Purchases and Sales Made in Q3 2021 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
252KNew |
$17M - $18.7M
|
252K
$21.2M
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
30.8KNew |
$2.07M - $2.29M
|
30.8K
$2.59M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
17.7K+ 13.39% |
$1.19M - $1.32M
|
150K
$12.6M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
12.2K+ 3.37% |
$823K - $907K
|
375K
$31.5M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10.3K+ 24.41% |
$692K - $763K
|
52.4K
$4.4M
|
|
|
Nov 10, 2021
Q3 2021
|
J Arnold Wealth Management CO
Youngstown, OH |
BUY
|
- |
9.59K+ 4.22% |
$646K - $712K
|
237K
$19.9M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
8.96K+ 32.81% |
$603K - $665K
|
36.3K
$3.05M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
8.43K+ 6.94% |
$567K - $626K
|
130K
$10.9M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
7.53K+ 59.43% |
$507K - $559K
|
20.2K
$1.7M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.71K+ 4.97% |
$452K - $498K
|
142K
$11.9M
|
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
BUY
|
- |
5.9K+ 8.0% |
$397K - $438K
|
79.7K
$6.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.67K+ 49.09% |
$382K - $421K
|
17.2K
$1.45M
|
|
|
Nov 04, 2021
Q3 2021
|
Independent Wealth Network Inc.
|
BUY
|
- |
5.47KNew |
$369K - $406K
|
5.47K
$460K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
5.2K+ 22.0% |
$350K - $386K
|
28.8K
$2.42M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.72K+ 18.98% |
$250K - $276K
|
23.3K
$1.96M
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
2.25K+ 5.02% |
$152K - $167K
|
47.1K
$3.96M
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
1.39K+ 18.47% |
$93.3K - $103K
|
8.89K
$748K
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.35K+ 5.81% |
$90.9K - $100K
|
24.6K
$2.07M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
733+ 4.06% |
$49.3K - $54.4K
|
18.8K
$1.58M
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
702+ 2.52% |
$47.3K - $52.1K
|
28.6K
$2.41M
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
583New |
$39.2K - $43.3K
|
583
$49K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
553+ 1.06% |
$37.2K - $41K
|
52.8K
$4.44M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
551New |
$37.1K - $40.9K
|
551
$46.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
197New |
$13.3K - $14.6K
|
197
$16.6K
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
194+ 3.75% |
$13.1K - $14.4K
|
5.37K
$451K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
101+ 1.7% |
$6.8K - $7.5K
|
6.04K
$508K
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
81+ 2.65% |
$5.45K - $6.01K
|
3.13K
$263K
|
|
|
Aug 13, 2024
Q3 2021
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
65+ 43.33% |
$4.38K - $4.82K
|
215
$18.1K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
48+ 1.0% |
$3.23K - $3.56K
|
4.86K
$408K
|
|
|
Nov 03, 2021
Q3 2021
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
22+ 0.06% |
$1.48K - $1.63K
|
37.2K
$3.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
7+ 1.4% |
$471 - $520
|
508
$42.7K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-2- 1.38% |
$135 - $148
|
143
$12K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-3- 0.14% |
$202 - $223
|
2.2K
$185K
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-16- 0.33% |
$1.08K - $1.19K
|
4.8K
$403K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-20- 0.52% |
$1.35K - $1.48K
|
3.85K
$324K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-32- 4.71% |
$2.15K - $2.38K
|
648
$54.5K
|
|
|
Oct 19, 2021
Q3 2021
|
Professional Financial Advisors, LLC
|
SELL
|
- |
-47- 1.16% |
$3.16K - $3.49K
|
4.02K
$338K
|
|
|
Nov 12, 2021
Q3 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-54- 0.97% |
$3.64K - $4.01K
|
5.52K
$464K
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-59Closed |
$3.97K - $4.38K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-190Closed |
$12.8K - $14.1K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-224- 1.81% |
$15.1K - $16.6K
|
12.1K
$1.02M
|
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-224- 1.81% |
$15.1K - $16.6K
|
12.1K
$1.02M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-229- 2.71% |
$15.4K - $17K
|
8.21K
$690K
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-350Closed |
$23.6K - $26K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-350- 19.66% |
$23.6K - $26K
|
1.43K
$120K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-413- 4.2% |
$27.8K - $30.7K
|
9.42K
$792K
|
|
|
Nov 12, 2021
Q3 2021
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-575- 19.15% |
$38.7K - $42.7K
|
2.43K
$204K
|
|
|
Oct 08, 2021
Q3 2021
|
Strid Group, LLC
|
SELL
|
- |
-578- 3.44% |
$38.9K - $42.9K
|
16.2K
$1.36M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-994- 13.41% |
$66.9K - $73.8K
|
6.42K
$540K
|