2025
Q1 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
142+ 0.83% |
$9.67K - $11.4K
|
17.2K
$1.36M
|